DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Hsbc Securities (USA) Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Clement Jaeho ShinBanc Of America Investment Services, Inc. unclassifiedHsbc Securities (USA) Inc. otherOtherJan 29, 2009Mar 10, 2009 (40 d)
Elaine Yefun LeeBanc Of America Investment Services, Inc. unclassifiedHsbc Securities (USA) Inc. otherOtherJan 29, 2009Mar 2, 2009 (32 d)
Hyun Sup SongCitigroup Global Markets Inc. otherHsbc Securities (USA) Inc. otherOtherJan 15, 2009Feb 12, 2009
Ronald Joseph KellyChase Investment Services Corp. otherHsbc Securities (USA) Inc. otherOtherJan 12, 2009Jan 22, 2009
Bradley T GoldingEquitable Advisors, LLC national BDHsbc Securities (USA) Inc. otherOtherJan 12, 2009Jul 10, 2009 (179 d)
Josh Alan FrankelWamu Investments, Inc. unclassifiedHsbc Securities (USA) Inc. otherOtherJan 7, 2009Mar 26, 2010 (443 d)
Karen Marianne Acher-HowardMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHsbc Securities (USA) Inc. otherOtherDec 22, 2008Feb 9, 2009 (49 d)
Emily Tsai LinMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHsbc Securities (USA) Inc. otherOtherDec 5, 2008Dec 15, 2008
Thomas Joseph PolitoWamu Investments, Inc. unclassifiedHsbc Securities (USA) Inc. otherOtherDec 4, 2008Dec 8, 2012 (1465 d)
Robert T ThorneMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHsbc Securities (USA) Inc. otherOtherDec 4, 2008Dec 15, 2008
Christine PandoBanc Of America Investment Services, Inc. unclassifiedHsbc Securities (USA) Inc. otherOtherDec 1, 2008Jul 13, 2010 (589 d)
Airung LiuMorgan Stanley & Co. LLC unclassifiedHsbc Securities (USA) Inc. otherOtherNov 25, 2008Dec 16, 2008
Albert DandreaCapital One Financial Advisors LLC unclassifiedHsbc Securities (USA) Inc. otherOtherNov 18, 2008Dec 8, 2008
Joseph Anthony SantosBanc Of America Investment Services, Inc. unclassifiedHsbc Securities (USA) Inc. otherOtherOct 21, 2008Oct 21, 2008
Christopher M LopsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHsbc Securities (USA) Inc. otherOtherOct 21, 2008Oct 30, 2009 (374 d)
Mayda AlvaradoStrategic Advisers LLC national BDHsbc Securities (USA) Inc. otherOtherOct 6, 2008Aug 5, 2009 (303 d)
Alicia Dawn SorensenCitigroup Global Markets Inc. otherHsbc Securities (USA) Inc. otherOtherSep 8, 2008Sep 17, 2008
Gabriel Dominic TorresWells Fargo Investments, LLC unclassifiedHsbc Securities (USA) Inc. otherOtherSep 4, 2008Sep 25, 2008
Diane RuizChase Investment Services Corp. otherHsbc Securities (USA) Inc. otherOtherAug 27, 2008Sep 24, 2008
Rayman A BovellMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHsbc Securities (USA) Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankAug 26, 2008Sep 4, 2026 (6583 d)
David J WilleumierUBS Financial Services Inc. wirehouseHsbc Securities (USA) Inc. otherOtherAug 14, 2008Aug 18, 2008
Joel Michael SantucciMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHsbc Securities (USA) Inc. otherOtherAug 13, 2008Sep 9, 2008
Robert Lewis KlingensmithWells Fargo Advisors wirehouseHsbc Securities (USA) Inc. otherOtherAug 4, 2008Apr 20, 2010 (624 d)
Philip Evan SaravisCitigroup Global Markets Inc. otherHsbc Securities (USA) Inc. otherOtherJul 24, 2008Aug 6, 2008
John M. ZeumerIfmg Securities, Inc. unclassifiedHsbc Securities (USA) Inc. otherOtherJul 12, 2008Aug 6, 2008
Andrew James LomantoCitizens Securities, Inc. otherHsbc Securities (USA) Inc. otherOtherJul 3, 2008Aug 22, 2008 (50 d)
Amy Austin RoxinMorgan Stanley & Co. LLC unclassifiedHsbc Securities (USA) Inc. otherOtherJun 24, 2008Feb 8, 2010 (594 d)
Isaac ZachariaTd Wealth Management Services Inc. unclassifiedHsbc Securities (USA) Inc. otherOtherJun 17, 2008Jun 27, 2008
Martin JankowskiCitigroup Global Markets Inc. otherHsbc Securities (USA) Inc. otherOtherJun 13, 2008Jun 23, 2008
Tanya FriasMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHsbc Securities (USA) Inc. otherOtherJun 10, 2008Jul 8, 2008
Joshua Caldwell CarrickChase Investment Services Corp. otherHsbc Securities (USA) Inc. otherOtherJun 6, 2008Aug 13, 2008 (68 d)
Louis David EspositoCitigroup Global Markets Inc. otherHsbc Securities (USA) Inc. otherOtherJun 3, 2008Jun 16, 2008
Stephen Chapman WinslowChase Investment Services Corp. otherHsbc Securities (USA) Inc. otherOtherJun 2, 2008Jun 30, 2008
Soraya Samois TeymourianCitigroup Global Markets Inc. otherHsbc Securities (USA) Inc. otherOtherMay 22, 2008Aug 7, 2008 (77 d)
Richard Andrew CobeBanc Of America Investment Services, Inc. unclassifiedHsbc Securities (USA) Inc. otherOtherMay 6, 2008May 13, 2008
Sean Michael WynneBanc Of America Investment Services, Inc. unclassifiedHsbc Securities (USA) Inc. otherOtherMay 1, 2008May 22, 2008
Jarett Jay ElionChase Investment Services Corp. otherHsbc Securities (USA) Inc. otherOtherApr 14, 2008Apr 28, 2008
Silvano Roberto VizosoBanc Of America Investment Services, Inc. unclassifiedHsbc Securities (USA) Inc. otherOtherApr 8, 2008Apr 18, 2008
Robert Frank NotarfrancescoTd Wealth Management Services Inc. unclassifiedHsbc Securities (USA) Inc. otherOtherApr 2, 2008Apr 15, 2008
Marcos BowersMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHsbc Securities (USA) Inc. otherOtherApr 2, 2008Aug 18, 2008 (138 d)
Joseph J PrainoChase Investment Services Corp. otherHsbc Securities (USA) Inc. otherOtherMar 5, 2008Apr 1, 2008
Joshua WidmanChase Investment Services Corp. otherHsbc Securities (USA) Inc. otherOtherFeb 14, 2008Feb 27, 2008
Christopher David GuerreroChase Investment Services Corp. otherHsbc Securities (USA) Inc. otherOtherFeb 5, 2008Feb 13, 2008
David X ChuWells Fargo Advisors wirehouseHsbc Securities (USA) Inc. otherOtherJan 28, 2008Feb 4, 2008
Scott Evan HowellCitigroup Global Markets Inc. otherHsbc Securities (USA) Inc. otherOtherJan 24, 2008Jan 25, 2008
Pablo Cesar AnnovelliUBS Financial Services Inc. wirehouseHsbc Securities (USA) Inc. otherOtherJan 14, 2008Feb 7, 2008
Lawrence Joseph McgovernChase Investment Services Corp. otherHsbc Securities (USA) Inc. otherOtherDec 21, 2007Jan 29, 2008 (39 d)
Andrew PerceleanuMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHsbc Securities (USA) Inc. otherOtherDec 20, 2007Mar 7, 2008 (78 d)
Brian SodolChase Investment Services Corp. otherHsbc Securities (USA) Inc. otherOtherDec 17, 2007Dec 18, 2007
Michael Scott SilversteinMorgan Stanley & Co. LLC unclassifiedHsbc Securities (USA) Inc. otherOtherDec 10, 2007Dec 14, 2007
Kahlil AdamesChase Investment Services Corp. otherHsbc Securities (USA) Inc. otherOtherNov 20, 2007Jan 16, 2008 (57 d)
Jonathan Andrew CohenJ.P. Morgan Securities Inc. unclassifiedHsbc Securities (USA) Inc. otherOtherNov 20, 2007Dec 6, 2007
Charles Edwin SnyderBb&T Investment Services, Inc. no RAUMHsbc Securities (USA) Inc. otherOtherNov 15, 2007Jan 4, 2008 (50 d)
Nicholas John DavyOppenheimer & Co. Inc. otherHsbc Securities (USA) Inc. otherOtherNov 9, 2007Dec 6, 2007
Daniel BermissBny Mellon Securities Corporation otherHsbc Securities (USA) Inc. otherOtherOct 4, 2007Aug 29, 2013 (2156 d)
Christopher Michael ShinglerKey Investment Services LLC otherHsbc Securities (USA) Inc. otherOtherOct 4, 2007Dec 6, 2007 (63 d)
Javier TavaresChase Investment Services Corp. otherHsbc Securities (USA) Inc. otherOtherOct 2, 2007Nov 7, 2007 (36 d)
Michael H LegetteMorgan Stanley & Co. LLC unclassifiedHsbc Securities (USA) Inc. otherOtherSep 5, 2007Dec 11, 2007 (97 d)
Lawrence Merrill OrsiniCitigroup Global Markets Inc. otherHsbc Securities (USA) Inc. otherOtherAug 27, 2007Sep 25, 2007
Brian Christopher EricsonAmeriprise Financial Services, LLC national BDHsbc Securities (USA) Inc. otherOtherAug 17, 2007Oct 26, 2007 (70 d)
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708 moves match.