DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Investors Security Company, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Christopher Matthew Holloway	Investors Security Company, Inc. other	Securities America Advisors, Inc. other	Other	Dec 31, 2012	Jan 2, 2013
Robert Joseph Clark	Investors Security Company, Inc. other	Securities America Advisors, Inc. other	Other	Dec 31, 2012	Dec 7, 2012
Luke Anthony Ottinger	Investors Security Company, Inc. other	Securities America Advisors, Inc. other	Other	Dec 31, 2012	Dec 7, 2012
Sallie Ann Pagano	Investors Security Company, Inc. other	Securities America Advisors, Inc. other	Other	Dec 12, 2012	Dec 7, 2012
Percy Lemar Hundley	Investors Security Company, Inc. other	Securities America Advisors, Inc. other	Other	Dec 12, 2012	Dec 7, 2012
Ralph Edward Smith	Investors Security Company, Inc. other	Securities America Advisors, Inc. other	Other	Dec 7, 2012	Dec 7, 2012
Roger Lee Slayton	Investors Security Company, Inc. other	Securities America Advisors, Inc. other	Other	Dec 7, 2012	Dec 7, 2012
John Stephen Fox	Investors Security Company, Inc. other	Securities America Advisors, Inc. other	Other	Dec 7, 2012	Dec 7, 2012
John Marsh Woleben	Investors Security Company, Inc. other	Securities America Advisors, Inc. other	Other	Dec 7, 2012	Dec 7, 2012
Waylon Bruce Jackson	Investors Security Company, Inc. other	Securities America Advisors, Inc. other	Other	Dec 7, 2012	Dec 7, 2012
Richard Durant Adams	Investors Security Company, Inc. other	Securities America Advisors, Inc. other	Other	Dec 7, 2012	Dec 7, 2012
Robert Lee Johnson	Investors Security Company, Inc. other	Securities America Advisors, Inc. other	Other	Dec 7, 2012	Dec 7, 2012
James Rudy Mcknight	Investors Security Company, Inc. other	Securities America Advisors, Inc. other	Other	Dec 7, 2012	Dec 7, 2012
David Scott Tronson	Investors Security Company, Inc. other	Securities America Advisors, Inc. other	Other	Dec 7, 2012	Dec 7, 2012
Mark Underwood Mcgahee	Investors Security Company, Inc. other	Securities America Advisors, Inc. other	Other	Dec 7, 2012	Dec 7, 2012
Cabell Brooking Birdsong	Investors Security Company, Inc. other	Securities America Advisors, Inc. other	Other	Dec 7, 2012	Dec 7, 2012
Robyn White Moorhead	Investors Security Company, Inc. other	Securities America Advisors, Inc. other	Other	Dec 7, 2012	Dec 7, 2012
John Mason Burris	Investors Security Company, Inc. other	Securities America Advisors, Inc. other	Other	Dec 7, 2012	Dec 7, 2012
Karyn Leigh Warren	Investors Security Company, Inc. other	Securities America Advisors, Inc. other	Other	Dec 7, 2012	Dec 7, 2012
Chester Bradley Holsinger	Investors Security Company, Inc. other	Securities America Advisors, Inc. other	Other	Dec 7, 2012	Dec 7, 2012
William Xavier Randall	Investors Security Company, Inc. other	Securities America Advisors, Inc. other	Other	Dec 7, 2012	Dec 7, 2012
John Rodney Johnson	Investors Security Company, Inc. other	Securities America Advisors, Inc. other	Other	Dec 7, 2012	Dec 7, 2012
James Andrew Funck	Investors Security Company, Inc. other	Baltimore Avenue Investments, LLC state registered	Other	Mar 5, 2012	Mar 1, 2012
Brian Thomas Hennaman	Investors Security Company, Inc. other	James River Asset Management, LLC other	Other	Feb 13, 2012	Feb 23, 2012
Dahlia Christine Daley	Investors Security Company, Inc. other	Daley Capital, Inc state registered	Other	Dec 31, 2007	Apr 15, 2008 (106 d)
Gregory Peter Liesen	Investors Security Company, Inc. other	Geneva Financial Group LLC state registered	Other	Feb 23, 2007	Feb 12, 2010 (1085 d)
Brian Christopher Lauer	Investors Security Company, Inc. other	Waddell & Reed other	Other	Dec 31, 2006	Oct 31, 2007 (304 d)
David Wayne Ellis	Investors Security Company, Inc. other	Suntrust Investment Services, Inc. other	Other	May 1, 2006	May 9, 2006
Dennis Patrick Gogarty	Investors Security Company, Inc. other	Raffa Investment Advisers other	Other	Apr 5, 2006	Jan 1, 2025 (6846 d)
Reena Oettinger	Investors Security Company, Inc. other	Gunnallen Financial, Inc unclassified	Other	Oct 19, 2005	Oct 19, 2005
Steven Craig Nearman	Investors Security Company, Inc. other	Osaic Fs, Inc. other	Other	Oct 17, 2005	Nov 2, 2005
Keith Bradley Hawk	Investors Security Company, Inc. other	Premier College Funding unclassified	Other	Apr 1, 2005	Jan 28, 2010 (1763 d)
Roger Roosevelt Bell	Investors Security Company, Inc. other	Roger R. Bell & Co., Inc. state registered	Other	Jan 31, 2005	Jan 31, 2005
Richard Dillard Dixon	Investors Security Company, Inc. other	Financial Partners, Inc. unclassified	Other	Jul 17, 2002	Jul 23, 2009 (2563 d)

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34 moves match.