Advisor moves

Arrivals at Hilltop Securities Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jay Thoburn BrownMorgan Stanley wirehouseHilltop Securities Inc. otherOtherJun 26, 2009Jun 22, 2009
Joan Geurkink LawsonCitigroup Global Markets Inc. otherHilltop Securities Inc. otherOtherJun 16, 2009Jun 5, 2009
James Earl PenceCitigroup Global Markets Inc. otherHilltop Securities Inc. otherOtherJun 16, 2009Jun 5, 2009
Steven Alexander SarkissianUBS Financial Services Inc. wirehouseHilltop Securities Inc. otherOtherJun 3, 2009May 8, 2009
Monika A BennettMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHilltop Securities Inc. otherOtherMay 22, 2009Aug 11, 2009 (81 d)
Michael Keith LauterbachCitigroup Global Markets Inc. otherHilltop Securities Inc. otherOtherMay 18, 2009May 13, 2009
Stephen Paul CrossmanUBS Financial Services Inc. wirehouseHilltop Securities Inc. otherOtherMay 13, 2009May 12, 2009
Elridge Nicholas BollichUBS Financial Services Inc. wirehouseHilltop Securities Inc. otherOtherMay 13, 2009Apr 28, 2009
Shannon Kelly MckeehanUBS Financial Services Inc. wirehouseHilltop Securities Inc. otherOtherMay 13, 2009May 8, 2009
Michael Emerson CampbellUBS Financial Services Inc. wirehouseHilltop Securities Inc. otherOtherMay 13, 2009May 6, 2009
Ronnie Russell RushingCitigroup Global Markets Inc. otherHilltop Securities Inc. otherOtherMay 8, 2009Apr 17, 2009
Bradley Kyle ScottCitigroup Global Markets Inc. otherHilltop Securities Inc. otherOtherMay 8, 2009Apr 17, 2009
Carol Diane GarzaCitigroup Global Markets Inc. otherHilltop Securities Inc. otherOtherApr 23, 2009Apr 6, 2009
William Robert BrandenbergerCitigroup Global Markets Inc. otherHilltop Securities Inc. otherOtherApr 23, 2009Apr 9, 2009
Dustin Tye HellamsCitigroup Global Markets Inc. otherHilltop Securities Inc. otherOtherApr 16, 2009Mar 23, 2009
William Sean CoyleCitigroup Global Markets Inc. otherHilltop Securities Inc. otherOtherApr 15, 2009Mar 30, 2009
Marcel Fred HamburgerCitigroup Global Markets Inc. otherHilltop Securities Inc. otherOtherApr 15, 2009Mar 27, 2009
Michael Wayne McguireCitigroup Global Markets Inc. otherHilltop Securities Inc. otherOtherApr 14, 2009Mar 27, 2009
Stephen John MchaleMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHilltop Securities Inc. otherOtherApr 13, 2009Jun 12, 2009 (60 d)
Tia Stephanie TomlinCitigroup Global Markets Inc. otherHilltop Securities Inc. otherOtherApr 9, 2009Mar 13, 2009
Jon Christopher LamM.L. Stern & Co., LLC. unclassifiedHilltop Securities Inc. otherOtherApr 7, 2009Dec 10, 2008
Milford Lee SternM.L. Stern & Co., LLC. unclassifiedHilltop Securities Inc. otherOtherApr 7, 2009Oct 22, 2008
William Edward Livingston CosterWells Fargo Advisors wirehouseHilltop Securities Inc. otherOtherApr 6, 2009Apr 3, 2009
Eugene Walt ParrishMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHilltop Securities Inc. otherOtherMar 30, 2009Apr 27, 2009
Shawn E LemkoMorgan Stanley & Co. LLC unclassifiedHilltop Securities Inc. otherOtherMar 6, 2009Sep 18, 2009 (196 d)
William H SkeltonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHilltop Securities Inc. otherOtherFeb 2, 2009Jan 30, 2009
Peter George CapposM.L. Stern & Co., LLC. unclassifiedHilltop Securities Inc. otherOtherJan 21, 2009Oct 21, 2008
John William MadisonM.L. Stern & Co., LLC. unclassifiedHilltop Securities Inc. otherOtherJan 7, 2009Dec 10, 2008
William Ernest StockumMorgan Stanley & Co. LLC unclassifiedHilltop Securities Inc. otherOtherJan 6, 2009Dec 19, 2008
Dagmara Katarzyna FrankowskaSnider Advisors otherHilltop Securities Inc. otherOtherJan 2, 2009Jan 6, 2009
Yen A SchickeMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHilltop Securities Inc. otherOtherJan 2, 2009Feb 14, 2012 (1138 d)
John Andrew SchickAsset Management Partners Inc unclassifiedHilltop Securities Inc. otherOtherDec 31, 2008Jul 30, 2008
Alan Aldo WakerCharles Schwab & Co., Inc. national BDHilltop Securities Inc. otherOtherOct 31, 2008Dec 23, 2008 (53 d)
Shawn Baxter1st Global Advisors Inc otherHilltop Securities Inc. otherOtherOct 16, 2008Oct 21, 2008
Matthew Salvador HoustonCitigroup Global Markets Inc. otherHilltop Securities Inc. otherOtherOct 7, 2008Sep 24, 2008
Craig Thomas MooreAvantax Advisory Services otherHilltop Securities Inc. otherOtherJun 19, 2008Jun 25, 2008
Robert David BourlandStifel Independent Advisors, LLC otherHilltop Securities Inc. otherOtherMay 16, 2008May 9, 2008
Edward Joseph SchiaviMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHilltop Securities Inc. otherOtherMay 14, 2008Jun 11, 2008
Walter Joseph AnthonyCuna Brokerage Services, Inc. otherHilltop Securities Inc. otherOtherFeb 1, 2008Jan 25, 2008
Ronald Lee GershonOppenheimer Asset Management otherHilltop Securities Inc. BD affiliatedOtherNov 12, 2007Jul 15, 2022 (5359 d)
Sean Paul WeaverFirst Midamerica Investment Corporation unclassifiedHilltop Securities Inc. otherOtherNov 1, 2007Nov 2, 2007
Rex Arvil HinshawA. G. Edwards & Sons, Inc. unclassifiedHilltop Securities Inc. otherOtherOct 25, 2007Oct 19, 2007
Ronald Howard MecklerA. G. Edwards & Sons, Inc. unclassifiedHilltop Securities Inc. otherOtherOct 22, 2007Oct 12, 2007
Adam Carter RichRaa Wealth Management, LLC unclassifiedHilltop Securities Inc. otherOtherJul 3, 2007Jun 27, 2007
Thomas Brian AllredSanders Morris LLC otherHilltop Securities Inc. otherOtherMay 22, 2007May 18, 2007
Donald Gene BlakeWells Fargo Advisors wirehouseHilltop Securities Inc. otherOtherDec 19, 2006Dec 15, 2006
Blas Steven CatalaniMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHilltop Securities Inc. otherOtherApr 20, 2006Apr 21, 2006
Bruce Allen LewinWells Fargo Advisors wirehouseHilltop Securities Inc. otherOtherAug 29, 2005Aug 26, 2005
Elio Eduardo KingCitigroup Global Markets Inc. otherHilltop Securities Inc. otherOtherMar 31, 2005Sep 2, 2005 (155 d)
Leonard AnshelevichUBS Financial Services Inc. wirehouseHilltop Securities Inc. otherOtherMar 24, 2005Mar 11, 2005
David BoyersBanc Of America Investment Services, Inc. unclassifiedHilltop Securities Inc. otherOtherFeb 28, 2005Feb 25, 2005
Lane Scott SwisherMorgan Stanley Dw Inc. unclassifiedHilltop Securities Inc. otherOtherOct 6, 2004Oct 1, 2004
Janelle Marie SkeltonMorgan Stanley Dw Inc. unclassifiedHilltop Securities Inc. otherOtherAug 6, 2004Jul 29, 2004
Samuel Clifford MunhollonMorgan Stanley Dw Inc. unclassifiedHilltop Securities Inc. otherOtherAug 6, 2004Jul 29, 2004
David Hansson TobinUBS Financial Services Inc. wirehouseHilltop Securities Inc. otherOtherMar 11, 2004Mar 1, 2004
Jay Owen BrainardUBS Financial Services Inc. wirehouseHilltop Securities Inc. otherOtherMar 11, 2004Mar 1, 2004
Ralph Dennis BarkerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHilltop Securities Inc. otherOtherFeb 19, 2004Feb 20, 2004
Marcia Sue Schoolfield SpellmanSpellman Capital Corporation unclassifiedHilltop Securities Inc. otherOtherDec 31, 2003Dec 17, 2003
Steven SarosyChase Investment Services Corp. otherHilltop Securities Inc. otherOtherDec 18, 2003Dec 15, 2003
Jerry Odell McdonaldMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHilltop Securities Inc. otherOtherOct 7, 2003Oct 3, 2003
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249 moves match.