DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Oppenheimer & Co. Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Russell OganMorgan Stanley wirehouseOppenheimer & Co. Inc. otherOtherJul 1, 2009Jun 24, 2009
Jeff David NeelyMorgan Stanley wirehouseOppenheimer & Co. Inc. otherOtherJul 1, 2009Jun 26, 2009
James Stuart FalconeUBS Financial Services Inc. wirehouseOppenheimer & Co. Inc. otherOtherJun 26, 2009Jun 8, 2009
Tony HsuUBS Financial Services Inc. wirehouseOppenheimer & Co. Inc. otherOtherJun 26, 2009Jul 21, 2009
Jeffrey William YoungMorgan Stanley wirehouseOppenheimer & Co. Inc. otherOtherJun 23, 2009Jun 19, 2009
Kay Lynette BarcusMorgan Stanley wirehouseOppenheimer & Co. Inc. otherOtherJun 22, 2009Jun 9, 2009
David Earl HendershottUBS Financial Services Inc. wirehouseOppenheimer & Co. Inc. otherOtherJun 18, 2009Jun 2, 2009
Cal RainsUBS Financial Services Inc. wirehouseOppenheimer & Co. Inc. otherOtherJun 4, 2009May 22, 2009
Francis J AielloPnc Wealth Management otherOppenheimer & Co. Inc. otherOtherJun 2, 2009Jun 12, 2009
James Heward NicholsonCitigroup Global Markets Inc. otherOppenheimer & Co. Inc. otherOtherMay 28, 2009May 22, 2009
Galen John GreinerJanney Montgomery Scott LLC otherOppenheimer & Co. Inc. otherOtherMay 28, 2009May 11, 2009
Jill Wilson RichardsonCitigroup Global Markets Inc. otherOppenheimer & Co. Inc. otherOtherMay 28, 2009Aug 21, 2009 (85 d)
Michael Gordon LachnitCitigroup Global Markets Inc. otherOppenheimer & Co. Inc. otherOtherMay 28, 2009Apr 29, 2010 (336 d)
Robert Paul HenshawCitigroup Global Markets Inc. otherOppenheimer & Co. Inc. otherOtherMay 28, 2009May 22, 2009
Teresa Carol IncaoHennion & Walsh Asset Management, Inc. otherOppenheimer & Co. Inc. otherOtherMay 27, 2009Mar 25, 2009
Robert Frances O'HerlihyCitigroup Global Markets Inc. otherOppenheimer & Co. Inc. otherOtherMay 21, 2009May 26, 2009
Lance Eugene McginnisCitigroup Global Markets Inc. otherOppenheimer & Co. Inc. otherOtherMay 14, 2009May 28, 2009
Michael Vincent FasanoCitigroup Global Markets Inc. otherOppenheimer & Co. Inc. otherOtherMay 14, 2009Apr 27, 2009
Andrew CoulterUBS Financial Services Inc. wirehouseOppenheimer & Co. Inc. otherOtherMay 13, 2009May 7, 2009
David Michael BoonUBS Financial Services Inc. wirehouseOppenheimer & Co. Inc. otherOtherMay 13, 2009May 1, 2009
Diana Elizabeth CeylanUBS Financial Services Inc. wirehouseOppenheimer & Co. Inc. otherOtherMay 13, 2009Jun 16, 2009 (34 d)
Daniel Charles HauschildUBS Financial Services Inc. wirehouseOppenheimer & Co. Inc. otherOtherMay 13, 2009Oct 12, 2009 (152 d)
Alexander Van De LeurUBS Financial Services Inc. wirehouseOppenheimer & Co. Inc. otherOtherMay 13, 2009May 18, 2009
John Francis CombsUBS Financial Services Inc. wirehouseOppenheimer & Co. Inc. otherOtherMay 13, 2009May 7, 2009
Larry AndreanoUBS Financial Services Inc. wirehouseOppenheimer & Co. Inc. otherOtherMay 13, 2009May 11, 2009
Nicholas George BroskyUBS Financial Services Inc. wirehouseOppenheimer & Co. Inc. otherOtherMay 13, 2009Aug 3, 2009 (82 d)
Rhonda Lynn McnielUBS Financial Services Inc. wirehouseOppenheimer & Co. Inc. otherOtherMay 13, 2009May 5, 2009
Bruce Jay LessingerUBS Financial Services Inc. wirehouseOppenheimer & Co. Inc. otherOtherMay 13, 2009May 1, 2009
James George StamesUBS Financial Services Inc. wirehouseOppenheimer & Co. Inc. otherOtherMay 11, 2009May 12, 2009
Charles Arthur RuttenbergCitigroup Global Markets Inc. otherOppenheimer & Co. Inc. otherOtherMay 8, 2009Sep 16, 2009 (131 d)
James Kenneth LouderbaughCitigroup Global Markets Inc. otherOppenheimer & Co. Inc. otherOtherMay 7, 2009Apr 17, 2009
Duane Clifton LarueCitigroup Global Markets Inc. otherOppenheimer & Co. Inc. otherOtherMay 7, 2009Apr 17, 2009
Carol Beth NulmanCitigroup Global Markets Inc. otherOppenheimer & Co. Inc. otherOtherMay 5, 2009Apr 16, 2009
Craig Ernst ChapmanCitigroup Global Markets Inc. otherOppenheimer & Co. Inc. otherOtherMay 5, 2009Apr 24, 2009
Robert Stephen RichCitigroup Global Markets Inc. otherOppenheimer & Co. Inc. otherOtherMay 5, 2009May 7, 2009
Marisa F PollardCitigroup Global Markets Inc. otherOppenheimer & Co. Inc. otherOtherMay 5, 2009Apr 16, 2009
Fredrik Magnus VirginBanc Of America Investment Services, Inc. unclassifiedOppenheimer & Co. Inc. otherOtherApr 21, 2009Apr 24, 2009
Michael HerzbergBanc Of America Investment Services, Inc. unclassifiedOppenheimer & Co. Inc. otherOtherApr 21, 2009Apr 24, 2009
Patrick McgrathWells Fargo Advisors wirehouseOppenheimer & Co. Inc. otherOtherApr 20, 2009Apr 29, 2009
Larissa Anna PoindexterLPL Financial LLC otherOppenheimer & Co. Inc. otherOtherApr 20, 2009May 1, 2009
Adam Manna QuarelloUBS Financial Services Inc. wirehouseOppenheimer & Co. Inc. otherOtherApr 16, 2009Apr 7, 2009
James Francis ComerfordUBS Financial Services Inc. wirehouseOppenheimer & Co. Inc. otherOtherApr 15, 2009Apr 7, 2009
Kenneth Howard RosenbaumCitigroup Global Markets Inc. otherOppenheimer & Co. Inc. otherOtherApr 15, 2009Mar 27, 2009
David William CollinsUBS Financial Services Inc. wirehouseOppenheimer & Co. Inc. otherOtherApr 15, 2009Mar 30, 2009
Lori Judith Rappaport-SteinerCitigroup Global Markets Inc. otherOppenheimer & Co. Inc. otherOtherApr 13, 2009Mar 20, 2009
Mark Anthony NascheStifel, Nicolaus & Company, Incorporated national BDOppenheimer & Co. Inc. otherOtherApr 9, 2009Apr 3, 2009
Peter Paul RembalskyAnderson & Strudwick, Incorporated otherOppenheimer & Co. Inc. otherOtherApr 9, 2009Mar 20, 2009
Anibal DrelichmanCitigroup Global Markets Inc. otherOppenheimer & Co. Inc. otherOtherApr 8, 2009Jul 30, 2009 (113 d)
Thomas Michael GlynnCitigroup Global Markets Inc. otherOppenheimer & Co. Inc. otherOtherApr 1, 2009Mar 6, 2009
Heather N MorrowMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOppenheimer & Co. Inc. otherOtherMar 30, 2009Mar 16, 2009
Eric Alan JohnsonWells Fargo Advisors wirehouseOppenheimer & Co. Inc. otherOtherMar 27, 2009Mar 27, 2009
Laurence Joseph WulkerUBS Financial Services Inc. wirehouseOppenheimer & Co. Inc. otherOtherMar 25, 2009Mar 23, 2009
Aaron Elsworth TownsWells Fargo Advisors wirehouseOppenheimer & Co. Inc. otherOtherMar 24, 2009Mar 20, 2009
Edward PontarelliAmeriprise Advisor Services, Inc. unclassifiedOppenheimer & Co. Inc. otherOtherMar 24, 2009Jul 24, 2009 (122 d)
Victoria Vera WolfsonStanford Group Company unclassifiedOppenheimer & Co. Inc. otherOtherMar 23, 2009Mar 20, 2009
Scott Eric NotowichStanford Group Company unclassifiedOppenheimer & Co. Inc. otherOtherMar 20, 2009Jun 10, 2009 (82 d)
Chau My QuachBanc Of America Investment Services, Inc. unclassifiedOppenheimer & Co. Inc. otherOtherMar 20, 2009Mar 25, 2009
Jeffrey Mark RicksStanford Group Company unclassifiedOppenheimer & Co. Inc. otherOtherMar 19, 2009Mar 24, 2009
Gregory Cole GibsonStanford Group Company unclassifiedOppenheimer & Co. Inc. otherOtherMar 19, 2009Mar 24, 2009
Michael Dennis DegolierStanford Group Company unclassifiedOppenheimer & Co. Inc. otherOtherMar 19, 2009Apr 22, 2009 (34 d)
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1,230 moves match.