DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Secure Investment Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kevin Lee HockerCl Wealth Management LLC otherSecure Investment Management, LLC otherOtherMay 19, 2016Jun 15, 2016
Steven Michael MartinezCenter Street Advisors, Inc. no RAUMSecure Investment Management, LLC otherOtherApr 28, 2016May 9, 2016
Joshua ManwaringYellowstone Partners otherSecure Investment Management, LLC otherOtherMar 9, 2016Jul 6, 2016 (119 d)
Timothy Jon SparksHorter Investment Management, LLC otherSecure Investment Management, LLC otherOtherOct 20, 2015Oct 26, 2015
Robert Mark CerritoSignature Investments, Inc. otherSecure Investment Management, LLC otherOtherSep 22, 2015Nov 20, 2015 (59 d)
Alastair David StansfieldPnc Wealth Management otherSecure Investment Management, LLC otherOtherJun 3, 2015Nov 4, 2015 (154 d)
John Stanley HardingAmeritas Advisory Services otherSecure Investment Management, LLC otherOtherMay 19, 2015Jun 11, 2015
Julie Rae AbramsKelly Haft Registered Investment Advisory, LLC unclassifiedSecure Investment Management, LLC otherOtherFeb 20, 2015Mar 11, 2015
Pelayo Nicholas GarciaRobotic Trading Advisors, LLC otherSecure Investment Management, LLC otherOtherJan 13, 2015Nov 4, 2015 (295 d)
Mary Elaine LantermanEl Camino Real Financial Advisors state registeredSecure Investment Management, LLC otherOtherDec 31, 2014May 11, 2015 (131 d)
Craig Martin DembeckSimplyria Advisor Network otherSecure Investment Management, LLC otherOtherDec 3, 2014Jun 26, 2017 (936 d)
Hense Reynolds EllisSagepoint Financial, Inc. otherSecure Investment Management, LLC otherOtherAug 22, 2014Oct 13, 2014 (52 d)
Jeremy Orson DoppAllegis Investment Advisors, LLC otherSecure Investment Management, LLC otherOtherJun 18, 2014Aug 20, 2014 (63 d)
Leslie Lynette Davis SchoenhoferCreativeone Securities, LLC otherSecure Investment Management, LLC otherOtherFeb 13, 2014Feb 19, 2014
John Timothy KeefeBay Tree Capital Management, Inc. unclassifiedSecure Investment Management, LLC independent RIAOtherDec 31, 2013Nov 12, 2019 (2142 d)
Clark David DearmondVfg Advisors, Inc. otherSecure Investment Management, LLC otherOtherAug 2, 2012Aug 25, 2017 (1849 d)
Robert Allen StuberCountrywide Investment Services, Inc. unclassifiedSecure Investment Management, LLC otherOtherNov 4, 2008Feb 16, 2011 (834 d)
Charles Stewart Cannon1st Global Advisors Inc otherSecure Investment Management, LLC independent RIAOtherDec 20, 2006Oct 30, 2018 (4332 d)
Brent MatthewWells Fargo Investments, LLC unclassifiedSecure Investment Management, LLC otherOtherJan 13, 2006Jan 3, 2012 (2181 d)
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79 moves match.