| Jesse Ernest Wright | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Jun 30, 2014 | Jun 30, 2014 |
| Shelley Bond Holbrooks | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Jun 30, 2014 | Jun 30, 2014 |
| Margaret Katherine Wright Dill | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Jun 30, 2014 | Jun 27, 2014 |
| James Hunter Graham | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Jun 19, 2014 | Jun 18, 2014 |
| Maria Lucido Mustard | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Jun 17, 2014 | Jun 13, 2014 |
| Jason George Clouse | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Jun 16, 2014 | Jun 13, 2014 |
| Bruce Ernest Melton | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Jun 10, 2014 | Jun 10, 2014 |
| Paula K Judkins | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | May 30, 2014 | May 28, 2014 |
| Katherine Beth Worrell | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | May 30, 2014 | May 28, 2014 |
| Leon Burton Hirsh | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | May 20, 2014 | Jun 2, 2014 |
| Kent Warren Lipham | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | May 20, 2014 | May 27, 2014 |
| James David Stein | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | May 1, 2014 | Apr 30, 2014 |
| Sandra M. Williams | Raymond James & Associates, Inc. national BD | Benjamin F. Edwards & Company, Incorporated other | Other | Apr 29, 2014 | Apr 23, 2014 |
| Todd Heinrich Brandstadt | Raymond James & Associates, Inc. national BD | Benjamin F. Edwards & Company, Incorporated other | Other | Apr 23, 2014 | Apr 21, 2014 |
| Tracie Godfrey Kanelos | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Apr 22, 2014 | Apr 21, 2014 |
| James Thomas Holder | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Apr 22, 2014 | Apr 21, 2014 |
| James Thomas Holder | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Apr 22, 2014 | Apr 21, 2014 |
| Lori Anne Tetreault | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Mar 31, 2014 | Mar 28, 2014 |
| Thomas Jay Robb | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Mar 31, 2014 | Mar 28, 2014 |
| Julie Ann Nawrocki | Garden State Investment Advisory Services, LLC other | Benjamin F. Edwards & Company, Incorporated other | Other | Feb 7, 2014 | Jan 24, 2014 |
| Jill Cathleen Miller | RBC Capital Markets, LLC national BD | Benjamin F. Edwards & Company, Incorporated other | Other | Jan 30, 2014 | Jan 10, 2014 |
| Kristen Ann Ketchum | RBC Capital Markets, LLC national BD | Benjamin F. Edwards & Company, Incorporated other | Other | Jan 30, 2014 | Jan 10, 2014 |
| Kimberly Christine Church | Robert W. Baird & Co. Incorporated other | Benjamin F. Edwards & Company, Incorporated BD affiliated | Other | Jan 21, 2014 | May 24, 2019 (1949 d) |
| Lauren Michelle Lawler | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Jan 21, 2014 | Jan 27, 2014 |
| David Frederick Moreno | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Jan 6, 2014 | Jan 21, 2014 |
| Mark Edward Barczuk | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Jan 6, 2014 | Jan 3, 2014 |
| Jeffrey Neal Weiner | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Nov 19, 2013 | Nov 15, 2013 |
| Katie Lynn Hughes | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Nov 19, 2013 | Nov 15, 2013 |
| Brian Howard Rubin | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Nov 19, 2013 | Nov 15, 2013 |
| Scot Richard Peterson | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Nov 5, 2013 | Nov 1, 2013 |
| Michael David Crego | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Oct 21, 2013 | Oct 22, 2013 |
| Mary Duncan | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Oct 21, 2013 | Oct 18, 2013 |
| Jon Kevin Lewis | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Oct 21, 2013 | Oct 22, 2013 |
| Rhea R Aronhalt | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Oct 21, 2013 | Oct 22, 2013 |
| Mark Patterson Fellows | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Oct 15, 2013 | Oct 11, 2013 |
| Paulette Michele Davis | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Oct 15, 2013 | Oct 11, 2013 |
| Dana Lianne Gibbs | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Oct 7, 2013 | Oct 4, 2013 |
| Ralph Allen Brozzo | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Oct 7, 2013 | Oct 4, 2013 |
| Matthew Grabruck Bishop | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Oct 7, 2013 | Oct 4, 2013 |
| Brian Michael Reilly | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Sep 30, 2013 | Sep 27, 2013 |
| David Evan Reilly | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Sep 30, 2013 | Sep 27, 2013 |
| William John Jasionowski | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Sep 23, 2013 | Sep 26, 2013 |
| Vicki Marie Winterbottom | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Sep 6, 2013 | Aug 30, 2013 |
| Marcy B. Pinnell | Edward Jones national BD | Benjamin F. Edwards & Company, Incorporated other | Other | Aug 27, 2013 | Aug 26, 2013 |
| Andrea Marie Shenocca | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Jul 3, 2013 | Jul 2, 2013 |
| Tarin Linn Chiappa | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Jul 3, 2013 | Jul 2, 2013 |
| Philip Charles Pascarella | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Jul 3, 2013 | Jul 5, 2013 |
| Vincent James Egan | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Jul 3, 2013 | Jul 2, 2013 |
| Thomas Jeffrey Addessi | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Jun 19, 2013 | Jun 19, 2013 |
| Michael Anthony Rosso | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Jun 17, 2013 | Jun 17, 2013 |
| Patricia Marie Omalley | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | May 28, 2013 | May 24, 2013 |
| Jeffrey David Hoover | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | May 28, 2013 | May 24, 2013 |
| James Padgett Luttrell | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | May 9, 2013 | May 6, 2013 |
| Nicholas Thomas Barlotta | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | May 9, 2013 | Jun 18, 2013 (40 d) |
| Nicholas Thomas Barlotta | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | May 9, 2013 | May 6, 2013 |
| Matthew James Dahlman | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | May 9, 2013 | May 3, 2013 |
| Thomas Alex Luttrell | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | May 6, 2013 | May 3, 2013 |
| Jeffrey Ray Wolfe | Edward Jones national BD | Benjamin F. Edwards & Company, Incorporated other | Other | May 2, 2013 | May 8, 2013 |
| Steven Scott Phillips | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Apr 22, 2013 | Apr 19, 2013 |
| Darryl Norman Mierl | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Mar 25, 2013 | Mar 22, 2013 |