DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Concurrent Investment Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Charles Austin Sacco | Concurrent Investment Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 13, 2026 | Aug 13, 2026 |
| Bradford Michael Felger | Concurrent Investment Advisors, LLC independent RIA | Stratos Wealth Partners, Ltd BD affiliated | RIA to affiliated broker-dealer or bank | Jul 21, 2026 | Jul 24, 2026 |
| Eric R Rivero | Concurrent Investment Advisors, LLC independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Jun 30, 2026 | Aug 21, 2026 (52 d) |
| Andrew S Diozzi | Concurrent Investment Advisors, LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 8, 2025 | Jun 9, 2026 (183 d) |
| Sara Dicamillo Ferrell | Concurrent Investment Advisors, LLC independent RIA | Trek Financial independent RIA | RIA to RIA | Apr 29, 2025 | Apr 24, 2025 |
| Kori Jean Manus | Concurrent Investment Advisors, LLC independent RIA | Mariner Independent independent RIA | RIA to RIA | Feb 4, 2025 | Mar 24, 2026 (413 d) |
| Justin Dwyer | Concurrent Investment Advisors, LLC independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Jun 4, 2024 | Jul 26, 2024 (52 d) |
| Tracie Louise Bailey | Concurrent Investment Advisors, LLC independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Mar 19, 2024 | Apr 5, 2024 |
| Laura Ann Cornell | Concurrent Investment Advisors, LLC independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 19, 2024 | Apr 23, 2024 (35 d) |
| Randi Walker | Concurrent Investment Advisors, LLC independent RIA | RBC Capital Markets, LLC national BD | RIA to affiliated broker-dealer or bank | Mar 19, 2024 | Mar 26, 2024 |
| Andrew Manna | Concurrent Investment Advisors, LLC independent RIA | Stifel, Nicolaus & Company, Incorporated national BD | RIA to affiliated broker-dealer or bank | Mar 19, 2024 | Apr 12, 2024 |
| Grant Mcginty | Concurrent Investment Advisors, LLC independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Feb 8, 2024 | Mar 7, 2024 |
| Michael David Sullivan | Concurrent Investment Advisors, LLC independent RIA | Vestwell Advisors LLC institutional | Other | Nov 28, 2023 | Oct 8, 2024 (315 d) |
| Joseph Ritchey Godbout | Concurrent Investment Advisors, LLC independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Sep 27, 2023 | Oct 2, 2023 |
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14 moves match.