DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Prudential Select Strategies LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eric Nils Sterner | Prudential Select Strategies LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Aug 18, 2021 | Nov 9, 2022 (448 d) |
| Daniel Francis Ohara | Prudential Select Strategies LLC independent RIA | Empower Advisory Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 29, 2020 | Jul 21, 2022 (599 d) |
| Jennifer Kay Wardle | Prudential Select Strategies LLC independent RIA | Empower Advisory Group, LLC other | Other | Nov 29, 2020 | Jun 17, 2021 (200 d) |
| Michael George Otting | Prudential Select Strategies LLC independent RIA | Empower Advisory Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 29, 2020 | Jul 21, 2022 (599 d) |
| Ilka Lorraine Lopez Miller | Prudential Select Strategies LLC independent RIA | Transamerica Retirement Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 29, 2020 | Jun 1, 2022 (549 d) |
| Gabriel David Ward | Prudential Select Strategies LLC independent RIA | Empower Advisory Group, LLC institutional | Other | Nov 29, 2020 | Mar 2, 2021 (93 d) |
| Brad Alan Murphy | Prudential Select Strategies LLC independent RIA | Empower Advisory Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 29, 2020 | Jul 21, 2022 (599 d) |
| Spencer Craig Sell | Prudential Select Strategies LLC independent RIA | Empower Advisory Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 29, 2020 | Jul 22, 2022 (600 d) |
| Jenna Rancourt | Prudential Select Strategies LLC independent RIA | Empower Advisory Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 29, 2020 | Jul 22, 2022 (600 d) |
| Michael J Mccabe | Prudential Select Strategies LLC independent RIA | Empower Advisory Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 29, 2020 | Jul 21, 2022 (599 d) |
| Jesse Richard Dalsing | Prudential Select Strategies LLC independent RIA | Empower Advisory Group, LLC other | Other | Nov 28, 2020 | Sep 15, 2021 (291 d) |
| Christopher Paul Clini | Prudential Select Strategies LLC independent RIA | Empower Advisory Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 28, 2020 | Jul 21, 2022 (600 d) |
| Naomi Feldott | Prudential Select Strategies LLC independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Nov 28, 2020 | Apr 23, 2021 (146 d) |
| Todd Joseph Burgess | Prudential Select Strategies LLC independent RIA | Empower Advisory Group, LLC other | Other | Nov 24, 2020 | Apr 28, 2021 (155 d) |
| Tammy Lee Beasley | Prudential Select Strategies LLC independent RIA | Empower Advisory Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 24, 2020 | Jul 5, 2022 (588 d) |
| Kenneth Joseph Bart | Prudential Select Strategies LLC independent RIA | Principal Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 24, 2020 | Jun 13, 2022 (566 d) |
| Justin J Boxleiter | Prudential Select Strategies LLC independent RIA | Empower Advisory Group, LLC other | Other | Nov 24, 2020 | Jun 4, 2021 (192 d) |
| Mark Donald Verity | Prudential Select Strategies LLC independent RIA | Equitable Advisors, LLC national BD | RIA to affiliated broker-dealer or bank | Nov 23, 2020 | Sep 1, 2021 (282 d) |
| Neal Robinson | Prudential Select Strategies LLC independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Sep 21, 2020 | Oct 14, 2020 |
| Colin James Allison | Prudential Select Strategies LLC independent RIA | Empower Advisory Group, LLC institutional | Other | Jul 16, 2020 | Dec 1, 2020 (138 d) |
| Jason Anthony Sartori | Prudential Select Strategies LLC independent RIA | Empower Advisory Group, LLC institutional | Other | Jul 16, 2020 | Sep 16, 2020 (62 d) |
| Eric Robert Hunting | Prudential Select Strategies LLC independent RIA | Empower Advisory Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 8, 2020 | Dec 5, 2025 (2037 d) |
| David A Trapper | Prudential Select Strategies LLC independent RIA | Voya Financial Partners, LLC no RAUM | Other | Apr 24, 2020 | Apr 28, 2020 |
| Mark Benjamin Konrardy | Prudential Select Strategies LLC independent RIA | Empower Advisory Group, LLC institutional | Other | Apr 20, 2020 | Mar 8, 2021 (322 d) |
| Eric Matthew Amberg | Prudential Select Strategies LLC independent RIA | Empower Advisory Group, LLC institutional | Other | Apr 17, 2020 | Oct 8, 2020 (174 d) |
| Trevor Campbell | Prudential Select Strategies LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 21, 2020 | Feb 4, 2021 (349 d) |
| Daniel Allen Buchenau | Prudential Select Strategies LLC independent RIA | Empower Advisory Group, LLC institutional | Other | Feb 19, 2020 | Jan 29, 2021 (345 d) |
| John Savoie | Prudential Select Strategies LLC independent RIA | Fbl Wealth Management, LLC no RAUM | Other | Jan 30, 2020 | Feb 10, 2020 |
| Robert Costello | Prudential Select Strategies LLC independent RIA | H. Beck, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 10, 2019 | Jan 10, 2020 (92 d) |
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29 moves match.