| Duayne Joseph Madl | Cetera Advisors LLC other | Cetera Advisor Networks LLC other | Other | Dec 18, 2003 | Jul 7, 2004 (202 d) |
| Lindsey Jo Borgese | Ameriprise Financial Services, LLC national BD | Cetera Advisor Networks LLC other | Other | Dec 2, 2003 | Sep 8, 2009 (2107 d) |
| Stacy Stephen Heistand | Invesmart Advisors Inc unclassified | Cetera Advisor Networks LLC other | Other | Nov 25, 2003 | Apr 22, 2004 (149 d) |
| Stephen Jack Birbiglia | American Portfolios Advisors, Inc other | Cetera Advisor Networks LLC BD affiliated | Other | Nov 21, 2003 | Mar 31, 2021 (6340 d) |
| Thomas K. Turner | Osaic Fa, Inc. other | Cetera Advisor Networks LLC other | Other | Nov 3, 2003 | Aug 13, 2004 (284 d) |
| Virgil John Threlkeld | UBS Financial Services Inc. wirehouse | Cetera Advisor Networks LLC other | Other | Oct 30, 2003 | Sep 9, 2004 (315 d) |
| Kwesi Adesina Simmsparris | Ameriprise Financial Services, LLC national BD | Cetera Advisor Networks LLC other | Other | Oct 7, 2003 | Sep 8, 2005 (702 d) |
| Casey Cason | UBS Financial Services Inc. wirehouse | Cetera Advisor Networks LLC other | Other | Sep 15, 2003 | Jul 14, 2008 (1764 d) |
| Chad Rikio Kunihisa | Equitable Advisors, LLC national BD | Cetera Advisor Networks LLC other | Other | Sep 3, 2003 | Sep 19, 2003 |
| Ryan Kirk Butts | Investment Professionals, Inc. other | Cetera Advisor Networks LLC other | Other | Aug 15, 2003 | Apr 7, 2005 (601 d) |
| Gregory Ryan Thompson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cetera Advisor Networks LLC other | Other | Jun 18, 2003 | Jul 25, 2003 (37 d) |
| John Ben Neuenswander | Cuna Brokerage Services, Inc. other | Cetera Advisor Networks LLC other | Other | Jun 5, 2003 | Jun 10, 2003 |
| Judith Lynn Mcdaniel | Commonwealth Financial Network national BD | Cetera Advisor Networks LLC other | Other | May 30, 2003 | Mar 4, 2006 (1009 d) |
| Jesse Allen Uhlorn | Waddell & Reed other | Cetera Advisor Networks LLC other | Other | May 14, 2003 | Jan 26, 2016 (4640 d) |
| Matthew Michael Darcy | Equitable Advisors, LLC national BD | Cetera Advisor Networks LLC other | Other | May 12, 2003 | Jun 2, 2003 |
| Curtis Ray Willardson | Cuna Brokerage Services, Inc. other | Cetera Advisor Networks LLC other | Other | May 2, 2003 | May 9, 2003 |
| Jared Gary Nakamoto | Cuso Financial Services, L.P. other | Cetera Advisor Networks LLC other | Other | Apr 1, 2003 | Jan 27, 2004 (301 d) |
| Joseph Charles Godfrey | Locust Street Securities, Inc. unclassified | Cetera Advisor Networks LLC other | Other | Mar 28, 2003 | Mar 28, 2003 |
| Robert Allan Wall | A. G. Edwards & Sons, Inc. unclassified | Cetera Advisor Networks LLC other | Other | Mar 28, 2003 | May 16, 2003 (49 d) |
| Philip Joseph Messuri | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Cetera Advisor Networks LLC other | Other | Feb 3, 2003 | Mar 3, 2003 |
| Sal Joseph Disalvo | Nathan & Lewis Securities, Inc. unclassified | Cetera Advisor Networks LLC other | Other | Jan 27, 2003 | Oct 15, 2013 (3914 d) |
| Holly R. Boucher | Pittenger & Anderson Inc other | Cetera Advisor Networks LLC other | Other | Jan 17, 2003 | May 7, 2004 (476 d) |
| Bruce Kajiwara | Osaic Wealth, Inc. other | Cetera Advisor Networks LLC other | Other | Dec 31, 2002 | Jan 13, 2003 |
| Robb Alec Dejonge | Signator Investors, Inc. other | Cetera Advisor Networks LLC other | Other | Dec 31, 2002 | May 10, 2016 (4879 d) |
| Lamont Adrian Chandler | Equitable Advisors, LLC national BD | Cetera Advisor Networks LLC other | Other | Dec 11, 2002 | Feb 11, 2003 (62 d) |
| Benjamin James Blum | Ameriprise Financial Services, LLC national BD | Cetera Advisor Networks LLC other | Other | Dec 10, 2002 | Oct 3, 2017 (5411 d) |
| Kenneth Scott Lee | Morgan Stanley Dw Inc. unclassified | Cetera Advisor Networks LLC other | Other | Nov 22, 2002 | Mar 25, 2003 (123 d) |
| Tammie Lynn Williams | Ameriprise Financial Services, LLC national BD | Cetera Advisor Networks LLC other | Other | Nov 22, 2002 | Jan 27, 2003 (66 d) |
| Mark Victor Nabell | Banc Of America Investment Services, Inc. unclassified | Cetera Advisor Networks LLC other | Other | Nov 19, 2002 | Jul 2, 2003 (225 d) |
| Daniel Patrick Head | Nicholas-Applegate Capital Management LLC unclassified | Cetera Advisor Networks LLC BD affiliated | Other | Oct 28, 2002 | Jul 5, 2018 (5729 d) |
| Dennis Lee Bell | Cuna Brokerage Services, Inc. other | Cetera Advisor Networks LLC other | Other | Oct 10, 2002 | Oct 14, 2002 |
| Kenneth Foster Brown | Legg Mason Wood Walker, Incorporated unclassified | Cetera Advisor Networks LLC other | Other | Sep 25, 2002 | May 19, 2003 (236 d) |
| Tarik Eldin | Brecek & Young Advisors, Inc. other | Cetera Advisor Networks LLC other | Other | Sep 13, 2002 | Nov 19, 2003 (432 d) |
| William Robert Sturges | Strategic Advisers LLC national BD | Cetera Advisor Networks LLC other | Other | Aug 29, 2002 | Mar 15, 2005 (929 d) |
| David Lee Bolick | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cetera Advisor Networks LLC other | Other | Jul 29, 2002 | Sep 24, 2002 (57 d) |
| Gary Lee Meagher | LPL Financial LLC other | Cetera Advisor Networks LLC other | Other | Jun 19, 2002 | Aug 1, 2002 (43 d) |
| Charlotte Nanette Williams | Citigroup Global Markets Inc. other | Cetera Advisor Networks LLC other | Other | Jun 14, 2002 | Jan 30, 2003 (230 d) |
| Aaron Scott Buczek | Charles Schwab & Co., Inc. national BD | Cetera Advisor Networks LLC other | Other | May 29, 2002 | Mar 14, 2008 (2116 d) |