DFX Intelligence
Advisor moves
Departures from Commonwealth Financial Network
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jessica Katy Brendell | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2025 | Sep 25, 2025 |
| Michelle Lynn Moyer | Commonwealth Financial Network national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2025 | Oct 3, 2025 |
| Gigi Desiree Schneppat | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2025 | Sep 25, 2025 |
| Alan M Chase | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2025 | Sep 23, 2025 |
| Ian Patrick Chase | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2025 | Sep 22, 2025 |
| Micah Ray Crabdree | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2025 | Sep 22, 2025 |
| Scott Edward Robinson | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2025 | Sep 18, 2025 |
| Jonathan Edward Farrell | Commonwealth Financial Network national BD | Highmark, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 17, 2025 | Sep 16, 2025 |
| Elizabeth Karen Kietzman | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2025 | Sep 16, 2025 |
| Steve H Nguyen | Commonwealth Financial Network national BD | Bryn Mawr Trust Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 16, 2025 | Oct 9, 2025 |
| Jeffrey Craig Tiber | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2025 | Sep 16, 2025 |
| Cheryl Jean Grochowski | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2025 | Sep 16, 2025 |
| Warren Flynt | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2025 | Sep 15, 2025 |
| Starla Sue Carr | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2025 | Sep 15, 2025 |
| Robert Eugene Meyer | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2025 | Sep 15, 2025 |
| Dana Rhodes Allen | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2025 | Sep 15, 2025 |
| Joel Lee Agus | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2025 | Sep 30, 2025 |
| Eric Douglas Boland | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2025 | Sep 15, 2025 |
| Maria Esmeralda Becerra | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2025 | Sep 15, 2025 |
| Tyler R Price | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2025 | Sep 15, 2025 |
| Andrew Ray Sammons | Commonwealth Financial Network national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 11, 2025 | Aug 26, 2025 |
| Aaron Cornelius Mabon | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2025 | Sep 11, 2025 |
| Summer Parmer Deal | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2025 | Sep 10, 2025 |
| Thomas Savone | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2025 | Sep 10, 2025 |
| Brendan Thomas Conry | Commonwealth Financial Network national BD | Connecticut Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2025 | Sep 25, 2025 |
| Lance Edward Nelson | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2025 | Sep 8, 2025 |
| Jodi M Woodruff | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2025 | Sep 5, 2025 |
| Criss G. Woodruff | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2025 | Sep 5, 2025 |
| Margaret Sullivan | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2025 | Sep 9, 2025 |
| Steven James Grogan | Commonwealth Financial Network national BD | Savvy independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2025 | Sep 18, 2025 |
| Ryan Patrick Sweeney | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2025 | Sep 8, 2025 |
| Jason Neil Brashar | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2025 | Sep 8, 2025 |
| Matthew Robert Lang | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2025 | Sep 8, 2025 |
| Alexander Stanescu | Commonwealth Financial Network national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 8, 2025 | Oct 24, 2025 (46 d) |
| Mary Jane Callaghan | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2025 | Sep 5, 2025 |
| Jeffrey Donald Bennert | Commonwealth Financial Network national BD | Nvest Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2025 | Jun 13, 2005 |
| Mitchell Eric Glicksman | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2025 | Sep 5, 2025 |
| Nathan Mcewin Rollins | Commonwealth Financial Network national BD | Highmark, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 5, 2025 | Sep 3, 2025 |
| Douglas Wayne Rodgers | Commonwealth Financial Network national BD | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2025 | Sep 4, 2025 |
| Marciel John Camacho | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2025 | Sep 4, 2025 |
| Malcolm David Walker | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2025 | Sep 4, 2025 |
| Gregory Robert Sheehan | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2025 | Sep 4, 2025 |
| Michael Todd Link | Commonwealth Financial Network national BD | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2025 | Sep 3, 2025 |
| James Robert Luckey | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2025 | Sep 4, 2025 |
| Mary Lou Cousineau | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2025 | Sep 4, 2025 |
| Marc Allen Wilkins | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2025 | Sep 4, 2025 |
| Jennifer A Cooke | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2025 | Sep 5, 2025 |
| Janae Camacho Sowards | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2025 | Sep 4, 2025 |
| Joseph Michael Bach | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2025 | Sep 5, 2025 |
| Richard Gregory Hana | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2025 | Sep 4, 2025 |
| Frank E Hines | Commonwealth Financial Network national BD | Bryn Mawr Trust Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2025 | Sep 4, 2025 |
| William T. Zaika | Commonwealth Financial Network national BD | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2025 | Sep 2, 2025 |
| Larry Brant Wilson | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2025 | Sep 3, 2025 |
| Brittney Stephens | Commonwealth Financial Network national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 3, 2025 | Mar 19, 2026 (197 d) |
| Mark Joseph Vesely | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2025 | Nov 12, 2025 (70 d) |
| Emily R Hipp | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2025 | Sep 8, 2025 |
| Timothy Rice Keohan | Commonwealth Financial Network national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2025 | May 29, 2026 (268 d) |
| Crystal Gale Hall | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2025 | Sep 9, 2025 |
| Craig Robert Whitbeck | Commonwealth Financial Network national BD | Clear Future Financial, LLC unclassified | Other | Sep 2, 2025 | Jul 13, 2020 |
| Peter Leroy Voss | Commonwealth Financial Network national BD | Clearwave Capital no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 2, 2025 | Sep 3, 2025 |
2,263 moves match.