Advisor moves

Arrivals at First Allied Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Theodore Hendrickus FranseSagepoint Financial, Inc. otherFirst Allied Securities, Inc. otherOtherFeb 17, 2006Feb 22, 2006
Roger Kent StubbsSouthwest Investment Advisors, Inc. independent RIAFirst Allied Securities, Inc. otherOtherDec 31, 2005Oct 20, 2005
Edward C YoonUBS Financial Services Inc. wirehouseFirst Allied Securities, Inc. otherOtherDec 20, 2005Jan 25, 2008 (766 d)
David James CunninghamLegacy Planning Group unclassifiedFirst Allied Securities, Inc. otherOtherDec 13, 2005Dec 1, 2009 (1449 d)
Matthew Allan JufferKpmg Investment Advisors unclassifiedFirst Allied Securities, Inc. otherOtherNov 16, 2005Apr 7, 2009 (1238 d)
James C WhitisRaymond James Financial Services, Inc. unclassifiedFirst Allied Securities, Inc. otherOtherSep 21, 2005Sep 19, 2005
Jason Michael PisciottaBanc Of America Investment Services, Inc. unclassifiedFirst Allied Securities, Inc. otherOtherSep 13, 2005Mar 26, 2008 (925 d)
Wesley H. LewMorgan Stanley Dw Inc. unclassifiedFirst Allied Securities, Inc. otherOtherAug 29, 2005Sep 2, 2005
Teresa Louise YraguiMorgan Stanley Dw Inc. unclassifiedFirst Allied Securities, Inc. otherOtherAug 29, 2005Aug 30, 2005
Edward George MartellThe Financial Advisors Network unclassifiedFirst Allied Securities, Inc. otherOtherJun 30, 2005Oct 12, 2010 (1930 d)
Henry Mark KorngutRound Hill Securities, Inc. unclassifiedFirst Allied Securities, Inc. otherOtherJun 13, 2005Jun 13, 2005
James Robert PetersEquitable Advisors, LLC national BDFirst Allied Securities, Inc. otherOtherApr 19, 2005Apr 8, 2005
Erik Christopher WeirWeir Capital Management LLC unclassifiedFirst Allied Securities, Inc. otherOtherApr 1, 2005Aug 23, 2005 (144 d)
Jason Shamus McmillenMorgan Stanley Dw Inc. unclassifiedFirst Allied Securities, Inc. otherOtherFeb 7, 2005Mar 2, 2007 (753 d)
Thomas Jerard KennedyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFirst Allied Securities, Inc. otherOtherJan 24, 2005Oct 13, 2009 (1723 d)
Thomas SchornAvantax Advisory Services otherFirst Allied Securities, Inc. otherOtherJan 11, 2005Jan 11, 2005
Warren Wendell WeeksMorgan Stanley Dw Inc. unclassifiedFirst Allied Securities, Inc. otherOtherDec 2, 2004May 3, 2005 (152 d)
Linda Anne WenkerInvestors Resources Group, Inc. unclassifiedFirst Allied Securities, Inc. otherOtherNov 16, 2004Jul 21, 2006 (612 d)
June Ann BoltonWells Fargo Advisors wirehouseFirst Allied Securities, Inc. otherOtherNov 16, 2004Mar 13, 2006 (482 d)
Lisa-Ann Tomiko NouchiInvestors Resources Group, Inc. unclassifiedFirst Allied Securities, Inc. otherOtherNov 16, 2004Aug 23, 2006 (645 d)
Larry Edward ChlebinaWells Fargo Advisors wirehouseFirst Allied Securities, Inc. otherOtherNov 16, 2004Nov 29, 2004
Gary Edward HendersonBny Mellon Securities Corporation otherFirst Allied Securities, Inc. otherOtherJul 19, 2004Nov 12, 2004 (116 d)
Cynthia Mary CouyoumjianLPL Financial LLC otherFirst Allied Securities, Inc. otherOtherJul 8, 2004Jul 9, 2004
Benson Patrick MathewsWaddell & Reed otherFirst Allied Securities, Inc. otherOtherJun 1, 2004May 28, 2004
Patrick Joseph McdevittRagen Mackenzie Investment Services, LLC unclassifiedFirst Allied Securities, Inc. otherOtherMay 17, 2004May 17, 2004
Tommy Ray SchumakerRagen Mackenzie Investment Services, LLC unclassifiedFirst Allied Securities, Inc. otherOtherMay 17, 2004May 17, 2004
David Rupert WimerRagen Mackenzie Investment Services, LLC unclassifiedFirst Allied Securities, Inc. otherOtherMay 17, 2004May 17, 2004
Richard Mason LawrenceRagen Mackenzie Investment Services, LLC unclassifiedFirst Allied Securities, Inc. otherOtherMay 17, 2004May 17, 2004
Nathan Gregor RichardsonRagen Mackenzie Investment Services, LLC unclassifiedFirst Allied Securities, Inc. otherOtherMay 17, 2004May 17, 2004
Lionel Albert ShawWells Fargo Investments, LLC unclassifiedFirst Allied Securities, Inc. otherOtherMay 14, 2004Jun 21, 2004 (38 d)
Patrick John MclaughlinQuick & Reilly, Inc. unclassifiedFirst Allied Securities, Inc. otherOtherMar 25, 2004Dec 18, 2006 (998 d)
Wesley Allan ClarkWells Fargo Investments, LLC unclassifiedFirst Allied Securities, Inc. otherOtherSep 15, 2003Aug 26, 2003
Derry Earl CookWells Fargo Investments, LLC unclassifiedFirst Allied Securities, Inc. otherOtherSep 9, 2003Aug 26, 2003
Mitchell Lynn MertesMorgan Stanley Dw Inc. unclassifiedFirst Allied Securities, Inc. otherOtherAug 14, 2003Oct 7, 2003 (54 d)
John Louis DiazNathan & Lewis Securities, Inc. unclassifiedFirst Allied Securities, Inc. otherOtherJul 23, 2003Apr 23, 2004 (275 d)
Lynn Raymond SiewertRaymond James Financial Services, Inc. unclassifiedFirst Allied Securities, Inc. otherOtherJun 4, 2003Dec 1, 2006 (1276 d)
Terrence C PorterCitigroup Global Markets Inc. otherFirst Allied Securities, Inc. otherOtherJun 3, 2003Aug 20, 2003 (78 d)
Solomon Mark KarmelMorgan Stanley Dw Inc. unclassifiedFirst Allied Securities, Inc. otherOtherFeb 20, 2003Nov 21, 2003 (274 d)
Ellias David StabinskyA. G. Edwards & Sons, Inc. unclassifiedFirst Allied Securities, Inc. otherOtherFeb 6, 2003Mar 30, 2004 (418 d)
Peter John OrthWs Griffith Securities, Inc. unclassifiedFirst Allied Securities, Inc. otherOtherFeb 4, 2003Feb 11, 2003
Eric Butler LuskMorgan Stanley Dw Inc. unclassifiedFirst Allied Securities, Inc. otherOtherDec 5, 2002Nov 25, 2002
William Robert ToddMorgan Stanley Dw Inc. unclassifiedFirst Allied Securities, Inc. otherOtherNov 11, 2002Nov 8, 2002
Robert Scott WrightWells Fargo Advisors wirehouseFirst Allied Securities, Inc. otherOtherJun 24, 2002May 24, 2004 (700 d)
Page 5 of 5Previous
283 moves match.