DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Pathstone

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Charles Alan OlsonCrestone Asset Management LLC mixed wealthPathstone independent RIARIA to RIAApr 12, 2024Apr 21, 2024
Miles Nathaniel CookeCrestone Asset Management LLC mixed wealthPathstone independent RIARIA to RIAApr 12, 2024May 20, 2024 (38 d)
Kollin SchrenkByron Financial, LLC independent RIAPathstone independent RIARIA to RIAMar 1, 2024Jun 3, 2024 (94 d)
Christopher Huy NguyenHaverford Financial Services, Inc. asset managerPathstone independent RIAOtherNov 27, 2023Jun 3, 2025 (554 d)
Benjamin Walter SjostenSei Investments Management Corp otherPathstone independent RIAOtherOct 10, 2023Oct 17, 2023
Robert Kevin StetsonVeritable LP independent RIAPathstone independent RIARIA to RIASep 18, 2023Sep 21, 2023
David Michael BelejVeritable LP independent RIAPathstone independent RIARIA to RIASep 18, 2023Sep 21, 2023
John Joseph ScuteriVeritable LP independent RIAPathstone independent RIARIA to RIASep 18, 2023Oct 4, 2023
Gordon Franklin StoneVeritable LP independent RIAPathstone independent RIARIA to RIASep 18, 2023Oct 23, 2023 (35 d)
Frederick Ross BacaniVeritable LP independent RIAPathstone independent RIARIA to RIASep 18, 2023Sep 19, 2023
Sonia Florio PetersonVeritable LP independent RIAPathstone independent RIARIA to RIASep 18, 2023Sep 19, 2023
Ari Robert PontzVeritable LP independent RIAPathstone independent RIARIA to RIASep 18, 2023Sep 21, 2023
Matthew Everett TaylorVeritable LP independent RIAPathstone independent RIARIA to RIASep 18, 2023Sep 19, 2023
Jeffrey Allan BeachellVeritable LP independent RIAPathstone independent RIARIA to RIASep 18, 2023Oct 9, 2023
Paul R PascarellaVeritable LP independent RIAPathstone independent RIARIA to RIASep 18, 2023Sep 21, 2023
Brett Ian RubinsonVeritable LP independent RIAPathstone independent RIARIA to RIASep 18, 2023Sep 21, 2023
Darren Andrew BramenVeritable LP independent RIAPathstone independent RIARIA to RIASep 18, 2023Sep 21, 2023
Patrick James DoughertyVeritable LP independent RIAPathstone independent RIARIA to RIASep 18, 2023Sep 27, 2023
Brian Arthur BadgleyVeritable LP independent RIAPathstone independent RIARIA to RIASep 18, 2023Sep 19, 2023
Charles Paxson KeatesVeritable LP independent RIAPathstone independent RIARIA to RIASep 18, 2023Sep 22, 2023
Jeffrey Allan MorrisonVeritable LP independent RIAPathstone independent RIARIA to RIASep 18, 2023Sep 21, 2023
Jared Stuart WeinerVeritable LP independent RIAPathstone independent RIARIA to RIASep 18, 2023Sep 22, 2023
Jeannette Leigh Kleeman GrabeVeritable LP independent RIAPathstone independent RIARIA to RIASep 18, 2023Oct 24, 2023 (36 d)
Eric Scott ShulenbergerVeritable LP independent RIAPathstone independent RIARIA to RIASep 18, 2023Sep 21, 2023
Wesley Daniel YamamotoVeritable LP independent RIAPathstone independent RIARIA to RIASep 18, 2023Sep 21, 2023
Brian Michael BradyUBS Financial Services Inc. wirehousePathstone independent RIAWirehouse to independent RIASep 18, 2023Nov 8, 2023 (51 d)
Robert David HeinrichsVeritable LP independent RIAPathstone independent RIARIA to RIASep 18, 2023Sep 21, 2023
Robert Martin LazaroffVeritable LP independent RIAPathstone independent RIARIA to RIASep 18, 2023Sep 22, 2023
Emily L BlessVeritable LP independent RIAPathstone independent RIARIA to RIASep 18, 2023Sep 21, 2023
Andrew Joseph JohnVeritable LP independent RIAPathstone independent RIARIA to RIASep 18, 2023Oct 5, 2023
Eric Michael SassanoCompound Advisers, Inc. independent RIAPathstone independent RIARIA to RIASep 13, 2023Sep 2, 2026 (1085 d)
Clark Burton DavisBrainard Capital Management LLC independent RIAPathstone independent RIARIA to RIAJun 5, 2023Jun 16, 2023
Jay Owen BrainardBrainard Capital Management LLC independent RIAPathstone independent RIARIA to RIAJun 5, 2023Jun 16, 2023
Katherine Patricia BakerFocus Partners Wealth, LLC independent RIAPathstone independent RIARIA to RIAMay 1, 2023Jul 18, 2023 (78 d)
Melissa Anne RuttenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePathstone independent RIAWirehouse to independent RIAApr 28, 2023Nov 9, 2023 (195 d)
Julian Alexander MartinezUBS Financial Services Inc. wirehousePathstone independent RIAWirehouse to independent RIAApr 27, 2023Sep 26, 2023 (152 d)
Arthur Xavier DuffyRex Capital Advisors, LLC independent RIAPathstone independent RIARIA to RIAMar 8, 2023Mar 9, 2023
Matthew Andrew ThibaultRex Capital Advisors, LLC independent RIAPathstone independent RIARIA to RIAMar 8, 2023Mar 10, 2023
John Coleman DewittAllgen Financial Advisors, Inc. independent RIAPathstone independent RIARIA to RIADec 1, 2022Jan 6, 2023 (36 d)
Patrick Conley MilfordAmeriprise Financial Services, LLC national BDPathstone independent RIAAffiliated broker-dealer or bank to independent RIANov 9, 2022Nov 29, 2022
Megan Nicole KellyMomentum Financial Planning unclassifiedPathstone independent RIAOtherSep 14, 2022Oct 26, 2022 (42 d)
Eleanor Hawkins MaguireDyson Capital Advisors, LLC independent RIAPathstone independent RIARIA to RIAAug 29, 2022Aug 29, 2022
Henry Anderson DudleyDyson Capital Advisors, LLC independent RIAPathstone independent RIARIA to RIAAug 29, 2022Aug 15, 2022
Robert E OverallEaton Vance Wateroak Advisors independent RIAPathstone independent RIARIA to RIAMay 24, 2022Jul 19, 2022 (56 d)
Scott J MacaioneEaton Vance Wateroak Advisors independent RIAPathstone independent RIARIA to RIAMay 24, 2022Jun 15, 2022
Gregory J MendozaEaton Vance Wateroak Advisors independent RIAPathstone independent RIARIA to RIAMay 24, 2022Jul 1, 2022 (38 d)
Vivien JohnsonEaton Vance Wateroak Advisors independent RIAPathstone independent RIARIA to RIAMay 24, 2022Jun 15, 2022
Jeffrey L ScangaEaton Vance Wateroak Advisors independent RIAPathstone independent RIARIA to RIAMay 24, 2022Jun 14, 2022
Bradley R LacoreEaton Vance Wateroak Advisors independent RIAPathstone independent RIARIA to RIAMay 24, 2022Jun 20, 2022
Patrick Francis McnamaraCampbell Wealth Management, Inc. independent RIAPathstone independent RIARIA to RIAMay 24, 2022Oct 26, 2022 (155 d)
Ron W HensonEaton Vance Wateroak Advisors independent RIAPathstone independent RIARIA to RIAMay 17, 2022Jun 20, 2022 (34 d)
Grace Erica MoleskiAmeriprise Financial Services, LLC national BDPathstone independent RIAAffiliated broker-dealer or bank to independent RIANov 26, 2021Jan 25, 2022 (60 d)
Dominic DalessandroNeuberger Berman Bd LLC no RAUMPathstone independent RIAOtherSep 22, 2021Nov 20, 2024 (1155 d)
John Samuel HarrisValic Financial Advisors, Inc. BD affiliatedPathstone independent RIAAffiliated broker-dealer or bank to independent RIAJun 18, 2021Dec 6, 2021 (171 d)
Daniel ReubenMutual Of Omaha Investor Services, Inc. no RAUMPathstone independent RIAOtherMay 25, 2021Jun 14, 2021
Brian Scott HegstadMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePathstone independent RIAWirehouse to independent RIAMar 24, 2021Jun 15, 2021 (83 d)
Ryan Arnez MonroeCornerstone Capital Inc. independent RIAPathstone independent RIARIA to RIAMar 5, 2021Mar 24, 2021
Craig Gary MetrickCornerstone Capital Inc. independent RIAPathstone independent RIARIA to RIAMar 5, 2021Mar 25, 2021
Sean Francis LynchMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePathstone independent RIAWirehouse to independent RIADec 20, 2020Jun 3, 2021 (165 d)
Michael David Kjell RaineParcion Private Wealth LLC independent RIAPathstone independent RIARIA to RIADec 11, 2020May 7, 2021 (147 d)
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155 moves match.