DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Joseph Gunnar & Co., LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher Adam ToroJoseph Gunnar & Co., LLC independent RIAA.G.P / Alliance Global Partners independent RIARIA to RIAMay 28, 2025May 28, 2025
Teddy LellosJoseph Gunnar & Co., LLC independent RIAA.G.P / Alliance Global Partners independent RIARIA to RIAApr 21, 2025Apr 21, 2025
Stephen Gregory MarekJoseph Gunnar & Co., LLC independent RIAAtcap Partners, LLC independent RIARIA to RIAFeb 26, 2025Mar 12, 2025
Kevin PellegriniJoseph Gunnar & Co., LLC independent RIAWest Pine 43 LLC no RAUMRIA to a newly registered adviserJun 23, 2023Jun 6, 2023
John GovicJoseph Gunnar & Co., LLC independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseJun 30, 2022Aug 3, 2022 (34 d)
Tyler Jordan AresJoseph Gunnar & Co., LLC independent RIAFresh Bread Investments, LLC state registeredRIA to a state-registered adviserFeb 22, 2022Feb 26, 2022
Jennifer LaroseJoseph Gunnar & Co., LLC independent RIAMirae Asset Wealth Management (USA) Inc. unclassifiedOtherJan 19, 2022Oct 22, 2021
Agrume T HamiltonJoseph Gunnar & Co., LLC independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseDec 20, 2021Apr 5, 2022 (106 d)
Hunter Aron SabetyJoseph Gunnar & Co., LLC otherDeep Blue Investment Advisors institutionalOtherNov 5, 2019Oct 12, 2020 (342 d)
Robert GerraputaJoseph Gunnar & Co., LLC otherEdward Jones national BDOtherMay 15, 2017May 23, 2017
Russell Marc FiskeJoseph Gunnar & Co., LLC otherMaxim Financial Advisors LLC otherOtherAug 10, 2016Oct 16, 2017 (432 d)
John R CultreraJoseph Gunnar & Co., LLC otherWoodbury Financial Services, Inc. BD affiliatedOtherMay 29, 2015Oct 28, 2019 (1613 d)
Michael Anthony MondielloJoseph Gunnar & Co., LLC otherCantella & Co., Inc. otherOtherMar 11, 2015Mar 12, 2015
Joseph Adrian MotleyJoseph Gunnar & Co., LLC otherMvm Advisors, LLC state registeredOtherSep 2, 2009Apr 17, 2015 (2053 d)
Bradford Marlon PineJoseph Gunnar & Co., LLC otherCantella & Co., Inc. otherOtherNov 9, 2007Dec 4, 2007
Donovan A WilliamsJoseph Gunnar & Co., LLC otherErnst & Young Investment Advisers Llp no RAUMOtherAug 22, 2005Nov 14, 2006 (449 d)
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16 moves match.