DFX Intelligence
Advisor moves
Departures from Voya Financial Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christina Lynn White | Voya Financial Advisors, Inc. BD affiliated | Keeney Financial Group Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2021 | Feb 2, 2021 |
| Michael Dale Allen | Voya Financial Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2021 | Dec 17, 2020 |
| John Robert Dean | Voya Financial Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Apr 29, 2024 (1215 d) |
| Craig Eugene Friedrichsen | Voya Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2020 | Dec 22, 2020 |
| Brandon Lee Graber | Voya Financial Advisors, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2020 | Dec 18, 2020 |
| Shane Thomas Swanke | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 14, 2020 | Dec 10, 2020 |
| John Albert Windham | Voya Financial Advisors, Inc. BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2020 | Nov 25, 2020 |
| Ronald Bernard Schlichte | Voya Financial Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2020 | Nov 13, 2020 |
| Andrew Louis Nickoletos | Voya Financial Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 16, 2020 | Jan 28, 2021 (73 d) |
| James George Davis | Voya Financial Advisors, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Nov 12, 2020 | Nov 18, 2020 |
| Kristi Lynn Mignano | Voya Financial Advisors, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2020 | Nov 18, 2020 |
| Mario Matthew Uyboco | Voya Financial Advisors, Inc. BD affiliated | Lifepro Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2020 | Nov 3, 2020 |
| Jarred Daniel Mantis | Voya Financial Advisors, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Nov 3, 2020 | Nov 24, 2020 |
| Michael James Patterson | Voya Financial Advisors, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2020 | Oct 28, 2020 |
| Harry B Overton | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2020 | Oct 21, 2020 |
| Skipper Wayne Riley | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2020 | Oct 28, 2020 |
| Christopher Michael Lowe | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2020 | Nov 3, 2025 (1827 d) |
| Stephen F Selby | Voya Financial Advisors, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2020 | Jul 13, 2021 (260 d) |
| Peter John O'Brien | Voya Financial Advisors, Inc. BD affiliated | Mpm Financial Corporation state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 20, 2020 | Oct 19, 2020 |
| Brian Scott Johnson | Voya Financial Advisors, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2020 | Oct 8, 2020 |
| Timothy William Greer | Voya Financial Advisors, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Oct 9, 2020 | Oct 2, 2020 |
| Jill Marie Pierce | Voya Financial Advisors, Inc. BD affiliated | Tucker Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2020 | Oct 1, 2020 |
| William Keegan Rathkamp | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2020 | Oct 1, 2020 |
| Jeffrey Scott Mumma | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2020 | Sep 25, 2020 |
| Nancy Jo Mcmillan | Voya Financial Advisors, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2020 | Sep 14, 2020 |
| Brett Taylor Mcmillan | Voya Financial Advisors, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2020 | Sep 14, 2020 |
| Adam Christopher Halm | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2020 | Sep 11, 2020 |
| Renda R. Reese-Davis | Voya Financial Advisors, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2020 | Sep 2, 2020 |
| Renita Marie Dick | Voya Financial Advisors, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2020 | Sep 2, 2020 |
| David Dick | Voya Financial Advisors, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2020 | Sep 2, 2020 |
| Peter G Lucier | Voya Financial Advisors, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2020 | Aug 28, 2020 |
| Adam Gordon O Hare | Voya Financial Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2020 | Aug 27, 2020 |
| Leah J Vanpoelvoorde | Voya Financial Advisors, Inc. BD affiliated | Integrated Financial Solutions, Pllc state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 4, 2020 | Sep 1, 2020 |
| Werner Maiwald | Voya Financial Advisors, Inc. BD affiliated | Supreme Alliance LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2020 | May 19, 2021 (260 d) |
| Brett Matthew Nelson | Voya Financial Advisors, Inc. BD affiliated | Adviceperiod, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2020 | Sep 10, 2020 |
| Jeffrey J Englert | Voya Financial Advisors, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2020 | Aug 14, 2020 |
| Richard Harris Sall | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2020 | Aug 7, 2020 |
| James Byron Underhill | Voya Financial Advisors, Inc. BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2020 | Jul 30, 2020 |
| Michael Allyn Carmichael | Voya Financial Advisors, Inc. BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2020 | Jul 29, 2020 |
| Emily Marie Wade | Voya Financial Advisors, Inc. BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2020 | Jul 30, 2020 |
| Jordan Joseph Underhill | Voya Financial Advisors, Inc. BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2020 | Jul 30, 2020 |
| John Franklin Keene | Voya Financial Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2020 | Jul 17, 2020 |
| Joseph James Faux | Voya Financial Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2020 | Jul 17, 2020 |
| Jason Paul Seele | Voya Financial Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2020 | Jul 17, 2020 |
| Darla D Wise | Voya Financial Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2020 | Jul 17, 2020 |
| Julie C Naji | Voya Financial Advisors, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2020 | Jun 30, 2020 |
| Joshua Daniel Mcmahon | Voya Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2020 | Oct 13, 2020 (88 d) |
| Matthew Walter Meyers | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2020 | Jun 29, 2020 |
| Joan Frances Crouch | Voya Financial Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2020 | Jul 1, 2020 |
| Matthew Walter Meyers | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2020 | Jun 29, 2020 |
| Mark W Lotzer | Voya Financial Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2020 | Jul 1, 2020 |
| Michael A White | Voya Financial Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2020 | Jul 1, 2020 |
| Charles Thomas Cunliffe | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2020 | Jun 30, 2020 |
| Kristine Lynn White | Voya Financial Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2020 | Jul 1, 2020 |
| William Herbert Langdon | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2020 | Jun 24, 2020 |
| Scott Charles Baldwin | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2020 | Jun 24, 2020 |
| Carole Helene Mcnichol | Voya Financial Advisors, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2020 | Jun 29, 2020 |
| Matthew P Boyle | Voya Financial Advisors, Inc. BD affiliated | Empower Advisory Group, LLC institutional | Other | Jul 1, 2020 | Jul 10, 2020 |
| Lisa Ann Mcgrath | Voya Financial Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2020 | Jun 26, 2020 |
| Lee Joseph Kaz | Voya Financial Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2020 | Jun 24, 2020 |
1,538 moves match.