| Lisa Marie Valerio | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Osaic Wealth, Inc. other | Other | Oct 18, 2017 | Oct 16, 2017 |
| Robert Edward Schobel | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Osaic Wealth, Inc. other | Other | Oct 18, 2017 | Oct 19, 2017 |
| Daniel Spencer Ure | National Planning Corporation ("Npc Of America" In Fl & Ny) other | USA Financial Securities LLC other | Other | Oct 18, 2017 | Oct 16, 2017 |
| Robert John Russell | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Osaic Wealth, Inc. other | Other | Oct 18, 2017 | Oct 16, 2017 |
| Tyren A Tornincasa | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Pnc Wealth Management BD affiliated | Other | Oct 18, 2017 | Nov 20, 2017 (33 d) |
| Bryce Anthony Hood | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Osaic Wealth, Inc. other | Other | Oct 18, 2017 | Oct 16, 2017 |
| Adam Giovanni D'Acierno | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Osaic Wealth, Inc. other | Other | Oct 18, 2017 | Oct 16, 2017 |
| William Marc Ozburn | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Kestra Advisory Services, LLC other | Other | Oct 17, 2017 | Oct 16, 2017 |
| Jeffrey Michael Zufall | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Kestra Advisory Services, LLC other | Other | Oct 17, 2017 | Oct 13, 2017 |
| Erik Christopher Lure | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Securities America Advisors, Inc. other | Other | Oct 17, 2017 | Oct 23, 2017 |
| Andrea Marie Pease | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Securities America Advisors, Inc. other | Other | Oct 17, 2017 | Oct 13, 2017 |
| Jeffery Wayne Hill | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Future Planning Systems, Inc. unclassified | Other | Oct 17, 2017 | Apr 5, 2012 |
| Mark Zigman | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Commonwealth Financial Network national BD | Other | Oct 16, 2017 | Jun 29, 2021 (1352 d) |
| Evan Scott Portnoy | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Commonwealth Financial Network national BD | Other | Oct 16, 2017 | Jun 29, 2021 (1352 d) |
| Joseph Marinus Paulie | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Osaic Wealth, Inc. other | Other | Oct 16, 2017 | Oct 16, 2017 |
| Michael Roy Paris | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Obsidian Personal Planning Solutions, LLC no RAUM | Other | Oct 16, 2017 | Sep 16, 2013 |
| Paul Kim | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Commonwealth Financial Network national BD | Other | Oct 16, 2017 | Jun 29, 2021 (1352 d) |
| Thomas W Repass | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Woodbury Financial Services, Inc. other | Other | Oct 16, 2017 | Oct 13, 2017 |
| Neil Jeffrey Marks | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Prime Financial Strategies, Inc. state registered | Other | Oct 16, 2017 | Aug 15, 2018 (303 d) |
| Jeffrey Brian Marks | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Advantage Investment Management, LLC other | Other | Oct 16, 2017 | Jul 15, 2009 |
| Carl David Hulse | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Woodbury Financial Services, Inc. other | Other | Oct 13, 2017 | Oct 13, 2017 |
| David Lesnick | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Woodbury Financial Services, Inc. other | Other | Oct 13, 2017 | Oct 13, 2017 |
| Scott Allen Hansen | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Woodbury Financial Services, Inc. other | Other | Oct 13, 2017 | Oct 13, 2017 |
| Christian David Price | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Woodbury Financial Services, Inc. other | Other | Oct 13, 2017 | Oct 13, 2017 |
| Lester Joseph Tadej | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Woodbury Financial Services, Inc. other | Other | Oct 13, 2017 | Oct 13, 2017 |
| Robert Joseph Lang | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Kestra Advisory Services, LLC other | Other | Oct 12, 2017 | Oct 12, 2017 |
| Dean Winfred Thurman | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Cambridge Investment Research Advisors, Inc. other | Other | Oct 12, 2017 | Oct 5, 2017 |
| Peter Jon Coleman | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Cambridge Investment Research Advisors, Inc. other | Other | Oct 12, 2017 | Oct 10, 2017 |
| Elizabeth Marie Kampmeinert | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Kestra Advisory Services, LLC other | Other | Oct 12, 2017 | Oct 12, 2017 |
| Lucas Carl Johnson | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Kestra Advisory Services, LLC other | Other | Oct 12, 2017 | Oct 12, 2017 |
| David William Marrazzo | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Guardian Asset Advisors, LLC independent RIA | Other | Oct 11, 2017 | Nov 18, 2021 (1499 d) |
| Joseph G Marrazzo | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Guardian Asset Advisors, LLC independent RIA | Other | Oct 11, 2017 | Nov 19, 2021 (1500 d) |
| Marian Bliss White | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Belpointe Asset Management LLC independent RIA | Other | Oct 11, 2017 | Jul 8, 2021 (1366 d) |
| John Harold Kirschner | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Guardian Asset Advisors, LLC other | Other | Oct 11, 2017 | Oct 10, 2017 |
| Darren Bradley Gutshall | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Guardian Asset Advisors, LLC independent RIA | Other | Oct 11, 2017 | Nov 18, 2021 (1499 d) |
| Jason Moore Giordano | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Guardian Asset Advisors, LLC other | Other | Oct 11, 2017 | Oct 13, 2017 |
| Cathleen Marie Odish | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Cambridge Investment Research Advisors, Inc. other | Other | Oct 11, 2017 | Oct 9, 2017 |
| Kalie Grace Hawley | National Planning Corporation ("Npc Of America" In Fl & Ny) other | J. W. Cole Advisors, Inc. other | Other | Oct 11, 2017 | Oct 12, 2017 |
| David Lee Noggle | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Guardian Asset Advisors, LLC other | Other | Oct 11, 2017 | Oct 11, 2017 |
| Bruce Thomas Brown | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Ssn Advisory, Inc. other | Other | Oct 10, 2017 | Oct 9, 2017 |
| Brian Scott Garnets | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Ic Advisory Services, Inc. other | Other | Oct 10, 2017 | Oct 11, 2017 |
| Pak-Tung Le | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Ic Advisory Services, Inc. other | Other | Oct 10, 2017 | Oct 11, 2017 |
| Scott Cameron Rooney | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Cambridge Investment Research Advisors, Inc. other | Other | Oct 10, 2017 | Oct 9, 2017 |
| Gregg Pajak | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Ic Advisory Services, Inc. other | Other | Oct 10, 2017 | Oct 11, 2017 |
| Kenneth Jay Heaney | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Ssn Advisory, Inc. other | Other | Oct 10, 2017 | Oct 9, 2017 |
| James Jae Won Uh | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Cambridge Investment Research Advisors, Inc. other | Other | Oct 10, 2017 | Oct 5, 2017 |
| Karen Brown Tisdale | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Ssn Advisory, Inc. other | Other | Oct 10, 2017 | Oct 9, 2017 |
| Kurtis Michael Beethem | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Cambridge Investment Research Advisors, Inc. other | Other | Oct 10, 2017 | Oct 5, 2017 |
| Alice Michelle Naef | National Planning Corporation ("Npc Of America" In Fl & Ny) other | LPL Financial LLC BD affiliated | Other | Oct 9, 2017 | Jan 1, 2025 (2641 d) |
| Kelly Lynn Boyd | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Cambridge Investment Research Advisors, Inc. other | Other | Oct 9, 2017 | Oct 5, 2017 |
| Michael D. Veyette | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Osaic Wealth, Inc. other | Other | Oct 5, 2017 | Sep 29, 2017 |
| William Thomas Dicke | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Spc other | Other | Oct 4, 2017 | Oct 2, 2017 |
| Shawn Michael Louis | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Osaic Wealth, Inc. other | Other | Oct 4, 2017 | Sep 29, 2017 |
| Steven Yokomizo | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Cambridge Investment Research Advisors, Inc. other | Other | Oct 4, 2017 | Oct 2, 2017 |
| Katharine Booth Marvel | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Wealth Advisory Solutions, LLC no RAUM | Other | Oct 4, 2017 | Oct 4, 2017 |
| James Stephen Defalco | National Planning Corporation ("Npc Of America" In Fl & Ny) other | LPL Financial LLC independent RIA | Other | Oct 4, 2017 | Nov 24, 2017 (51 d) |
| Scott H Melbrod | National Planning Corporation ("Npc Of America" In Fl & Ny) other | M Wealth Management, LLC independent RIA | Other | Oct 3, 2017 | Nov 16, 2015 |
| Anastasia Gene Melbrod | National Planning Corporation ("Npc Of America" In Fl & Ny) other | M Wealth Management, LLC independent RIA | Other | Oct 3, 2017 | Nov 12, 2015 |
| Patrick Michael Mcdonald | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Kestra Advisory Services, LLC BD affiliated | Other | Oct 2, 2017 | Jun 7, 2021 (1344 d) |
| Kevin M. Mccarthy | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Woodbury Financial Services, Inc. other | Other | Oct 2, 2017 | Sep 29, 2017 |