DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Credit Suisse Securities (USA) LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Patrick James BakerUBS Financial Services Inc. wirehouseCredit Suisse Securities (USA) LLC otherOtherOct 24, 2008Oct 20, 2008
Geir FjugstadE*Trade Capital Management, LLC otherCredit Suisse Securities (USA) LLC otherOtherOct 17, 2008Oct 1, 2008
Keith CaddenLehman Brothers Inc. unclassifiedCredit Suisse Securities (USA) LLC otherOtherOct 15, 2008Nov 24, 2008 (40 d)
Jeremy DuksinLehman Brothers Inc. unclassifiedCredit Suisse Securities (USA) LLC otherOtherOct 15, 2008Jul 20, 2010 (643 d)
Kurt Elliott MaierLehman Brothers Inc. unclassifiedCredit Suisse Securities (USA) LLC otherOtherOct 9, 2008Sep 19, 2008
John Andrew HafnerLehman Brothers Inc. unclassifiedCredit Suisse Securities (USA) LLC otherOtherOct 9, 2008Sep 23, 2008
David Krunch Whitfield KloberdanzLehman Brothers Inc. unclassifiedCredit Suisse Securities (USA) LLC otherOtherOct 9, 2008Sep 19, 2008
Robert ScarpaLehman Brothers Inc. unclassifiedCredit Suisse Securities (USA) LLC otherOtherOct 9, 2008Sep 30, 2008
Sarah Nicole Wagner FiorelliLehman Brothers Inc. unclassifiedCredit Suisse Securities (USA) LLC otherOtherOct 9, 2008Oct 6, 2008
Adam MaceLehman Brothers Inc. unclassifiedCredit Suisse Securities (USA) LLC otherOtherOct 9, 2008Oct 6, 2008
Keith WebsterLehman Brothers Inc. unclassifiedCredit Suisse Securities (USA) LLC otherOtherOct 7, 2008Sep 26, 2008
Robin YoshimuraLehman Brothers Inc. unclassifiedCredit Suisse Securities (USA) LLC otherOtherOct 7, 2008Sep 25, 2008
Kaysha Jane KogutLehman Brothers Inc. unclassifiedCredit Suisse Securities (USA) LLC otherOtherOct 7, 2008Oct 7, 2008
Sonya OliverLehman Brothers Inc. unclassifiedCredit Suisse Securities (USA) LLC otherOtherOct 7, 2008Oct 6, 2008
Catherine Chase KramerLehman Brothers Inc. unclassifiedCredit Suisse Securities (USA) LLC otherOtherOct 7, 2008Sep 25, 2008
John Tracy PruessLehman Brothers Inc. unclassifiedCredit Suisse Securities (USA) LLC otherOtherOct 7, 2008Sep 23, 2008
Steve ChingLehman Brothers Inc. unclassifiedCredit Suisse Securities (USA) LLC otherOtherOct 7, 2008Sep 23, 2008
Peter Michael SousaLehman Brothers Inc. unclassifiedCredit Suisse Securities (USA) LLC otherOtherOct 7, 2008Sep 23, 2008
Joseph H WangLehman Brothers Inc. unclassifiedCredit Suisse Securities (USA) LLC otherOtherOct 7, 2008Aug 25, 2012 (1418 d)
Matthew Gale FalknerLehman Brothers Inc. unclassifiedCredit Suisse Securities (USA) LLC otherOtherOct 7, 2008Sep 23, 2008
Charles Turner MckinneyUBS Financial Services Inc. wirehouseCredit Suisse Securities (USA) LLC otherOtherOct 3, 2008Sep 24, 2008
Barry James PechenikUBS Financial Services Inc. wirehouseCredit Suisse Securities (USA) LLC otherOtherOct 3, 2008Sep 26, 2008
Aileen Joohyun SoUBS Financial Services Inc. wirehouseCredit Suisse Securities (USA) LLC otherOtherOct 3, 2008Sep 30, 2008
Douglas Benton PrezzanoUBS Financial Services Inc. wirehouseCredit Suisse Securities (USA) LLC otherOtherOct 3, 2008Sep 29, 2008
David Joseph KeltonUBS Financial Services Inc. wirehouseCredit Suisse Securities (USA) LLC otherOtherOct 3, 2008Sep 25, 2008
Hayden Lee GodatUBS Financial Services Inc. wirehouseCredit Suisse Securities (USA) LLC otherOtherOct 3, 2008Sep 26, 2008
Geoffrey Chausar SchicianoLehman Brothers Inc. unclassifiedCredit Suisse Securities (USA) LLC otherOtherOct 2, 2008Sep 15, 2008
Joshua David RinkovLehman Brothers Inc. unclassifiedCredit Suisse Securities (USA) LLC otherOtherOct 2, 2008Sep 15, 2008
Clinton G GreeneLehman Brothers Inc. unclassifiedCredit Suisse Securities (USA) LLC otherOtherOct 2, 2008Sep 19, 2008
Robert Eugene DurhamLehman Brothers Inc. unclassifiedCredit Suisse Securities (USA) LLC otherOtherOct 2, 2008Sep 30, 2008
James Francis MartinDeutsche Bank Securities Inc. otherCredit Suisse Securities (USA) LLC otherOtherSep 30, 2008Sep 8, 2008
Patricia Marianne BebberMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCredit Suisse Securities (USA) LLC otherOtherSep 29, 2008Sep 12, 2008
Saundra Jane Gibson GenoniMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCredit Suisse Securities (USA) LLC otherOtherSep 17, 2008Sep 16, 2008
Gustavo A GutierrezMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCredit Suisse Securities (USA) LLC otherOtherSep 17, 2008Sep 25, 2008
Natalie Renee VaswaniBmo Harris Financial Advisors, Inc otherCredit Suisse Securities (USA) LLC otherOtherSep 11, 2008Oct 21, 2008 (40 d)
William A GrinnellLehman Brothers Inc. unclassifiedCredit Suisse Securities (USA) LLC otherOtherAug 21, 2008Aug 8, 2008
Darin M SouzaLehman Brothers Inc. unclassifiedCredit Suisse Securities (USA) LLC otherOtherAug 21, 2008Aug 8, 2008
Matthew Robert OgleRBC Capital Markets, LLC national BDCredit Suisse Securities (USA) LLC otherOtherAug 13, 2008Aug 14, 2008
Giuliano InfantozziCitigroup Global Markets Inc. otherCredit Suisse Securities (USA) LLC otherOtherJul 31, 2008May 29, 2009 (302 d)
James Sylvere RichardMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCredit Suisse Securities (USA) LLC otherOtherJul 28, 2008Jul 8, 2008
Sevak TsaturyanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCredit Suisse Securities (USA) LLC otherOtherJul 15, 2008May 26, 2010 (680 d)
Hugh Michael OdonnellSei Investments Management Corp otherCredit Suisse Securities (USA) LLC otherOtherJul 14, 2008Sep 7, 2010 (785 d)
Nathalie TremblayCredit Suisse Private Advisors otherCredit Suisse Securities (USA) LLC otherOtherJul 3, 2008Aug 25, 2012 (1514 d)
Edward Fitzsimmons BowenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCredit Suisse Securities (USA) LLC otherOtherJul 2, 2008Jul 7, 2008
Steven Vincent MattusLeucadia Asset Management LLC otherCredit Suisse Securities (USA) LLC otherOtherJun 25, 2008Jun 25, 2008
Elizabeth Sara MccoyBear Stearns Asset Management Inc. otherCredit Suisse Securities (USA) LLC otherOtherJun 5, 2008Oct 6, 2008 (123 d)
Patrick Gerard ManziNeuberger Berman Bd LLC otherCredit Suisse Securities (USA) LLC otherOtherJun 3, 2008Oct 13, 2008 (132 d)
David Antoine AtallahJ.P. Morgan Securities LLC wirehouseCredit Suisse Securities (USA) LLC otherOtherMay 19, 2008May 14, 2008
Michael Anthony CassaJ.P. Morgan Securities LLC wirehouseCredit Suisse Securities (USA) LLC otherOtherMay 19, 2008May 15, 2008
Andrew Lewis KaskelJ.P. Morgan Securities LLC wirehouseCredit Suisse Securities (USA) LLC otherOtherMay 15, 2008May 6, 2008
Lori D PattersonMorgan Stanley & Co. LLC unclassifiedCredit Suisse Securities (USA) LLC otherOtherMay 7, 2008Jun 10, 2008 (34 d)
Peter MccarthyMorgan Stanley & Co. LLC unclassifiedCredit Suisse Securities (USA) LLC otherOtherApr 29, 2008May 1, 2008
Thomas Hugh MclarenSuntrust Investment Services, Inc. otherCredit Suisse Securities (USA) LLC otherOtherApr 18, 2008Apr 30, 2008
Matthew John DilligMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCredit Suisse Securities (USA) LLC otherOtherApr 18, 2008Apr 17, 2008
Elizabeth M MalyszMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCredit Suisse Securities (USA) LLC otherOtherApr 18, 2008Apr 17, 2008
Brian T DilligMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCredit Suisse Securities (USA) LLC otherOtherApr 18, 2008Apr 17, 2008
Daniel Robert O'KrayMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCredit Suisse Securities (USA) LLC otherOtherApr 18, 2008Apr 18, 2008
Irma DelunaWells Fargo Advisors wirehouseCredit Suisse Securities (USA) LLC otherOtherFeb 27, 2008Oct 16, 2008 (232 d)
David Allan HirschCitigroup Global Markets Inc. otherCredit Suisse Securities (USA) LLC otherOtherFeb 14, 2008Feb 11, 2008
James C KellyCitigroup Global Markets Inc. otherCredit Suisse Securities (USA) LLC otherOtherFeb 14, 2008Feb 11, 2008
Page 4 of 6PreviousNext
325 moves match.