DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from The Fiduciary Alliance
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Katrina Domela Whitlinger | The Fiduciary Alliance independent RIA | Stella Maris Wealth state registered | RIA to a state-registered adviser | Jul 17, 2026 | Jun 30, 2026 |
| Anthony Richard Mahfood | The Fiduciary Alliance independent RIA | Wealth Intelligently Navigated, LLC no RAUM | RIA to a newly registered adviser | Jul 1, 2026 | Jul 2, 2026 |
| Robert Francis | The Fiduciary Alliance independent RIA | Wealth Intelligently Navigated, LLC no RAUM | RIA to a newly registered adviser | Jul 1, 2026 | Jul 2, 2026 |
| Steven Wayne Tolleson | The Fiduciary Alliance independent RIA | Wealth Intelligently Navigated, LLC no RAUM | RIA to a newly registered adviser | May 1, 2026 | Mar 31, 2026 |
| Anna Flasch Wolford | The Fiduciary Alliance independent RIA | Wealth Intelligently Navigated, LLC no RAUM | RIA to a newly registered adviser | May 1, 2026 | Mar 31, 2026 |
| Thomas Anthony Russo | The Fiduciary Alliance independent RIA | LPL Enterprise, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 21, 2026 | Jan 26, 2026 |
| Ted Miller | The Fiduciary Alliance independent RIA | Harvest Investment Services, LLC independent RIA | RIA to RIA | Nov 12, 2025 | Nov 19, 2025 |
| Calvin Tracy Leonard | The Fiduciary Alliance independent RIA | Forthright Capital independent RIA | RIA to RIA | Oct 6, 2025 | Oct 15, 2025 |
| Jay Lynn Jackson | The Fiduciary Alliance independent RIA | Primerica Advisors national BD | RIA to affiliated broker-dealer or bank | Sep 30, 2025 | Apr 24, 2026 (206 d) |
| Mary Katherine Sheahan | The Fiduciary Alliance independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Apr 21, 2025 | Apr 16, 2025 |
| Muhammad Naadir Jalill | The Fiduciary Alliance independent RIA | Fisher Investments independent RIA | RIA to RIA | Oct 5, 2023 | Oct 26, 2023 |
| Veronica Parker Mackey | The Fiduciary Alliance independent RIA | Tilly, Inc. state registered | RIA to a state-registered adviser | Jun 30, 2021 | May 13, 2022 (317 d) |
| David Parker Hughes | The Fiduciary Alliance independent RIA | Resurgent Advisors independent RIA | RIA to RIA | Oct 8, 2019 | Dec 3, 2019 (56 d) |
| Stuart Sommerville Canzeri | The Fiduciary Alliance independent RIA | Resurgent Advisors independent RIA | RIA to RIA | Oct 8, 2019 | Dec 13, 2019 (66 d) |
| William Robert Hines | The Fiduciary Alliance other | Oneascent Financial Services LLC no RAUM | Other | Aug 16, 2017 | Sep 28, 2017 (43 d) |
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15 moves match.