DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Linden Thomas Advisory Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Benjamin Chase OsborneLinden Thomas Advisory Services, LLC independent RIASchwab Wealth Advisory, Inc. no RAUMOtherJun 12, 2026Jul 17, 2026 (35 d)
Jonathan Omar PickettLinden Thomas Advisory Services, LLC independent RIAAdvice And Planning Services BD affiliatedRIA to affiliated broker-dealer or bankMay 21, 2026Jul 29, 2026 (69 d)
Saundra HudspethLinden Thomas Advisory Services, LLC independent RIAPeople'S United Advisors, Inc. mixed wealthRIA to RIAAug 4, 2025Jul 13, 2021
James Roger PooleLinden Thomas Advisory Services, LLC independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherMar 10, 2025Aug 27, 2025 (170 d)
Daniel A. RobertsLinden Thomas Advisory Services, LLC independent RIAIndexperts, LLC no RAUMOtherDec 12, 2024Jul 7, 2021
Hunter Gregory SatcherLinden Thomas Advisory Services, LLC independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseOct 1, 2024Oct 25, 2024
Patrick Michael KilcoyneLinden Thomas Advisory Services, LLC independent RIAAdvice And Planning Services BD affiliatedRIA to affiliated broker-dealer or bankMar 20, 2024Apr 10, 2024
Nick Christopher StockdaleLinden Thomas Advisory Services, LLC independent RIAForthright Capital independent RIARIA to RIAFeb 1, 2024Apr 15, 2025 (439 d)
John Anthony PolyviouLinden Thomas Advisory Services, LLC independent RIAIp Financial Advisory Services LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 29, 2024Sep 13, 2024 (228 d)
Connor Richard EmmertLinden Thomas Advisory Services, LLC independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankDec 26, 2023Oct 24, 2024 (303 d)
John HarriganLinden Thomas Advisory Services, LLC independent RIAWoodbury Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 22, 2023Feb 27, 2023
Shannon Dale BurgettLinden Thomas Advisory Services, LLC independent RIAPnc Wealth Management BD affiliatedRIA to affiliated broker-dealer or bankJan 20, 2023Mar 15, 2023 (54 d)
Ryan LindbergLinden Thomas Advisory Services, LLC independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseDec 5, 2022Jan 26, 2023 (52 d)
Boyd BarnhardtLinden Thomas Advisory Services, LLC independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherJul 8, 2022Sep 12, 2022 (66 d)
Anthony Michael MoffaLinden Thomas Advisory Services, LLC independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIAOct 18, 2021Nov 1, 2021
Brent Andrew HannLinden Thomas Advisory Services, LLC independent RIAWells Fargo Advisors wirehouseRIA to wirehouseJul 7, 2021Nov 16, 2021 (132 d)
Nicholas John DoddsLinden Thomas Advisory Services, LLC independent RIAWells Fargo Advisors wirehouseRIA to wirehouseApr 26, 2021May 19, 2021
Ryan Scott MorganLinden Thomas Advisory Services, LLC independent RIAFisher Investments independent RIARIA to RIAOct 1, 2020Oct 22, 2020
Michael L AllisonLinden Thomas Advisory Services, LLC independent RIAWillow independent RIARIA to RIAJan 2, 2020Nov 18, 2020 (321 d)
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19 moves match.