DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Mai Capital Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Morgan Page TesterCarmichael Hill & Associates Inc independent RIAMai Capital Management, LLC independent RIARIA to RIADec 12, 2024Jan 13, 2025 (32 d)
Phillip GarrettCarmichael Hill & Associates Inc independent RIAMai Capital Management, LLC independent RIARIA to RIADec 12, 2024Jan 1, 2025
Laura Marie HickmanStifel, Nicolaus & Company, Incorporated national BDMai Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 22, 2024Jan 3, 2025 (42 d)
Blake Austin KahnEmpower Advisory Group, LLC BD affiliatedMai Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2024Dec 5, 2024
Vaughn Raye SchillHyperion Partners, LLC independent RIAMai Capital Management, LLC independent RIARIA to RIAOct 28, 2024Nov 4, 2024
Jeffrey Allen LeberHyperion Partners, LLC independent RIAMai Capital Management, LLC independent RIARIA to RIAOct 28, 2024Nov 1, 2024
John William PeregrimHyperion Partners, LLC independent RIAMai Capital Management, LLC independent RIARIA to RIAOct 28, 2024Oct 31, 2024
Daniel Jon TrumbowerHalpern Financial, Inc. independent RIAMai Capital Management, LLC independent RIARIA to RIAOct 8, 2024Oct 11, 2024
Melissa Guevara SotudehHalpern Financial, Inc. independent RIAMai Capital Management, LLC independent RIARIA to RIAOct 8, 2024Oct 11, 2024
Kirsty Jane PeevHalpern Financial, Inc. independent RIAMai Capital Management, LLC independent RIARIA to RIAOct 8, 2024Oct 11, 2024
Jennifer Mary DavisHalpern Financial, Inc. independent RIAMai Capital Management, LLC independent RIARIA to RIAOct 8, 2024Oct 17, 2024
Cody JamesHalpern Financial, Inc. independent RIAMai Capital Management, LLC independent RIARIA to RIAOct 8, 2024Oct 11, 2024
Brian Patrick BolanBolan Capital Management, LLC independent RIAMai Capital Management, LLC independent RIARIA to RIAOct 4, 2024Oct 3, 2024
Steven Michael MathewsBolan Capital Management, LLC independent RIAMai Capital Management, LLC independent RIARIA to RIAOct 4, 2024Oct 3, 2024
Hector I LunaWealth Enhancement Advisory Services, LLC BD affiliatedMai Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 4, 2024Oct 22, 2024 (48 d)
Jon Paul PattinsonMerit Financial Advisors independent RIAMai Capital Management, LLC independent RIARIA to RIAAug 29, 2024Sep 17, 2024
Dylan SchwartzLarson Financial Group, LLC BD affiliatedMai Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 12, 2024Sep 6, 2024
Thomas Frank MirraGlobal Retirement Partners LLC institutionalMai Capital Management, LLC independent RIAOtherJul 31, 2024Jul 31, 2024
James Derrick HenryOnedigital institutionalMai Capital Management, LLC independent RIAOtherJun 5, 2024Jul 10, 2024 (35 d)
Elyse Dolph FosterHarbor Financial Group, Inc. independent RIAMai Capital Management, LLC independent RIARIA to RIAJun 3, 2024May 15, 2024
Timothy John O'SheiThe Wealth Consulting Group independent RIAMai Capital Management, LLC independent RIARIA to RIAApr 16, 2024Apr 23, 2024
Jeffrey Elder WherryThe Wealth Consulting Group independent RIAMai Capital Management, LLC independent RIARIA to RIAApr 16, 2024Apr 19, 2024
John Andrew MitsosThe Wealth Consulting Group independent RIAMai Capital Management, LLC independent RIARIA to RIAApr 16, 2024Jul 11, 2024 (86 d)
Kenneth Charles ThomallaThe Wealth Consulting Group independent RIAMai Capital Management, LLC independent RIARIA to RIAApr 16, 2024Oct 11, 2024 (178 d)
Shawn Matthew JohnsonThe Wealth Consulting Group independent RIAMai Capital Management, LLC independent RIARIA to RIAApr 16, 2024Jul 11, 2024 (86 d)
John A AdcockThe Wealth Consulting Group independent RIAMai Capital Management, LLC independent RIARIA to RIAApr 16, 2024Aug 14, 2024 (120 d)
Joseph Francisco PantojaThe Wealth Consulting Group independent RIAMai Capital Management, LLC independent RIARIA to RIAApr 16, 2024Jun 27, 2024 (72 d)
Mark Mccann SpringThe Wealth Consulting Group independent RIAMai Capital Management, LLC independent RIARIA to RIAApr 16, 2024Aug 2, 2024 (108 d)
Andrew Robert RickardThe Wealth Consulting Group independent RIAMai Capital Management, LLC independent RIARIA to RIAApr 16, 2024Jul 2, 2024 (77 d)
Daniel Michael MarolisThe Wealth Consulting Group independent RIAMai Capital Management, LLC independent RIARIA to RIAApr 16, 2024Jul 24, 2024 (99 d)
Alexander Doniphan SpillerThe Wealth Consulting Group independent RIAMai Capital Management, LLC independent RIARIA to RIAApr 16, 2024Aug 15, 2024 (121 d)
Matthew James PruittThe Wealth Consulting Group independent RIAMai Capital Management, LLC independent RIARIA to RIAApr 16, 2024Apr 23, 2024
Grant OsborneThe Wealth Consulting Group independent RIAMai Capital Management, LLC independent RIARIA to RIAApr 16, 2024Jul 11, 2024 (86 d)
Charles Earl SimmsThe Wealth Consulting Group independent RIAMai Capital Management, LLC independent RIARIA to RIAApr 16, 2024Oct 10, 2024 (177 d)
Joseph Tyndale NeffThe Wealth Consulting Group independent RIAMai Capital Management, LLC independent RIARIA to RIAApr 16, 2024Apr 19, 2024
Nicholas James TancabelThe Wealth Consulting Group independent RIAMai Capital Management, LLC independent RIARIA to RIAApr 16, 2024Apr 19, 2024
Daniel Joseph AmbroskiewiczThe Wealth Consulting Group independent RIAMai Capital Management, LLC independent RIARIA to RIAApr 16, 2024Aug 14, 2024 (120 d)
Nathan NewmanThe Wealth Consulting Group independent RIAMai Capital Management, LLC independent RIARIA to RIAApr 16, 2024Jul 10, 2024 (85 d)
Michael Russell PetersThe Wealth Consulting Group independent RIAMai Capital Management, LLC independent RIARIA to RIAApr 16, 2024Aug 2, 2024 (108 d)
Gregg CohenLws Wealth Advisors, Inc. independent RIAMai Capital Management, LLC independent RIARIA to RIAMar 12, 2024May 6, 2024 (55 d)
Lance Alden LipsetLws Wealth Advisors, Inc. independent RIAMai Capital Management, LLC independent RIARIA to RIAMar 12, 2024Mar 12, 2024
Valerie Lauren DownsLws Wealth Advisors, Inc. independent RIAMai Capital Management, LLC independent RIARIA to RIAMar 12, 2024Sep 18, 2024 (190 d)
Mark Alan RobertsWaterstone Investment Counsel, LLC independent RIAMai Capital Management, LLC independent RIARIA to RIAMar 4, 2024Feb 5, 2024
Noel VonuelosMariner BD affiliatedMai Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 4, 2024Mar 25, 2024
Don Gayle BroszWaterstone Investment Counsel, LLC independent RIAMai Capital Management, LLC independent RIARIA to RIAMar 4, 2024Jan 29, 2024
Marc Anthony TraversoTraverso Chambers Private Wealth Management, LLC independent RIAMai Capital Management, LLC independent RIARIA to RIAJan 30, 2024Jan 29, 2024
Timothy Allen ChambersTraverso Chambers Private Wealth Management, LLC independent RIAMai Capital Management, LLC independent RIARIA to RIAJan 30, 2024Jan 30, 2024
Audra Christine NayTraverso Chambers Private Wealth Management, LLC independent RIAMai Capital Management, LLC independent RIARIA to RIAJan 30, 2024Feb 23, 2024
Matthew Lee AdamsTraverso Chambers Private Wealth Management, LLC independent RIAMai Capital Management, LLC independent RIARIA to RIAJan 30, 2024Jan 30, 2024
Michael Robert ReedMadison Wealth Management independent RIAMai Capital Management, LLC independent RIARIA to RIAJan 29, 2024Mar 6, 2024 (37 d)
Joseph Clifford HackMadison Wealth Management independent RIAMai Capital Management, LLC independent RIARIA to RIAJan 29, 2024Feb 21, 2024
James Robert McdermottMadison Wealth Management independent RIAMai Capital Management, LLC independent RIARIA to RIAJan 29, 2024Jan 26, 2024
Sally Humphrey DempseyMadison Wealth Management independent RIAMai Capital Management, LLC independent RIARIA to RIAJan 29, 2024Feb 21, 2024
Edward Reid KuresmanMadison Wealth Management independent RIAMai Capital Management, LLC independent RIARIA to RIAJan 29, 2024Feb 21, 2024
Alan Richard HenningMadison Wealth Management independent RIAMai Capital Management, LLC independent RIARIA to RIAJan 29, 2024Feb 20, 2024
Andrew B BrunsMadison Wealth Management independent RIAMai Capital Management, LLC independent RIARIA to RIAJan 29, 2024Jan 25, 2024
David Michael NiehausMadison Wealth Management independent RIAMai Capital Management, LLC independent RIARIA to RIAJan 29, 2024Jan 24, 2024
Bradley Andrew MeeksMadison Wealth Management independent RIAMai Capital Management, LLC independent RIARIA to RIAJan 29, 2024Jan 24, 2024
Heather Mcmichael MolloyMadison Wealth Management independent RIAMai Capital Management, LLC independent RIARIA to RIAJan 29, 2024Feb 12, 2024
Jeanne-Marie SandsMadison Wealth Management independent RIAMai Capital Management, LLC independent RIARIA to RIAJan 29, 2024Feb 19, 2024
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247 moves match.