DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cincinnati Analysts, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Thomas Jeffrey Faulkner	Osaic Fa, Inc. other	Cincinnati Analysts, Inc other	Other	May 2, 2006	May 8, 2006
Christopher M Landwair	Citigroup Global Markets Inc. other	Cincinnati Analysts, Inc other	Other	Feb 22, 2006	Feb 16, 2006
Robert John Bucci	Park Avenue Securities LLC other	Cincinnati Analysts, Inc other	Other	Dec 31, 2005	Jan 13, 2006
Adam Bernard Strouse	MML Investors Services, LLC other	Cincinnati Analysts, Inc other	Other	Dec 6, 2005	Dec 8, 2005
Brian Edmund Mcnulty	Osaic Fa, Inc. other	Cincinnati Analysts, Inc other	Other	Nov 17, 2005	Mar 10, 2006 (113 d)
Lyle Harley Cole	Osaic Fa, Inc. other	Cincinnati Analysts, Inc other	Other	May 4, 2005	May 4, 2005
John Milo Overstreet	Osaic Fa, Inc. other	Cincinnati Analysts, Inc other	Other	May 4, 2005	May 4, 2005
Jarrod Levi Moreau	Osaic Fa, Inc. other	Cincinnati Analysts, Inc other	Other	May 3, 2005	May 4, 2005
Ronald Keith Moore	Partnervest Advisory Services LLC other	Cincinnati Analysts, Inc other	Other	Feb 24, 2005	Feb 27, 2007 (733 d)
Christopher Anthony Lund	Alliance Financial Services, Inc. unclassified	Cincinnati Analysts, Inc other	Other	Dec 31, 2004	Sep 18, 2006 (626 d)
Michael Eugene Marciano	Mony Securities Corporation unclassified	Cincinnati Analysts, Inc other	Other	Dec 2, 2004	Jul 25, 2006 (600 d)
Daniel Carmen Danese	Principal Securities, Inc. other	Cincinnati Analysts, Inc other	Other	Nov 1, 2004	Jul 20, 2006 (626 d)
John Ladislav Vrablic	Vantage Financial Group, Inc. other	Cincinnati Analysts, Inc other	Other	Oct 19, 2004	Oct 26, 2004
Tennyson Calvin Shifley	Osaic Fa, Inc. other	Cincinnati Analysts, Inc other	Other	Sep 27, 2004	Sep 28, 2004
Joseph Andrew Marciano	Mony Securities Corporation unclassified	Cincinnati Analysts, Inc other	Other	Aug 25, 2004	Jul 25, 2006 (699 d)
Matthew Anthony Divita	Morgan Stanley Dw Inc. unclassified	Cincinnati Analysts, Inc other	Other	Jul 7, 2004	May 25, 2006 (687 d)
Richard Gerard Lewis	Voya Financial Advisors, Inc. other	Cincinnati Analysts, Inc other	Other	Jun 30, 2004	Aug 27, 2004 (58 d)
Robert Elwee Simpton	A. G. Edwards & Sons, Inc. unclassified	Cincinnati Analysts, Inc other	Other	Jun 22, 2004	Sep 24, 2004 (94 d)
Charles William Waddell	Transamerica Financial Advisors, LLC other	Cincinnati Analysts, Inc other	Other	May 3, 2004	Oct 19, 2004 (169 d)
Rae Young Kim	Voya Financial Advisors, Inc. other	Cincinnati Analysts, Inc other	Other	Mar 4, 2004	Mar 24, 2004
Jason Thomas Laird	Ameriprise Financial Services, LLC national BD	Cincinnati Analysts, Inc other	Other	Jan 30, 2004	Oct 18, 2005 (627 d)
Kimberly Rae Garrett	Securian Financial Services, Inc. other	Cincinnati Analysts, Inc other	Other	Jan 23, 2004	Jan 23, 2004
Jerry Dean Killion	Voya Financial Advisors, Inc. other	Cincinnati Analysts, Inc other	Other	Jan 8, 2004	Mar 8, 2004 (60 d)
Joseph John Gormley	Usallianz Securities, Inc. unclassified	Cincinnati Analysts, Inc other	Other	Dec 31, 2003	May 6, 2004 (127 d)
James Frazier Foster	RBC Capital Markets, LLC national BD	Cincinnati Analysts, Inc other	Other	Sep 16, 2003	Jan 5, 2004 (111 d)
Jeffrey Raymond Linska	Voya Financial Advisors, Inc. other	Cincinnati Analysts, Inc other	Other	Jul 28, 2003	Aug 11, 2010 (2571 d)
Jonathon Edward Visscher	Valmark Advisers, Inc. other	Cincinnati Analysts, Inc other	Other	May 12, 2003	Dec 21, 2005 (954 d)
Samuel Norris Holloway	Valmark Advisers, Inc. other	Cincinnati Analysts, Inc other	Other	May 12, 2003	Dec 21, 2005 (954 d)
Caroline Jennings Holloway	Valmark Advisers, Inc. other	Cincinnati Analysts, Inc other	Other	May 12, 2003	Dec 21, 2005 (954 d)

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89 moves match.