DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at The Wealth Consulting Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Timothy John O'SheiEdelman Financial Engines independent RIAThe Wealth Consulting Group independent RIARIA to RIAApr 11, 2018Jun 22, 2022 (1533 d)
Kimberly Jo SafoyanNational Planning Corporation ("Npc Of America" In Fl & Ny) otherThe Wealth Consulting Group independent RIAOtherDec 6, 2017Jul 10, 2018 (216 d)
Jeffrey Scott HaskellNational Planning Corporation ("Npc Of America" In Fl & Ny) otherThe Wealth Consulting Group independent RIAOtherNov 29, 2017Jul 16, 2018 (229 d)
Michele Ka PembertonWorld Equity Group, Inc. otherThe Wealth Consulting Group otherOtherNov 28, 2017Nov 29, 2017
Adrian Padua ConcepcionMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseThe Wealth Consulting Group otherOtherNov 28, 2017Nov 20, 2017
Dane Michael Brockman1st Global Advisors Inc otherThe Wealth Consulting Group otherOtherNov 20, 2017Nov 17, 2017
Jeremy P AndersonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseThe Wealth Consulting Group independent RIAWirehouse to independent RIAJul 27, 2017May 18, 2021 (1391 d)
John Joseph LinkLevel Four Advisory Services otherThe Wealth Consulting Group otherOtherJul 13, 2017Oct 20, 2017 (99 d)
Shelley Jo EcheverriaUsaa Investment Services Company otherThe Wealth Consulting Group otherOtherJun 8, 2017Aug 10, 2017 (63 d)
Clinton Edward AkerbergSummit Financial Group Inc otherThe Wealth Consulting Group otherOtherMay 26, 2017May 19, 2017
Nila Lynn TatumNational Planning Corporation ("Npc Of America" In Fl & Ny) otherThe Wealth Consulting Group otherOtherApr 27, 2017Apr 27, 2017
Gloria R. FranzNational Planning Corporation ("Npc Of America" In Fl & Ny) otherThe Wealth Consulting Group otherOtherApr 27, 2017Apr 27, 2017
Amy Nuttall ZwaanLPL Financial LLC otherThe Wealth Consulting Group otherOtherMar 17, 2017Dec 2, 2016
Anthony Joseph TurcotteMML Investors Services, LLC otherThe Wealth Consulting Group otherOtherJan 26, 2017Jan 20, 2017
Roy C MoonMML Investors Services, LLC otherThe Wealth Consulting Group otherOtherJan 26, 2017Jan 23, 2017
Adriane Vera LoweMML Investors Services, LLC otherThe Wealth Consulting Group otherOtherJan 25, 2017Jan 20, 2017
Jeffrey Elder WherryMML Investors Services, LLC otherThe Wealth Consulting Group otherOtherDec 19, 2016Dec 19, 2016
John Andrew MitsosMML Investors Services, LLC otherThe Wealth Consulting Group otherOtherDec 19, 2016Dec 20, 2016
Kenneth Charles ThomallaMML Investors Services, LLC otherThe Wealth Consulting Group otherOtherDec 19, 2016Dec 20, 2016
Shawn Matthew JohnsonMML Investors Services, LLC otherThe Wealth Consulting Group otherOtherDec 19, 2016Dec 20, 2016
John A AdcockMML Investors Services, LLC otherThe Wealth Consulting Group otherOtherDec 19, 2016Dec 20, 2016
Joseph Francisco PantojaMML Investors Services, LLC otherThe Wealth Consulting Group otherOtherDec 19, 2016Dec 20, 2016
Mark Mccann SpringMML Investors Services, LLC otherThe Wealth Consulting Group otherOtherDec 19, 2016Dec 20, 2016
Andrew Robert RickardMML Investors Services, LLC otherThe Wealth Consulting Group otherOtherDec 19, 2016Dec 20, 2016
Joshua Charles MillerMML Investors Services, LLC otherThe Wealth Consulting Group otherOtherDec 19, 2016Dec 20, 2016
Derek Lee HastingsLPL Financial LLC otherThe Wealth Consulting Group otherOtherNov 21, 2016Jul 15, 2016
Bob Tetsuya KawabeLPL Financial LLC otherThe Wealth Consulting Group otherOtherSep 8, 2016Feb 26, 2016
Douglas Dix BoringLPL Financial LLC otherThe Wealth Consulting Group otherOtherSep 8, 2016Apr 20, 2016
Sally Woo NgLPL Financial LLC otherThe Wealth Consulting Group otherOtherApr 29, 2016Nov 18, 2015
Darold Wing MarkCetera Advisor Networks LLC otherThe Wealth Consulting Group otherOtherApr 19, 2016Apr 20, 2016
James Scott CaveCetera Advisor Networks LLC otherThe Wealth Consulting Group otherOtherApr 19, 2016Aug 29, 2017 (497 d)
Joel Robert DrakeDiversified Financial Advisory Group, Inc. unclassifiedThe Wealth Consulting Group independent RIAOtherDec 10, 2015Mar 31, 2021 (1938 d)
Maria Spirtos KinerThe Kiner Consulting Group unclassifiedThe Wealth Consulting Group otherOtherDec 3, 2015Nov 19, 2015
Kristine RodarteMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseThe Wealth Consulting Group otherOtherAug 31, 2015Sep 16, 2015
Robert Arthur KobaNew England Securities Corporation otherThe Wealth Consulting Group otherOtherJan 6, 2015Feb 3, 2015
Amir Hossein LozaniMsi Financial Services, Inc. otherThe Wealth Consulting Group independent RIAOtherDec 22, 2014Jan 8, 2020 (1843 d)
Michael Joseph WoitkoskiNew England Securities Corporation otherThe Wealth Consulting Group no RAUMOtherDec 8, 2014Nov 26, 2014
Gerald Melvin GozNew England Securities Corporation otherThe Wealth Consulting Group no RAUMOtherNov 21, 2014Dec 15, 2014
Darren Blaine ToddNew England Securities Corporation otherThe Wealth Consulting Group no RAUMOtherNov 21, 2014Nov 13, 2014
Cheryl Ann ConstantinoNew England Securities Corporation otherThe Wealth Consulting Group no RAUMOtherNov 21, 2014Nov 17, 2014
Barclay Kendall CallenderNew England Securities Corporation otherThe Wealth Consulting Group no RAUMOtherNov 21, 2014Nov 17, 2014
Beth Vivian WalkerNew England Securities Corporation otherThe Wealth Consulting Group no RAUMOtherNov 20, 2014Nov 18, 2014
William James OconnellMsi Financial Services, Inc. otherThe Wealth Consulting Group no RAUMOtherNov 19, 2014Nov 19, 2014
Jana Linn HamMsi Financial Services, Inc. otherThe Wealth Consulting Group no RAUMOtherNov 19, 2014Nov 18, 2014
Mark Andrew SensemanNew England Securities Corporation otherThe Wealth Consulting Group no RAUMOtherNov 17, 2014Nov 18, 2014
Marci Sue BairMsi Financial Services, Inc. otherThe Wealth Consulting Group no RAUMOtherNov 17, 2014Nov 20, 2014
Paul Sun-Wook LimNew England Securities Corporation otherThe Wealth Consulting Group no RAUMOtherNov 17, 2014Nov 19, 2014
Victor Aurelio OrozcoMsi Financial Services, Inc. otherThe Wealth Consulting Group no RAUMOtherNov 17, 2014Nov 19, 2014
James Dale BrownNew England Securities Corporation otherThe Wealth Consulting Group no RAUMOtherNov 14, 2014Nov 18, 2014
Christopher Todd RandNew England Securities Corporation otherThe Wealth Consulting Group no RAUMOtherNov 14, 2014Nov 13, 2014
Marc Arlyn GalloNew England Securities Corporation otherThe Wealth Consulting Group no RAUMOtherNov 14, 2014Nov 12, 2014
Joe Francis RedmondNew England Securities Corporation otherThe Wealth Consulting Group no RAUMOtherNov 14, 2014Dec 5, 2014
Shanna Jean KehoeNew England Securities Corporation otherThe Wealth Consulting Group no RAUMOtherNov 13, 2014Oct 23, 2014
Jason William GamettNew England Securities Corporation otherThe Wealth Consulting Group no RAUMOtherNov 13, 2014Nov 17, 2014
Tony Lee BrewerNew England Securities Corporation otherThe Wealth Consulting Group no RAUMOtherNov 13, 2014Oct 23, 2014
Lawrence Joseph WellerNew England Securities Corporation otherThe Wealth Consulting Group no RAUMOtherNov 13, 2014Nov 12, 2014
Jimmy LeeNew England Securities Corporation otherThe Wealth Consulting Group no RAUMOtherNov 7, 2014Nov 13, 2014
Gary HayNew England Securities Corporation otherThe Wealth Consulting Group no RAUMOtherOct 30, 2014Nov 17, 2014
Eric Michael AltenburgNew England Securities Corporation otherThe Wealth Consulting Group independent RIAOtherMar 29, 2012Jul 29, 2025 (4870 d)
Jennifer Ellen Riva-KirkRedwitz Wealth Management Group unclassifiedThe Wealth Consulting Group otherOtherDec 31, 2011Dec 20, 2017 (2181 d)
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124 moves match.