DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Oppenheimer & Co. Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James Hugh WilliamsMorgan Keegan & Company, LLC otherOppenheimer & Co. Inc. otherOtherJun 14, 2010Jun 11, 2010
Joseph Anthony CanadeoWells Fargo Advisors wirehouseOppenheimer & Co. Inc. otherOtherJun 9, 2010Sep 27, 2010 (110 d)
Patrick T CatarelloStifel, Nicolaus & Company, Incorporated national BDOppenheimer & Co. Inc. otherOtherMay 26, 2010May 17, 2011 (356 d)
Dorothy StantonMorgan Stanley wirehouseOppenheimer & Co. Inc. otherOtherMay 19, 2010Sep 10, 2010 (114 d)
Susan L. TunellChase Investment Services Corp. otherOppenheimer & Co. Inc. otherOtherMay 19, 2010Jun 8, 2010
Philip Norman RothmanMorgan Stanley wirehouseOppenheimer & Co. Inc. otherOtherMay 10, 2010Apr 15, 2010
Steven Michael MeklerMorgan Stanley wirehouseOppenheimer & Co. Inc. otherOtherMay 10, 2010Apr 15, 2010
Robert Ryan SkoffWells Fargo Advisors wirehouseOppenheimer & Co. Inc. otherOtherMay 5, 2010May 12, 2010
Joseph CammayoMorgan Stanley wirehouseOppenheimer & Co. Inc. otherOtherApr 26, 2010Apr 12, 2010
Susan Pounds ChandlerMorgan Stanley wirehouseOppenheimer & Co. Inc. otherOtherApr 9, 2010Mar 26, 2010
Tanya Dee GilliamWells Fargo Investments, LLC unclassifiedOppenheimer & Co. Inc. otherOtherApr 6, 2010Apr 6, 2010
Michael Richard HostickHilltop Securities Inc. otherOppenheimer & Co. Inc. otherOtherMar 16, 2010Mar 15, 2010
Richard Eloy De La GarzaMomentum Independent Network Inc. otherOppenheimer & Co. Inc. otherOtherMar 15, 2010Mar 15, 2010
Louis Aloysius ConyardMorgan Stanley wirehouseOppenheimer & Co. Inc. otherOtherMar 10, 2010Feb 18, 2010
Lynn Ann BolandNeuberger Berman Bd LLC otherOppenheimer & Co. Inc. otherOtherMar 9, 2010Mar 5, 2010
Donald Peter WeidemannMorgan Stanley wirehouseOppenheimer & Co. Inc. otherOtherMar 8, 2010Feb 11, 2010
Bryan Joseph CarrollUBS Financial Services Inc. wirehouseOppenheimer & Co. Inc. otherOtherFeb 5, 2010Feb 19, 2010
William Vincent ReepmeyerUBS Financial Services Inc. wirehouseOppenheimer & Co. Inc. otherOtherFeb 5, 2010Feb 8, 2010
Todd Christopher BradyWells Fargo Advisors wirehouseOppenheimer & Co. Inc. otherOtherFeb 3, 2010Jan 22, 2010
James Dalton WoodardWells Fargo Advisors wirehouseOppenheimer & Co. Inc. otherOtherFeb 2, 2010Jan 29, 2010
Ronald Gene WexlerCitigroup Global Markets Inc. otherOppenheimer & Co. Inc. otherOtherJan 28, 2010Jan 22, 2010
Renee Rose WoodfordWells Fargo Investments, LLC unclassifiedOppenheimer & Co. Inc. otherOtherJan 27, 2010Feb 16, 2011 (385 d)
Michael John WitousUBS Financial Services Inc. wirehouseOppenheimer & Co. Inc. otherOtherJan 15, 2010Jan 19, 2010
Jennifer BraceyWells Fargo Investments, LLC unclassifiedOppenheimer & Co. Inc. otherOtherJan 4, 2010Jan 4, 2010
Carla Marie WeidmanMorgan Stanley wirehouseOppenheimer & Co. Inc. otherOtherDec 19, 2009Jan 19, 2010 (31 d)
Matthew Joseph MarksMorgan Stanley wirehouseOppenheimer & Co. Inc. otherOtherDec 19, 2009Dec 21, 2009
Anna SitnerCitigroup Global Markets Inc. otherOppenheimer & Co. Inc. otherOtherDec 17, 2009Jan 12, 2010
Simone ClarkeNorthwestern Mutual Investment Services,LLC otherOppenheimer & Co. Inc. otherOtherDec 15, 2009Apr 21, 2011 (492 d)
David Brook FieldsMorgan Stanley wirehouseOppenheimer & Co. Inc. otherOtherDec 7, 2009Nov 9, 2009
William Wallace ChamberlainMorgan Stanley wirehouseOppenheimer & Co. Inc. otherOtherDec 7, 2009Nov 20, 2009
Sailing David AdlerCredit Suisse Securities (USA) LLC otherOppenheimer & Co. Inc. otherOtherNov 27, 2009Nov 10, 2009
Guy B DeemerStifel, Nicolaus & Company, Incorporated national BDOppenheimer & Co. Inc. otherOtherNov 24, 2009Dec 7, 2009
Seth E HareBison Investment Advisors, LLC independent RIAOppenheimer & Co. Inc. otherOtherNov 20, 2009Aug 31, 2010 (284 d)
David John MorochnickUBS Financial Services Inc. wirehouseOppenheimer & Co. Inc. otherOtherNov 19, 2009Jan 15, 2010 (57 d)
Douglas Joseph StandishMorgan Stanley wirehouseOppenheimer & Co. Inc. otherOtherOct 29, 2009Oct 29, 2009
Ralph Milburn JonesUBS Financial Services Inc. wirehouseOppenheimer & Co. Inc. otherOtherOct 28, 2009Oct 23, 2009
Roderick A JonesBanc Of America Investment Services, Inc. unclassifiedOppenheimer & Co. Inc. otherOtherOct 23, 2009Sep 25, 2008
Tanner Gray RobinsonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOppenheimer & Co. Inc. otherOtherOct 15, 2009Oct 20, 2009
Susan Smith HoltMorgan Stanley wirehouseOppenheimer & Co. Inc. otherOtherOct 7, 2009Oct 1, 2009
Joseph Francis O'LoughlinCredit Suisse Securities (USA) LLC otherOppenheimer & Co. Inc. otherOtherSep 29, 2009Sep 14, 2009
Stephen Sabine MarstersWells Fargo Advisors wirehouseOppenheimer & Co. Inc. otherOtherSep 28, 2009Sep 28, 2009
John Christopher WoodromeEdward Jones national BDOppenheimer & Co. Inc. otherOtherSep 25, 2009Dec 16, 2009 (82 d)
Daniel Francis ScannellMorgan Stanley wirehouseOppenheimer & Co. Inc. otherOtherSep 18, 2009Sep 15, 2014 (1823 d)
William Breckenridge AndersonWells Fargo Advisors wirehouseOppenheimer & Co. Inc. otherOtherSep 4, 2009Sep 4, 2009
Steven Mark SternerWells Fargo Advisors wirehouseOppenheimer & Co. Inc. otherOtherSep 4, 2009Sep 4, 2009
Ryan StecklerUBS Financial Services Inc. wirehouseOppenheimer & Co. Inc. otherOtherAug 26, 2009Oct 25, 2012 (1156 d)
James Bruce HaassWells Fargo Advisors wirehouseOppenheimer & Co. Inc. otherOtherAug 25, 2009Aug 26, 2009
David Greeson MoffettMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOppenheimer & Co. Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankAug 14, 2009Feb 20, 2024 (5303 d)
Jennifer Ann ShandlerWells Fargo Advisors wirehouseOppenheimer & Co. Inc. otherOtherAug 3, 2009Feb 21, 2012 (932 d)
Celia Tanya MeagherWells Fargo Advisors wirehouseOppenheimer & Co. Inc. otherOtherJul 30, 2009Jan 8, 2015 (1988 d)
Todd EngmannMorgan Stanley wirehouseOppenheimer & Co. Inc. otherOtherJul 29, 2009Jul 7, 2009
Jeffrey Aaron WittWells Fargo Advisors wirehouseOppenheimer & Co. Inc. otherOtherJul 28, 2009Jul 14, 2011 (716 d)
Steve Paul LawrenceMorgan Stanley wirehouseOppenheimer & Co. Inc. otherOtherJul 24, 2009Jul 22, 2009
Eric David JohnsonMorgan Stanley wirehouseOppenheimer & Co. Inc. otherOtherJul 23, 2009Jul 24, 2009
Brenda Sparks MccleereyUBS Financial Services Inc. wirehouseOppenheimer & Co. Inc. otherOtherJul 22, 2009Jul 2, 2009
Paula KirejevasUBS Financial Services Inc. wirehouseOppenheimer & Co. Inc. otherOtherJul 21, 2009Jun 26, 2009
Michael Scott IsraelUBS Financial Services Inc. wirehouseOppenheimer & Co. Inc. otherOtherJul 21, 2009Jun 26, 2009
Daniel Lawrence KatzUBS Financial Services Inc. wirehouseOppenheimer & Co. Inc. otherOtherJul 21, 2009Jun 26, 2009
Christopher John NicolosiStrategic Advisers LLC national BDOppenheimer & Co. Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 7, 2009Jun 4, 2019 (3619 d)
Jeremy David BardinMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOppenheimer & Co. Inc. otherOtherJul 7, 2009Aug 28, 2009 (52 d)
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1,230 moves match.