DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Concert Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lori Robyn HallMorgan Stanley wirehouseConcert Wealth Management otherOtherMay 29, 2012May 3, 2012
Leslie FerroneMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseConcert Wealth Management otherOtherMay 2, 2012Apr 27, 2012
Myles Henry Asa PritchardMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseConcert Wealth Management otherOtherMar 27, 2012Mar 23, 2012
Owen Bradley StrattonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseConcert Wealth Management otherOtherFeb 21, 2012Feb 17, 2012
Rodney L. WatkinsInvestacorp Advisory Services Inc otherConcert Wealth Management otherOtherNov 25, 2011Jan 23, 2012 (59 d)
Cheryl C WongComerica Securities otherConcert Wealth Management otherOtherNov 14, 2011Nov 29, 2011
Steven Brian CastroMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseConcert Wealth Management otherOtherOct 31, 2011Jun 21, 2012 (234 d)
Cindy X ChinMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseConcert Wealth Management otherOtherSep 22, 2011Oct 10, 2011
James William CravottaMorgan Stanley wirehouseConcert Wealth Management otherOtherSep 14, 2011Sep 6, 2011
Corey Charles CasilioValentine Capital Asset Management, Inc. otherConcert Wealth Management otherOtherSep 9, 2011Sep 2, 2011
William Elton LeitchValentine Capital Asset Management, Inc. otherConcert Wealth Management otherOtherSep 9, 2011Sep 2, 2011
James Patrick LynchNfsg Corporation otherConcert Wealth Management otherOtherJul 13, 2011Jul 18, 2011
Brian Lincoln QuinnNational Planning Corporation ("Npc Of America" In Fl & Ny) otherConcert Wealth Management otherOtherJun 7, 2011Dec 4, 2012 (546 d)
Nicholas Edwin FullerFirst Financial Equity Corporation otherConcert Wealth Management otherOtherMay 24, 2011May 27, 2011
Mark Andrew FrugoniWells Fargo Advisors wirehouseConcert Wealth Management otherOtherApr 5, 2011Mar 31, 2011
Michael Murray KnittelRBC Capital Markets, LLC national BDConcert Wealth Management otherOtherNov 12, 2010Nov 9, 2010
Jason Tyler GreenwoodMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseConcert Wealth Management otherOtherNov 8, 2010Nov 9, 2010
Gil A BaumgartenUBS Financial Services Inc. wirehouseConcert Wealth Management otherOtherOct 8, 2010Oct 1, 2010
Michael J. GuarracinoLPL Financial LLC otherConcert Wealth Management otherOtherMay 19, 2010May 14, 2010
Lance Shigeo IchikawaEmerson Equity LLC otherConcert Wealth Management otherOtherApr 30, 2010May 3, 2010
Brian William BrittMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseConcert Wealth Management otherOtherMar 30, 2010Mar 26, 2010
Carrie Katherine CarrMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseConcert Wealth Management otherOtherFeb 4, 2010Feb 3, 2010
Patrick Edward WhiteUBS Financial Services Inc. wirehouseConcert Wealth Management otherOtherDec 21, 2009Jan 5, 2010
Daniel Craig OsgoodWells Fargo Advisors wirehouseConcert Wealth Management otherOtherOct 6, 2009Oct 15, 2009
Gladys E LimonesMorgan Stanley wirehouseConcert Wealth Management otherOtherSep 21, 2009Sep 30, 2009
Henry Milton FordMorgan Stanley wirehouseConcert Wealth Management otherOtherSep 18, 2009Sep 4, 2009
Cyrus Scott SmithWells Fargo Advisors wirehouseConcert Wealth Management otherOtherJun 17, 2009Jun 23, 2009
Chris D BalkaCitigroup Global Markets Inc. otherConcert Wealth Management otherOtherMay 19, 2009May 7, 2009
Christopher Alan TateMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseConcert Wealth Management otherOtherMay 11, 2009May 12, 2009
John Patrick BerryCitigroup Global Markets Inc. otherConcert Wealth Management otherOtherMay 7, 2009Apr 28, 2009
David Brian HuntCitigroup Global Markets Inc. otherConcert Wealth Management otherOtherApr 13, 2009Apr 16, 2009
Ronald Harvey HuntCitigroup Global Markets Inc. otherConcert Wealth Management otherOtherApr 9, 2009Apr 17, 2009
Stuart Mitchell SwanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseConcert Wealth Management otherOtherJan 2, 2009Aug 6, 2015 (2407 d)
Deidre Michelle MrazMorgan Stanley & Co. LLC unclassifiedConcert Wealth Management otherOtherAug 27, 2008Sep 2, 2008
David Frederick MrazMorgan Stanley & Co. LLC unclassifiedConcert Wealth Management otherOtherOct 11, 2007Oct 8, 2007
Erik Allen ScheiCitigroup Global Markets Inc. otherConcert Wealth Management otherOtherFeb 14, 2007Feb 8, 2007
Dick Eugene BlakeleyCitigroup Global Markets Inc. otherConcert Wealth Management otherOtherFeb 1, 2007Jan 29, 2007
Farokh Bill BillimoriaSummit Wealth Management,Inc unclassifiedConcert Wealth Management otherOtherDec 31, 2006Jul 30, 2012 (2038 d)
William John Penson LawtonSeagate Global Advisors LLC unclassifiedConcert Wealth Management otherOtherDec 31, 2004Dec 19, 2013 (3275 d)
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99 moves match.