| Waymon Reuben Tipton | Avondale Partners, LLC institutional | J.J.B. Hilliard, W.L. Lyons, LLC independent RIA | Other | Apr 1, 2019 | Jun 25, 2018 |
| Benjamin Tallman May | Avondale Partners, LLC institutional | J.J.B. Hilliard, W.L. Lyons, LLC independent RIA | Other | Apr 1, 2019 | Jun 25, 2018 |
| Joel Wesley Cochran | Avondale Partners, LLC institutional | Wedbush Securities Inc. other | Other | Nov 2, 2018 | Aug 21, 2018 |
| Mackenzie Cunningham | Avondale Partners, LLC institutional | Wedbush Securities Inc. BD affiliated | Other | Nov 2, 2018 | Nov 9, 2018 |
| David Nathan Hale | Avondale Partners, LLC institutional | Perigon Wealth Management, LLC independent RIA | Other | Sep 5, 2018 | May 1, 2018 |
| Steven Walter Glasgow | Avondale Partners, LLC institutional | Iic no RAUM | Other | May 15, 2018 | Jun 18, 2014 |
| Jordan Fleming Sibler | Avondale Partners, LLC institutional | Iic no RAUM | Other | May 15, 2018 | Jun 18, 2014 |
| Danielle Rose O'Brien | Avondale Partners, LLC institutional | Janney Montgomery Scott LLC BD affiliated | Other | May 15, 2018 | May 17, 2018 |
| James Francis Murphy | Avondale Partners, LLC institutional | J.J.B. Hilliard, W.L. Lyons, LLC independent RIA | Other | May 11, 2018 | May 9, 2018 |
| Norman Wayne Jordan | Avondale Partners, LLC other | M Holdings Securities, Inc. BD affiliated | Other | May 1, 2018 | May 30, 2018 |
| John David Santi | Avondale Partners, LLC other | Kimery Wealth Management, LLC independent RIA | Other | Apr 18, 2018 | Apr 19, 2018 |
| David Morris | Avondale Partners, LLC other | Nashville Financial Services Pllc unclassified | Other | Aug 17, 2016 | Sep 15, 2016 |
| Sarah Jane Zink | Avondale Partners, LLC other | Bright Investments, LLC independent RIA | Other | Sep 16, 2015 | Dec 11, 2015 (86 d) |
| Terry Darold Davis | Avondale Partners, LLC other | Morgan Stanley wirehouse | Other | Mar 9, 2012 | Mar 26, 2012 |
| Robert Owen Walker | Avondale Partners, LLC other | Trustcore Financial Services, LLC other | Other | Jun 25, 2010 | Jul 12, 2010 |