DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Siebert Advisornxt, LLC.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Justin Andrew Carter | Siebert Advisornxt, LLC. independent RIA | Equitable Advisors, LLC national BD | RIA to affiliated broker-dealer or bank | Jun 24, 2026 | Sep 11, 2026 (79 d) |
| John Mcguinness | Siebert Advisornxt, LLC. independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 30, 2026 | Mar 30, 2026 |
| Keith Morris | Siebert Advisornxt, LLC. independent RIA | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Mar 4, 2025 | Jul 31, 2026 (514 d) |
| Maxwell Galbraith | Siebert Advisornxt, LLC. independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Jan 29, 2025 | Feb 3, 2025 |
| Bruce Arthur Galbraith | Siebert Advisornxt, LLC. independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Sep 16, 2024 | Sep 25, 2024 |
| Valerie L Miller | Siebert Advisornxt, LLC. independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Jul 11, 2024 | Sep 19, 2024 (70 d) |
| Jeffrey David Kercorian | Siebert Advisornxt, LLC. independent RIA | Cg Advisory Services independent RIA | RIA to RIA | Aug 17, 2023 | Aug 21, 2023 |
| Brian Mcrae | Siebert Advisornxt, LLC. independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 3, 2023 | Jan 3, 2023 |
| Andrew Joseph Porath | Siebert Advisornxt, LLC. independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Jul 22, 2022 | Aug 29, 2022 (38 d) |
| Maria L. Blessing | Siebert Advisornxt, LLC. independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Mar 8, 2021 | Apr 15, 2021 (38 d) |
| Joseph Russello | Siebert Advisornxt, LLC. independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 25, 2020 | Nov 24, 2020 |
| Carol Ann Liversedge | Siebert Advisornxt, LLC. independent RIA | Oppenheimer & Co. Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 18, 2020 | May 26, 2022 (554 d) |
| Richard Edward Newman | Siebert Advisornxt, LLC. independent RIA | Bbr Partners, LLC independent RIA | RIA to RIA | Oct 28, 2020 | Apr 15, 2021 (169 d) |
| Wayne Christopher Klatt | Siebert Advisornxt, LLC. independent RIA | Allstate Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 22, 2020 | Jul 26, 2021 (307 d) |
| Fernando Christian Germana | Siebert Advisornxt, LLC. independent RIA | Germana Capital LLC state registered | RIA to a state-registered adviser | Sep 22, 2020 | Jul 12, 2022 (658 d) |
| Patrick Infante | Siebert Advisornxt, LLC. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 6, 2020 | Feb 26, 2020 (51 d) |
| Thomas John Cama | Siebert Advisornxt, LLC. independent RIA | Verity Asset Management independent RIA | RIA to RIA | Dec 27, 2018 | Jan 2, 2019 |
| Jacqueline Collins | Siebert Advisornxt, LLC. other | Advice And Planning Services BD affiliated | Other | Mar 22, 2018 | Apr 10, 2018 |
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18 moves match.