| John Stephens Thoma | Archer Investment Corporation other | Royal Fund Management, LLC other | Other | Aug 2, 2013 | Aug 26, 2013 |
| Liliana Delara | Msi Financial Services, Inc. other | Royal Fund Management, LLC other | Other | Aug 2, 2013 | Feb 24, 2014 (206 d) |
| Lincoln Earl Mcrae | Eagle Financial Strategies other | Royal Fund Management, LLC independent RIA | Other | Jun 26, 2013 | Apr 10, 2019 (2114 d) |
| Todd Michael Ehret | Sawtooth Asset Management, Inc. other | Royal Fund Management, LLC other | Other | Jun 21, 2013 | May 7, 2014 (320 d) |
| R. Alan Kirby | American Elite Retirement unclassified | Royal Fund Management, LLC other | Other | May 31, 2013 | May 10, 2013 |
| Ronald Eric Woernle | Alphastar Capital Management other | Royal Fund Management, LLC other | Other | Mar 5, 2013 | Jun 4, 2013 (91 d) |
| Timothy J Baker | Ameriprise Financial Services, LLC national BD | Royal Fund Management, LLC other | Other | Jan 2, 2013 | Apr 30, 2014 (483 d) |
| James Dennis Underwood | American Elite Retirement unclassified | Royal Fund Management, LLC other | Other | Nov 8, 2012 | May 6, 2013 (179 d) |
| William Daniel Brooks | Xexis, Inc. unclassified | Royal Fund Management, LLC other | Other | Aug 23, 2012 | Jul 28, 2011 |
| Millard Scott Norris | Chief Advisors Corp state registered | Royal Fund Management, LLC other | Other | Aug 17, 2012 | Mar 31, 2014 (591 d) |
| Owen Thomas Edwards | Brookstone Capital Management LLC other | Royal Fund Management, LLC other | Other | Jun 2, 2011 | Oct 28, 2015 (1609 d) |
| John Lawrence Mills | Redhawk Wealth Advisors, Inc. other | Royal Fund Management, LLC other | Other | Jan 19, 2011 | Feb 5, 2014 (1113 d) |
| David S Blackston | American Investment Services other | Royal Fund Management, LLC other | Other | Jul 27, 2010 | Jun 21, 2010 |
| Bradley Ronald Gerberding | Integrity Financial Corporation other | Royal Fund Management, LLC other | Other | Nov 12, 2009 | May 28, 2014 (1658 d) |
| George Andrew Watson | USA Wealth Management LLC other | Royal Fund Management, LLC other | Other | Jun 10, 2008 | Sep 16, 2015 (2654 d) |
| Dharam Paul Kalra | Qa3 Financial LLC unclassified | Royal Fund Management, LLC other | Other | Oct 31, 2007 | Jul 27, 2015 (2826 d) |
| Richard Gordon Easterbrook | Financial Vehicles, Inc. unclassified | Royal Fund Management, LLC other | Other | Apr 20, 2006 | Apr 26, 2013 (2563 d) |