| John Patrick Cuddihy | Keybanc Capital Markets Inc. unclassified | Key Investment Services LLC other | Other | Jan 18, 2006 | Jan 18, 2006 |
| Kurt A. Roddy | Keybanc Capital Markets Inc. unclassified | Key Investment Services LLC other | Other | Jan 18, 2006 | Jan 18, 2006 |
| Larry Todd Weber | Keybanc Capital Markets Inc. unclassified | Key Investment Services LLC other | Other | Jan 18, 2006 | Jan 18, 2006 |
| David Watters Graham | Keybanc Capital Markets Inc. unclassified | Key Investment Services LLC other | Other | Jan 18, 2006 | Jan 18, 2006 |
| Nathan Lafrance | Keybanc Capital Markets Inc. unclassified | Key Investment Services LLC BD affiliated | Other | Jan 18, 2006 | Mar 26, 2021 (5546 d) |
| Shelly Ann Thomas | Keybanc Capital Markets Inc. unclassified | Key Investment Services LLC other | Other | Jan 18, 2006 | Jan 18, 2006 |
| Traci Jean Diblasio | Keybanc Capital Markets Inc. unclassified | Key Investment Services LLC other | Other | Jan 18, 2006 | Jan 18, 2006 |
| Mark Matthew Melda | Keybanc Capital Markets Inc. unclassified | Key Investment Services LLC other | Other | Jan 18, 2006 | Jan 18, 2006 |
| Kimberly Ann Bish | Keybanc Capital Markets Inc. unclassified | Key Investment Services LLC other | Other | Jan 18, 2006 | Jan 18, 2006 |
| Mary Lynn Bosway | Keybanc Capital Markets Inc. unclassified | Key Investment Services LLC other | Other | Jan 18, 2006 | Jan 18, 2006 |
| Daniel Leon Guenther | Chase Investment Services Corp. other | Key Investment Services LLC other | Other | Jan 18, 2006 | Jan 24, 2006 |
| Lu-Ann Rene Fogg | Keybanc Capital Markets Inc. unclassified | Key Investment Services LLC other | Other | Jan 18, 2006 | Mar 11, 2016 (3705 d) |
| Monte Lee Gerlach | Keybanc Capital Markets Inc. unclassified | Key Investment Services LLC BD affiliated | Other | Jan 18, 2006 | Mar 20, 2019 (4809 d) |
| Jena Ann Viock | Keybanc Capital Markets Inc. unclassified | Key Investment Services LLC other | Other | Jan 18, 2006 | Mar 20, 2015 (3348 d) |
| Margo Poulin Reis | Keybanc Capital Markets Inc. unclassified | Key Investment Services LLC other | Other | Jan 18, 2006 | Jun 7, 2011 (1966 d) |
| Cheryl L Nodge | Keybanc Capital Markets Inc. unclassified | Key Investment Services LLC other | Other | Jan 18, 2006 | Jan 18, 2006 |
| Cynthia Lynn Prioletti | Keybanc Capital Markets Inc. unclassified | Key Investment Services LLC other | Other | Jan 18, 2006 | Nov 9, 2016 (3948 d) |
| Cory Richard Kozisek | Keybanc Capital Markets Inc. unclassified | Key Investment Services LLC other | Other | Jan 18, 2006 | Jan 18, 2006 |
| Michael Miser | Charles Schwab & Co., Inc. national BD | Key Investment Services LLC other | Other | Jan 9, 2006 | Mar 31, 2006 (81 d) |
| Michelle Lynn Wanless | Keybanc Capital Markets Inc. unclassified | Key Investment Services LLC other | Other | Jan 4, 2006 | Jan 9, 2006 |
| Jeffrey Shawn Matchett | Chase Investment Services Corp. other | Key Investment Services LLC other | Other | Dec 14, 2005 | Feb 1, 2006 (49 d) |
| Christopher Michael Shingler | Chase Investment Services Corp. other | Key Investment Services LLC other | Other | Nov 17, 2005 | Feb 6, 2006 (81 d) |
| John E Roehm | Wells Fargo Investments, LLC unclassified | Key Investment Services LLC other | Other | Aug 10, 2005 | Feb 7, 2006 (181 d) |
| Christopher Scott Noechel | Chase Investment Services Corp. other | Key Investment Services LLC other | Other | Aug 1, 2005 | Jun 1, 2006 (304 d) |
| Karl Zimmerman | New England Securities Corporation other | Key Investment Services LLC other | Other | Feb 18, 2005 | Apr 18, 2006 (424 d) |
| Jeanette Anne Cable | Fifth Third Securities, Inc. other | Key Investment Services LLC other | Other | Feb 15, 2005 | Aug 21, 2006 (552 d) |
| Anthony Joseph Spena | Natcity Investments, Inc. unclassified | Key Investment Services LLC other | Other | Jan 28, 2005 | Dec 21, 2016 (4345 d) |
| Lorie Reid | Valic Financial Advisors, Inc. other | Key Investment Services LLC other | Other | Oct 28, 2004 | Jul 10, 2006 (620 d) |
| Adam C Donehue | UBS Financial Services Inc. wirehouse | Key Investment Services LLC other | Other | Jul 6, 2004 | Jan 3, 2006 (546 d) |
| Steven Joe Harrell | Pnc Wealth Management other | Key Investment Services LLC other | Other | Mar 4, 2004 | Feb 7, 2006 (705 d) |