DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Fsc Securities Corporation
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Allen Ray Taylor | Fsc Securities Corporation BD affiliated | Csenge Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 5, 2020 | Apr 15, 2020 |
| Donald R. Hall | Fsc Securities Corporation BD affiliated | Csenge Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2020 | May 27, 2020 |
| James Alexander Waters | Fsc Securities Corporation BD affiliated | Csenge Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2020 | May 1, 2020 |
| Robert Dennis Mattson | Fsc Securities Corporation BD affiliated | Diversified Financial Advisory Group, Inc. unclassified | Other | Apr 3, 2020 | Dec 21, 2015 |
| Jonathan Luke Fargason | Fsc Securities Corporation BD affiliated | Navigate Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 17, 2020 | Apr 4, 2024 (1479 d) |
| Charles Alvin Sewell | Fsc Securities Corporation BD affiliated | Compass Advisory Partners LLC other | Other | Feb 18, 2020 | Oct 24, 2007 |
| Harold Dunbar Cooley | Fsc Securities Corporation BD affiliated | Csenge Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 4, 2020 | Feb 4, 2020 |
| Pandelis Philip Chryssostomides | Fsc Securities Corporation BD affiliated | Pandelis P. Chryssostomides Financial Services, Inc. unclassified | Other | Feb 4, 2020 | Jan 23, 2006 |
| Pandelis Philip Chryssostomides | Fsc Securities Corporation BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 4, 2020 | Feb 3, 2020 |
| Rachel Helen Chryssostomides | Fsc Securities Corporation BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 4, 2020 | Feb 3, 2020 |
| Mark J Sommerville | Fsc Securities Corporation BD affiliated | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 14, 2020 | Apr 15, 2020 (92 d) |
| Harvey Theo Schwartz | Fsc Securities Corporation BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 31, 2019 | Feb 6, 2020 (37 d) |
| Ryan David Aguiar | Fsc Securities Corporation BD affiliated | Arbor Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 26, 2019 | Jan 8, 2020 |
| Lee Daniel Dudinsky | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2019 | Dec 13, 2019 |
| Kevin Michael Ogrady | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2019 | Aug 3, 2021 (605 d) |
| Danielle Marie Gates | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2019 | Dec 2, 2019 |
| Andrew Robert Kuter | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2019 | Aug 3, 2021 (607 d) |
| Nataly Tracy | Fsc Securities Corporation BD affiliated | Osaic Wealth, Inc. other | Other | Nov 22, 2019 | Jun 19, 2017 |
| Andrew James Powers | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2019 | Nov 7, 2019 |
| Joseph Michael Mchugh | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2019 | Nov 11, 2019 |
| Keith Richard Jones | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2019 | Nov 7, 2019 |
| Richard Anthony Behan | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2019 | Nov 7, 2019 |
| Douglas Turner Farr | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2019 | Oct 31, 2019 |
| David H Mcillwain | Fsc Securities Corporation BD affiliated | Kpp Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2019 | Jan 21, 2025 (1904 d) |
| Ryan Justin Mckell | Fsc Securities Corporation BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2019 | Oct 31, 2019 |
| Bruce Crisman Arnold | Fsc Securities Corporation BD affiliated | Kpp Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2019 | Jan 14, 2025 (1897 d) |
| Jason Barrett Moore | Fsc Securities Corporation BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2019 | Jan 4, 2022 (795 d) |
| Raymond Gin | Fsc Securities Corporation BD affiliated | The Retirement Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2019 | Dec 28, 2018 |
| Michelle Lynne Minisci | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2019 | Oct 16, 2019 |
| John Cavanaugh | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2019 | Oct 16, 2019 |
| Anthony Neal Nettuno | Fsc Securities Corporation BD affiliated | Mapmy401k no RAUM | Other | Oct 11, 2019 | Jan 10, 2012 |
| Shelley Leavitt Nadel | Fsc Securities Corporation BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2019 | Oct 7, 2019 |
| Bart Barron Schmolke | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2019 | Oct 1, 2019 |
| Thomas Grayson Easterling | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2019 | Oct 1, 2019 |
| James Francis Curley | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2019 | Oct 3, 2019 |
| Adam T Hill | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2019 | Oct 1, 2019 |
| Michael Lee Young | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2019 | Oct 1, 2019 |
| Brooks Taylor Harris | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2019 | Oct 1, 2019 |
| Christopher F Soprano | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2019 | Oct 1, 2019 |
| April Dawn Nugent | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2019 | Oct 1, 2019 |
| Patrick Ewing O'Quin | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2019 | Oct 1, 2019 |
| Philip Gregory O'Quin | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2019 | Oct 1, 2019 |
| Kathryn S Maxwell Ufferman | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2019 | Oct 1, 2019 |
| Brian Barron Schmolke | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2019 | Oct 1, 2019 |
| William Russell Doup | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2019 | Oct 1, 2019 |
| Brent William Soller | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2019 | Oct 1, 2019 |
| Gregory Burton Oquin | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2019 | Oct 1, 2019 |
| Kevin Patrick Wall | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2019 | Sep 30, 2019 |
| John Byard Keener III | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2019 | Oct 1, 2019 |
| Nicholas John Schmitz | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2019 | Sep 26, 2019 |
| Martin Jay Mulligan | Fsc Securities Corporation BD affiliated | Payant Wealth Management Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2019 | Oct 2, 2019 |
| Trenton Dane Randall | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2019 | Sep 5, 2019 |
| David Crawford Champion | Fsc Securities Corporation BD affiliated | Csenge Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2019 | Sep 11, 2019 |
| Donald Leonard Ruffin | Fsc Securities Corporation BD affiliated | Csenge Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2019 | Sep 9, 2019 |
| David Mark Dimenstein | Fsc Securities Corporation BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2019 | Sep 6, 2019 |
| Jed Reid Brandes | Fsc Securities Corporation BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2019 | Sep 6, 2019 |
| Philip Jason Buffery | Fsc Securities Corporation BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2019 | Apr 14, 2020 (221 d) |
| Jerry Scott Swiney | Fsc Securities Corporation BD affiliated | Csenge Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2019 | Sep 6, 2019 |
| Carlos Omar Ortiz | Fsc Securities Corporation BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2019 | Feb 15, 2023 (1258 d) |
| Amanda Lynn Mitchum | Fsc Securities Corporation BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2019 | Aug 29, 2019 |
903 moves match.