DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Leonard And Company

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jay B HowardLeonard And Company otherResource Horizons Investment Advisory, Inc. otherOtherAug 29, 2012Aug 30, 2012
Nicholas Anthony HawkLeonard And Company otherL.M. Kohn & Company otherOtherJul 23, 2012Jul 26, 2012
Bradley Scott MontgomeryLeonard And Company otherL.M. Kohn & Company otherOtherJul 23, 2012Aug 14, 2012
Douglas Covington OsbornLeonard And Company otherL.M. Kohn & Company otherOtherJul 23, 2012Aug 3, 2012
Anthony David AgbayLeonard And Company otherL.M. Kohn & Company otherOtherJul 19, 2012Jul 26, 2012
Sherrie Lynn InghamLeonard And Company otherL.M. Kohn & Company otherOtherJul 19, 2012Jul 26, 2012
William Charles TurnerLeonard And Company otherL.M. Kohn & Company otherOtherJul 19, 2012Aug 2, 2012
Fred Howard SultanLeonard And Company otherL.M. Kohn & Company otherOtherJul 18, 2012Jul 26, 2012
Roberto Ricardo RizzaLeonard And Company otherL.M. Kohn & Company otherOtherJul 18, 2012Jul 30, 2012
Suellen Carol EstesLeonard And Company otherL.M. Kohn & Company otherOtherJul 18, 2012Aug 16, 2012
John Allan MannLeonard And Company otherPnc Wealth Management otherOtherJul 17, 2012Nov 27, 2012 (133 d)
Peter Timothy FrawleyLeonard And Company otherCorecap Advisors no RAUMOtherJun 12, 2012Jun 27, 2012
Eric J LuttonLeonard And Company otherSound Income Strategies, LLC otherOtherApr 4, 2012Sep 23, 2015 (1267 d)
David Joseph AquilinaLeonard And Company otherWells Fargo Advisors wirehouseOtherFeb 16, 2012Feb 17, 2012
Raymond Max PettLeonard And Company otherCorecap Advisors no RAUMOtherFeb 2, 2012Jul 2, 2012 (151 d)
Christopher Thomas ReidLeonard And Company otherOsaic Wealth, Inc. otherOtherOct 31, 2011Jan 3, 2012 (64 d)
Lance Wayne RoeLeonard And Company otherFifth Third Securities, Inc. otherOtherMay 17, 2011May 18, 2011
Todd William WalkerLeonard And Company otherArapaho Asset Management LLC unclassifiedOtherJan 12, 2005Jan 12, 2007 (730 d)
Page 1 of 1
18 moves match.