| Gerard Dennis Zopfi | Hhg & Company, LLC other | Wealth Enhancement Advisory Services, LLC other | Other | Jun 3, 2016 | Jun 2, 2016 |
| Paul Papapostolou | Hhg & Company, LLC other | Wealth Enhancement Advisory Services, LLC other | Other | Jun 3, 2016 | Jun 2, 2016 |
| Gerard Dennis Zopfi | Hhg & Company, LLC other | Wealth Enhancement Advisory Services, LLC other | Other | Jun 3, 2016 | Jun 2, 2016 |
| Mark Louis Guastaferri | Hhg & Company, LLC other | Wealth Enhancement Advisory Services, LLC other | Other | Jun 3, 2016 | Jun 2, 2016 |
| Lane Leidy Marmon | Hhg & Company, LLC other | Wealth Enhancement Advisory Services, LLC other | Other | Jun 3, 2016 | Jun 2, 2016 |
| Tami Heuring | Counsel Wealth Management, Inc. other | Wealth Enhancement Advisory Services, LLC other | Other | May 31, 2016 | Aug 29, 2017 (455 d) |
| Meredith Walton Henry | Three Bell Capital LLC other | Wealth Enhancement Advisory Services, LLC BD affiliated | Other | May 18, 2016 | Aug 17, 2022 (2282 d) |
| Benjamin Goodrich | LPL Financial LLC other | Wealth Enhancement Advisory Services, LLC other | Other | Apr 22, 2016 | Apr 25, 2016 |
| Andrea Ruth Bevanda | Investment Centers Of America, Inc. other | Wealth Enhancement Advisory Services, LLC other | Other | Apr 1, 2016 | Apr 22, 2016 |
| Timothy James Williams | Curian Capital, LLC other | Wealth Enhancement Advisory Services, LLC BD affiliated | Other | Mar 29, 2016 | Oct 6, 2021 (2017 d) |
| Anthony Parrish | LPL Financial LLC other | Wealth Enhancement Advisory Services, LLC other | Other | Aug 21, 2015 | Aug 24, 2015 |
| Sara Marie Bodnar | LPL Financial LLC other | Wealth Enhancement Advisory Services, LLC other | Other | Aug 18, 2015 | Aug 19, 2015 |
| Karl Nicholas Koll | LPL Financial LLC other | Wealth Enhancement Advisory Services, LLC other | Other | Jun 25, 2015 | Jul 6, 2015 |
| Eric Albert Flick | LPL Financial LLC other | Wealth Enhancement Advisory Services, LLC BD affiliated | Other | May 5, 2015 | Apr 1, 2019 (1427 d) |
| Jeremy Michael Shafer | Rfm Financial Solutions, LLC other | Wealth Enhancement Advisory Services, LLC BD affiliated | Other | Apr 24, 2015 | Apr 9, 2025 (3638 d) |
| Kevin M. Scott | Usaa Financial Planning Services no RAUM | Wealth Enhancement Advisory Services, LLC BD affiliated | Other | Apr 22, 2015 | Jan 6, 2026 (3912 d) |
| Christopher Allen Mattern | Mycio Wealth Partners, LLC other | Wealth Enhancement Advisory Services, LLC BD affiliated | Other | Apr 6, 2015 | Jan 2, 2020 (1732 d) |
| Michael L Olson | U.S. Bancorp Investments, Inc. other | Wealth Enhancement Advisory Services, LLC other | Other | Feb 25, 2015 | Sep 13, 2016 (566 d) |
| Sean Patrick Cote | Wisconsin Capital Management, LLC other | Wealth Enhancement Advisory Services, LLC BD affiliated | Other | Dec 31, 2014 | Jan 2, 2021 (2194 d) |
| Laura Elaine Brantley | United Capital Financial Advisors other | Wealth Enhancement Advisory Services, LLC other | Other | Dec 31, 2014 | Aug 18, 2016 (596 d) |
| Joshua David Kinnee | Money Concepts Advisory Service other | Wealth Enhancement Advisory Services, LLC other | Other | Sep 5, 2014 | Oct 9, 2014 (34 d) |
| Anthony M Strittholt | Hartford Funds other | Wealth Enhancement Advisory Services, LLC independent RIA | Other | Aug 14, 2014 | Oct 25, 2023 (3359 d) |
| Damali N Errar | UBS Financial Services Inc. wirehouse | Wealth Enhancement Advisory Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 11, 2014 | Aug 2, 2024 (3675 d) |
| Edwin Michael Austin Dillon | Edward Jones national BD | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2014 | Dec 17, 2025 (4194 d) |
| Thomas Herman Breiter | Charles Derose, Inc. other | Wealth Enhancement Advisory Services, LLC BD affiliated | Other | Mar 12, 2014 | Apr 4, 2022 (2945 d) |
| Joshua William Pryor | Manning & Napier Advisory Advantage Company, LLC other | Wealth Enhancement Advisory Services, LLC BD affiliated | Other | Dec 31, 2013 | Apr 26, 2022 (3038 d) |
| Christopher Charles Porpiglia | Manning & Napier Advisory Advantage Company, LLC other | Wealth Enhancement Advisory Services, LLC BD affiliated | Other | Dec 31, 2013 | May 20, 2022 (3062 d) |
| Todd Brian Diven | Summit Wealth Advisors LLC unclassified | Wealth Enhancement Advisory Services, LLC other | Other | Dec 10, 2013 | Nov 15, 2013 |
| Adria Meehan Siewert | Summit Wealth Advisors LLC unclassified | Wealth Enhancement Advisory Services, LLC other | Other | Dec 10, 2013 | Nov 15, 2013 |
| Todd Brian Diven | LPL Financial LLC other | Wealth Enhancement Advisory Services, LLC other | Other | Nov 18, 2013 | Nov 15, 2013 |
| Todd Brian Diven | Raymond James Financial Services Advisors, Inc other | Wealth Enhancement Advisory Services, LLC other | Other | Nov 18, 2013 | Nov 15, 2013 |
| Gary Mark Williamson | Edward Jones national BD | Wealth Enhancement Advisory Services, LLC other | Other | May 14, 2013 | Jan 7, 2014 (238 d) |
| Anthony Zantua Zantua | Transamerica Financial Advisors, LLC other | Wealth Enhancement Advisory Services, LLC other | Other | Apr 3, 2013 | May 17, 2013 (44 d) |
| J Benjamin Hess | LPL Financial LLC other | Wealth Enhancement Advisory Services, LLC other | Other | Feb 8, 2013 | Jan 31, 2011 |
| Stacy M Anderson | LPL Financial LLC other | Wealth Enhancement Advisory Services, LLC other | Other | Jan 10, 2013 | Jan 7, 2014 (362 d) |
| Dustin James Smith | LPL Financial LLC other | Wealth Enhancement Advisory Services, LLC other | Other | Jan 10, 2013 | Mar 7, 2013 (56 d) |
| Emily Jean Goodman | LPL Financial LLC other | Wealth Enhancement Advisory Services, LLC other | Other | Jan 10, 2013 | Dec 19, 2013 (343 d) |
| David Allen Brounley | Gitterman Wealth Management, LLC other | Wealth Enhancement Advisory Services, LLC other | Other | Mar 16, 2012 | Jan 11, 2016 (1396 d) |
| Shaun Robert Callahan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wealth Enhancement Advisory Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 5, 2012 | Jul 22, 2022 (3851 d) |
| Kellen S Taylor | Cetera Advisor Networks LLC other | Wealth Enhancement Advisory Services, LLC BD affiliated | Other | Sep 12, 2011 | Dec 1, 2021 (3733 d) |
| Larissa Neto Alvarez | Ameriprise Financial Services, LLC national BD | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2011 | Jul 8, 2019 (2940 d) |
| Mark Alan Ledson | LPL Financial LLC other | Wealth Enhancement Advisory Services, LLC other | Other | May 19, 2011 | Jun 22, 2011 (34 d) |
| James Philip Sandager | LPL Financial LLC other | Wealth Enhancement Advisory Services, LLC other | Other | May 19, 2011 | Dec 9, 2008 |
| Mark Eugene Parrish | LPL Financial LLC other | Wealth Enhancement Advisory Services, LLC other | Other | May 19, 2011 | Jan 19, 2010 |
| William Robert Sukup | LPL Financial LLC other | Wealth Enhancement Advisory Services, LLC other | Other | May 19, 2011 | Jan 7, 2014 (964 d) |
| Nicholas Charles Beissel | LPL Financial LLC other | Wealth Enhancement Advisory Services, LLC other | Other | May 19, 2011 | Jul 2, 2007 |
| Nicholas C Kvamme | LPL Financial LLC other | Wealth Enhancement Advisory Services, LLC other | Other | May 19, 2011 | Jan 3, 2014 (960 d) |
| Margaret Bliss Beggs Towle | LPL Financial LLC other | Wealth Enhancement Advisory Services, LLC other | Other | May 19, 2011 | Dec 16, 2013 (942 d) |
| Chad A Essman | LPL Financial LLC other | Wealth Enhancement Advisory Services, LLC other | Other | May 19, 2011 | Jan 2, 2014 (959 d) |
| Nicole A Walker | LPL Financial LLC other | Wealth Enhancement Advisory Services, LLC other | Other | May 19, 2011 | Dec 10, 2013 (936 d) |
| Brent Marvin Muller | LPL Financial LLC other | Wealth Enhancement Advisory Services, LLC other | Other | May 19, 2011 | Jan 7, 2014 (964 d) |
| Erik Lloyd Severson | LPL Financial LLC other | Wealth Enhancement Advisory Services, LLC other | Other | May 19, 2011 | Jun 27, 2011 (39 d) |
| Erica Garnhart | RBC Capital Markets, LLC national BD | Wealth Enhancement Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 21, 2011 | Nov 21, 2023 (4597 d) |
| Sean Patrick Thomas Tobin | Edward Jones national BD | Wealth Enhancement Advisory Services, LLC other | Other | Dec 20, 2010 | Jan 31, 2011 (42 d) |
| Adam James Seifts | Voya Financial Partners, LLC other | Wealth Enhancement Advisory Services, LLC BD affiliated | Other | Mar 26, 2010 | Nov 3, 2020 (3875 d) |
| Eric Maynard Aanes | LPL Financial LLC other | Wealth Enhancement Advisory Services, LLC BD affiliated | Other | Dec 18, 2009 | Aug 3, 2022 (4611 d) |
| David Lewis Mace | Cetera Investment Services LLC other | Wealth Enhancement Advisory Services, LLC BD affiliated | Other | Oct 14, 2008 | Feb 10, 2025 (5963 d) |
| Michelle Jayne Feland | LPL Financial LLC other | Wealth Enhancement Advisory Services, LLC other | Other | Mar 20, 2008 | Sep 4, 2007 |