DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Credit Suisse Securities (USA) LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
William Jennings Gambrill	Credit Suisse Securities (USA) LLC other	Morgan Stanley wirehouse	Other	Dec 9, 2015	Nov 13, 2015
Phillip Gilbert	Credit Suisse Securities (USA) LLC other	J.P. Morgan Private Wealth Advisors LLC other	Other	Dec 9, 2015	Nov 13, 2015
Zachary Berg	Credit Suisse Securities (USA) LLC other	J.P. Morgan Private Wealth Advisors LLC other	Other	Dec 9, 2015	Nov 13, 2015
Lisa Ann Paraizo-Smith	Credit Suisse Securities (USA) LLC other	J.P. Morgan Private Wealth Advisors LLC other	Other	Dec 8, 2015	Nov 13, 2015
Jeffrey John O'Neill	Credit Suisse Securities (USA) LLC other	Morgan Stanley wirehouse	Other	Dec 8, 2015	Nov 13, 2015
Andrew Michael Jones	Credit Suisse Securities (USA) LLC other	Morgan Stanley wirehouse	Other	Dec 8, 2015	Nov 13, 2015
Brian K Malloy	Credit Suisse Securities (USA) LLC other	Morgan Stanley wirehouse	Other	Dec 8, 2015	Nov 16, 2015
Kelsey Latour Bogle	Credit Suisse Securities (USA) LLC other	Morgan Stanley wirehouse	Other	Dec 8, 2015	Nov 16, 2015
Josef Runes Najar	Credit Suisse Securities (USA) LLC other	Morgan Stanley wirehouse	Other	Dec 7, 2015	Nov 13, 2015
Joseph H Wang	Credit Suisse Securities (USA) LLC other	Citigroup Global Markets Inc. other	Other	Dec 2, 2015	Jan 15, 2016 (44 d)
Yen Wu	Credit Suisse Securities (USA) LLC other	Robertson Stephens Advisors other	Other	Dec 2, 2015	Jan 5, 2016 (34 d)
Nicole Marie Andres	Credit Suisse Securities (USA) LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Dec 1, 2015	Nov 3, 2015
Steven Edward Ploder	Credit Suisse Securities (USA) LLC other	Morgan Stanley wirehouse	Other	Dec 1, 2015	Nov 5, 2015
Xiong-Bo Huang	Credit Suisse Securities (USA) LLC other	Morgan Stanley wirehouse	Other	Dec 1, 2015	Nov 5, 2015
Kelsey Regan	Credit Suisse Securities (USA) LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Dec 1, 2015	Nov 2, 2015
Roopesh Amin	Credit Suisse Securities (USA) LLC other	UBS Financial Services Inc. wirehouse	Other	Nov 24, 2015	Nov 6, 2015
William Howard Eggers	Credit Suisse Securities (USA) LLC other	J.P. Morgan Securities LLC wirehouse	Other	Nov 13, 2015	Oct 26, 2015
Lisa Jaime Masters	Credit Suisse Securities (USA) LLC other	J.P. Morgan Securities LLC wirehouse	Other	Nov 13, 2015	Oct 26, 2015
Alexandra Melissa Novak	Credit Suisse Securities (USA) LLC other	Morgan Stanley wirehouse	Other	Nov 13, 2015	Mar 7, 2017 (480 d)
Yu-Hsuan Hsieh	Credit Suisse Securities (USA) LLC other	Morgan Stanley wirehouse	Other	Nov 13, 2015	Oct 28, 2015
Chi Ling Gillian Yu	Credit Suisse Securities (USA) LLC other	Morgan Stanley wirehouse	Other	Nov 11, 2015	Oct 28, 2015
Marc Charles Koch	Credit Suisse Securities (USA) LLC other	J.P. Morgan Securities LLC wirehouse	Other	Nov 10, 2015	Oct 16, 2015
Pamela Boodhoo	Credit Suisse Securities (USA) LLC other	Kovack Advisors, Inc. other	Other	Nov 10, 2015	Nov 6, 2015
Christopher William Walters	Credit Suisse Securities (USA) LLC other	J.P. Morgan Securities LLC wirehouse	Other	Nov 10, 2015	Oct 16, 2015
Burton Everett Hilton	Credit Suisse Securities (USA) LLC other	Morgan Stanley wirehouse	Other	Nov 5, 2015	Oct 9, 2015
Jorge Scott Quinto	Credit Suisse Securities (USA) LLC other	Morgan Stanley wirehouse	Other	Nov 5, 2015	Nov 9, 2015
Karen Anne Cacioppo	Credit Suisse Securities (USA) LLC other	Morgan Stanley wirehouse	Other	Nov 5, 2015	Oct 13, 2015
David Edison Cundey	Credit Suisse Securities (USA) LLC other	Morgan Stanley wirehouse	Other	Nov 5, 2015	Oct 13, 2015
Andrew Lewis Kaskel	Credit Suisse Securities (USA) LLC other	Morgan Stanley wirehouse	Other	Nov 5, 2015	Oct 9, 2015
Dagny Maidman	Credit Suisse Securities (USA) LLC other	J.P. Morgan Private Wealth Advisors LLC other	Other	Nov 5, 2015	Oct 9, 2015
Steve Ching	Credit Suisse Securities (USA) LLC other	J.P. Morgan Private Wealth Advisors LLC other	Other	Nov 5, 2015	Oct 9, 2015
Christopher Chase	Credit Suisse Securities (USA) LLC other	J.P. Morgan Private Wealth Advisors LLC other	Other	Nov 5, 2015	Oct 9, 2015
Andrew Huang	Credit Suisse Securities (USA) LLC other	J.P. Morgan Private Wealth Advisors LLC other	Other	Nov 5, 2015	Oct 12, 2015
Erik Ralston	Credit Suisse Securities (USA) LLC other	J.P. Morgan Private Wealth Advisors LLC other	Other	Nov 5, 2015	Oct 9, 2015
Dana M Sypniewski	Credit Suisse Securities (USA) LLC other	Morgan Stanley wirehouse	Other	Nov 5, 2015	Oct 9, 2015
Christopher John Baldwin	Credit Suisse Securities (USA) LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Nov 3, 2015	Oct 8, 2015
Thomas Mark Tyndorf	Credit Suisse Securities (USA) LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Nov 3, 2015	Oct 8, 2015
Lawrence David Gilbert	Credit Suisse Securities (USA) LLC other	William Blair & Company L.L.C. other	Other	Nov 3, 2015	Oct 8, 2015
Leslie Joan Cannon	Credit Suisse Securities (USA) LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Nov 3, 2015	Oct 8, 2015
Laura Bienz	Credit Suisse Securities (USA) LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Nov 3, 2015	Oct 8, 2015
Alexander Ross Kennedy	Credit Suisse Securities (USA) LLC other	UBS Financial Services Inc. wirehouse	Other	Oct 19, 2015	Oct 5, 2015
Richard Joseph Cantwell	Credit Suisse Securities (USA) LLC other	UBS Financial Services Inc. wirehouse	Other	Oct 19, 2015	Oct 1, 2015
Anna Lam	Credit Suisse Securities (USA) LLC other	Wells Fargo Advisors wirehouse	Other	Oct 19, 2015	Oct 2, 2015
Justin Anthony Weiss	Credit Suisse Securities (USA) LLC other	Morgan Stanley wirehouse	Other	Oct 14, 2015	Mar 8, 2018 (876 d)
Christopher Bruce Ragazzo	Credit Suisse Securities (USA) LLC other	Morgan Stanley wirehouse	Other	Oct 14, 2015	Sep 18, 2015
Christina Jones Gartrell	Credit Suisse Securities (USA) LLC other	Raymond James & Associates, Inc. national BD	Other	Oct 8, 2015	Jul 8, 2015
David Nathan Sterling	Credit Suisse Securities (USA) LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 2, 2015	Sep 17, 2015
Darren Ross Edwards	Credit Suisse Securities (USA) LLC other	Morgan Stanley wirehouse	Other	Oct 2, 2015	Sep 18, 2015
Harry B Suh	Credit Suisse Securities (USA) LLC other	Morgan Stanley wirehouse	Other	Oct 2, 2015	Sep 18, 2015
Kaysha Jane Kogut	Credit Suisse Securities (USA) LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Sep 28, 2015	Sep 1, 2017 (704 d)
Yanira Rojas	Credit Suisse Securities (USA) LLC other	J.P. Morgan Private Wealth Advisors LLC other	Other	Sep 28, 2015	Sep 8, 2015
Zachary Foster Stuppy	Credit Suisse Securities (USA) LLC other	Brave Boat Capital Advisors state registered	Other	Sep 9, 2015	Aug 26, 2015
Yuval Brokman	Credit Suisse Securities (USA) LLC other	J.P. Morgan Securities LLC wirehouse	Other	Sep 3, 2015	Mar 30, 2022 (2400 d)
Catherine Chase Kramer	Credit Suisse Securities (USA) LLC other	J.P. Morgan Private Wealth Advisors LLC other	Other	Aug 25, 2015	Jul 31, 2015
Wendi Lohmar	Credit Suisse Securities (USA) LLC other	J.P. Morgan Private Wealth Advisors LLC other	Other	Aug 24, 2015	Jul 31, 2015
Daniel Chang	Credit Suisse Securities (USA) LLC other	J.P. Morgan Private Wealth Advisors LLC other	Other	Aug 24, 2015	Jul 31, 2015
Albert Dishner	Credit Suisse Securities (USA) LLC other	Morgan Stanley wirehouse	Other	Aug 17, 2015	Jul 28, 2015
Stephen A Bejsiuk	Credit Suisse Securities (USA) LLC other	Empire Financial Management Company, LLC independent RIA	Other	Aug 11, 2015	Feb 16, 2026 (3842 d)
Anastasia Ciudinovschih	Credit Suisse Securities (USA) LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Aug 10, 2015	Jan 5, 2016 (148 d)
John Lee Tippit	Credit Suisse Securities (USA) LLC other	Obs Financial other	Other	Aug 4, 2015	Oct 13, 2016 (436 d)

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706 moves match.