DFX Intelligence
Advisor moves
Arrivals at Sanctuary Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
445 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eliud Garza | Wells Fargo Advisors wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 19, 2021 | Nov 18, 2021 |
| Kenneth Warren Roberts | Morgan Stanley wirehouse | Sanctuary Advisors, LLC independent RIA | Wirehouse to independent RIA | Nov 15, 2021 | Oct 22, 2021 |
| Geoffrey Stephen Stufflebam | Morgan Stanley wirehouse | Sanctuary Advisors, LLC independent RIA | Wirehouse to independent RIA | Nov 15, 2021 | Oct 22, 2021 |
| Shweta Nand Agarwal | Morgan Stanley wirehouse | Sanctuary Advisors, LLC independent RIA | Wirehouse to independent RIA | Nov 15, 2021 | Oct 22, 2021 |
| Kraig Richard Bode | Ameriprise Financial Services, LLC national BD | Sanctuary Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 29, 2021 | Oct 22, 2021 |
| Julie F Billings | Empower Advisory Group, LLC other | Sanctuary Advisors, LLC independent RIA | Other | Oct 22, 2021 | Oct 22, 2021 |
| Judy M Gray | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sanctuary Advisors, LLC independent RIA | Wirehouse to independent RIA | Oct 5, 2021 | Sep 24, 2021 |
| Francis Gallo | People'S United Advisors, Inc. mixed wealth | Sanctuary Advisors, LLC independent RIA | RIA to RIA | Sep 10, 2021 | Sep 13, 2021 |
| Virginia Graves | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 7, 2021 | Nov 14, 2022 (433 d) |
| Eric James White | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sanctuary Advisors, LLC independent RIA | Wirehouse to independent RIA | Sep 7, 2021 | Sep 3, 2021 |
| Justin Paul Martini | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 30, 2021 | Aug 27, 2021 |
| Robert Joseph O'Hara | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 24, 2021 | Aug 20, 2021 |
| Sean Fasanella | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sanctuary Advisors, LLC independent RIA | Wirehouse to independent RIA | Aug 24, 2021 | Sep 24, 2021 (31 d) |
| Shane T Fox | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 23, 2021 | Aug 23, 2021 |
| William G Degener | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 23, 2021 | Aug 20, 2021 |
| Jennifer Fisher | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 23, 2021 | Aug 20, 2021 |
| Edward Lowell Hildebrand | Next Financial Group, Inc. BD affiliated | Sanctuary Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2021 | Aug 16, 2021 |
| Timothy John Helfer | Osaic Fa, Inc. BD affiliated | Sanctuary Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2021 | Aug 17, 2021 |
| Phillip Richard Porpora | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 4, 2021 | Aug 3, 2021 |
| Jaie Kelly Arlington | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 20, 2021 | Jul 21, 2021 |
| Bradley G Bruce | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 29, 2021 | Jun 25, 2021 |
| Cheryl Mccarson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 29, 2021 | Jun 25, 2021 |
| Joanna Kaye Horton | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 28, 2021 | Jun 25, 2021 |
| April Michelle Bierle | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 28, 2021 | Jun 25, 2021 |
| Matt William Tucker | UBS Financial Services Inc. wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 25, 2021 | Jun 4, 2021 |
| Lorena Guerrero | Wells Fargo Advisors wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 17, 2021 | Jun 14, 2021 |
| Rene H. Perez | Wells Fargo Advisors wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 17, 2021 | Jun 11, 2021 |
| Marlen Lopez | Wells Fargo Advisors wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 17, 2021 | Jun 14, 2021 |
| Erasmo Salinas | Wells Fargo Advisors wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 17, 2021 | Jun 11, 2021 |
| Florentino Esteban Chapa | Wells Fargo Advisors wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 17, 2021 | Jun 11, 2021 |
| Roberto Carlos Lopez | Wells Fargo Advisors wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 17, 2021 | Jun 11, 2021 |
| Javier Ordorica | Wells Fargo Advisors wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 17, 2021 | Jun 11, 2021 |
| Carlos Armando De La Garza | Wells Fargo Advisors wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 17, 2021 | Jun 11, 2021 |
| Marti Burke Marache | Morgan Stanley wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 8, 2021 | May 14, 2021 |
| Rodolfo R Rake | Morgan Stanley wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 8, 2021 | May 19, 2021 |
| Gisselle De La Caridad Balza | Morgan Stanley wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 8, 2021 | Jun 18, 2021 |
| Risa L Lamontagne | Transamerica Retirement Advisors, LLC BD affiliated | Sanctuary Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 25, 2021 | Feb 9, 2022 (260 d) |
| Christopher Mark Paglia | Wells Fargo Advisors wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 11, 2021 | May 6, 2021 |
| Christine Ann Weighell | Wells Fargo Advisors wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 11, 2021 | May 6, 2021 |
| Emily Lauren Farrior | Raymond James Financial Services Advisors, Inc BD affiliated | Sanctuary Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2021 | Apr 21, 2023 (715 d) |
| Daly Christa Andersson | Raymond James Financial Services Advisors, Inc BD affiliated | Sanctuary Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2021 | May 7, 2021 |
| Eric R Nothstein | UBS Financial Services Inc. wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 4, 2021 | Apr 14, 2021 |
| Melissa Yue | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 4, 2021 | Apr 30, 2021 |
| Mike Barry | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 3, 2021 | Apr 30, 2021 |
| Kelly Dean Milligan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 3, 2021 | Apr 30, 2021 |
| Courtney Norine Rapa | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 3, 2021 | Apr 30, 2021 |
| Susan E Schaeffer | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 3, 2021 | Apr 30, 2021 |
| Amanda Marcelino Miller | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 3, 2021 | Apr 30, 2021 |
| Bradley W Johnson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 28, 2021 | Apr 23, 2021 |
| Jonathan Paul Klug | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 28, 2021 | Apr 23, 2021 |
| Randolph Edwin Daniels | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 28, 2021 | Apr 23, 2021 |
| Martha Beatriz Ortega | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 27, 2021 | Apr 23, 2021 |
| Lori Dossantos | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 20, 2021 | Apr 16, 2021 |
| Eva Maria Goutzos | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 19, 2021 | Apr 16, 2021 |
| Alan Charles Green | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 19, 2021 | Apr 16, 2021 |
| Andrew D Heatley | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 19, 2021 | Apr 16, 2021 |
| Chad Joseph Nichter | Wells Fargo Advisors wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 15, 2021 | Apr 8, 2021 |
| Robert S Hartinger | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 31, 2021 | Mar 26, 2021 |
| John Allen Rumsey | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 31, 2021 | Mar 26, 2021 |
| William Clark Abbott | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 31, 2021 | Mar 26, 2021 |