DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at D.A. Davidson & Co.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Taeya Christina Lauer	Davidson Investment Advisors, Inc. other	D.A. Davidson & Co. other	Other	Nov 12, 2009	Sep 16, 2002
Cynthia Marie Lange	Morgan Stanley wirehouse	D.A. Davidson & Co. other	Other	Oct 26, 2009	Sep 30, 2009
William Edward Clary	Morgan Stanley wirehouse	D.A. Davidson & Co. other	Other	Sep 24, 2009	Sep 9, 2009
Richard Halden Hutchins	Morgan Stanley wirehouse	D.A. Davidson & Co. other	Other	Sep 24, 2009	Sep 14, 2009
Shawn Desiree Molloy	Morgan Stanley wirehouse	D.A. Davidson & Co. other	Other	Sep 24, 2009	Sep 9, 2009
Darren James Schuldheiss	Bellatore Financial, Inc. other	D.A. Davidson & Co. independent RIA	Other	Sep 18, 2009	Apr 10, 2018 (3126 d)
Dale Wilking Haarr	UBS Financial Services Inc. wirehouse	D.A. Davidson & Co. other	Other	Aug 26, 2009	Aug 13, 2009
Nolan Parker Gunnell	Wells Fargo Advisors wirehouse	D.A. Davidson & Co. other	Other	Aug 19, 2009	Aug 19, 2009
Jan Parkinson Lofthouse	Wells Fargo Advisors wirehouse	D.A. Davidson & Co. other	Other	Aug 19, 2009	Aug 19, 2009
John William Lee	Morgan Stanley wirehouse	D.A. Davidson & Co. other	Other	Jul 23, 2009	Jun 30, 2009
Karen Louise Bayuga	Wells Fargo Investments, LLC unclassified	D.A. Davidson & Co. other	Other	Jul 13, 2009	Jun 24, 2009
Christine Marie Bennett	Wedbush Securities Inc. other	D.A. Davidson & Co. other	Other	Jul 1, 2009	Jul 15, 2009
Brock Loen	Wells Fargo Investments, LLC unclassified	D.A. Davidson & Co. other	Other	Jun 29, 2009	Jun 24, 2009
Robert Hugh Lau	Wells Fargo Advisors wirehouse	D.A. Davidson & Co. other	Other	Jun 18, 2009	Jul 2, 2009
Jo Ann Kreitman	Wells Fargo Advisors wirehouse	D.A. Davidson & Co. other	Other	Jun 18, 2009	Jun 19, 2009
Michael Ruben Craggett	Chase Investment Services Corp. other	D.A. Davidson & Co. other	Other	Jun 15, 2009	Jun 12, 2009
Amy Marie Palm	Citigroup Global Markets Inc. other	D.A. Davidson & Co. other	Other	May 28, 2009	May 27, 2009
Michael Curtis Forbes	Wells Fargo Advisors wirehouse	D.A. Davidson & Co. other	Other	May 20, 2009	May 26, 2009
Kyle Raymond Reep	Citigroup Global Markets Inc. other	D.A. Davidson & Co. other	Other	May 15, 2009	Apr 29, 2009
Scott Delbert Elliott	Citigroup Global Markets Inc. other	D.A. Davidson & Co. other	Other	May 15, 2009	Apr 29, 2009
Edward James Aders	UBS Financial Services Inc. wirehouse	D.A. Davidson & Co. other	Other	May 13, 2009	May 11, 2009
Kendra Welles Dobbs	Wells Fargo Advisors wirehouse	D.A. Davidson & Co. other	Other	Apr 21, 2009	Apr 16, 2009
Melissa Carol Holling	Morgan Stanley & Co. LLC unclassified	D.A. Davidson & Co. other	Other	Apr 9, 2009	Apr 8, 2009
Michael Richard Kennedy	Ra Bench, Inc unclassified	D.A. Davidson & Co. other	Other	Apr 9, 2009	Apr 8, 2009
Michael James Jackson	Morgan Stanley & Co. LLC unclassified	D.A. Davidson & Co. independent RIA	Other	Apr 9, 2009	Oct 1, 2025 (6019 d)
Benjamin Robert Young	Dewaay Capital Management other	D.A. Davidson & Co. other	Other	Apr 8, 2009	Apr 7, 2009
Steven James Rustik	Citigroup Global Markets Inc. other	D.A. Davidson & Co. other	Other	Mar 19, 2009	Feb 26, 2009
William Edward Lusk	Edward Jones national BD	D.A. Davidson & Co. other	Other	Feb 11, 2009	Jan 24, 2011 (712 d)
Kurt Joseph Anderson	Citigroup Global Markets Inc. other	D.A. Davidson & Co. other	Other	Dec 20, 2008	Dec 12, 2008
Mark Robert Hales	Citigroup Global Markets Inc. other	D.A. Davidson & Co. other	Other	Dec 20, 2008	Dec 12, 2008
Jodi Michelle Kortman	Citigroup Global Markets Inc. other	D.A. Davidson & Co. other	Other	Dec 20, 2008	Dec 12, 2008
Eric Michael Schaefermeyer	Citigroup Global Markets Inc. other	D.A. Davidson & Co. other	Other	Dec 20, 2008	Dec 12, 2008
Lisa Jan Newman	Citigroup Global Markets Inc. other	D.A. Davidson & Co. other	Other	Dec 20, 2008	Dec 12, 2008
Matthew Robert Jennings	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	D.A. Davidson & Co. other	Other	Nov 26, 2008	Dec 1, 2008
Trevor Jeremy Kula	Wells Fargo Advisors wirehouse	D.A. Davidson & Co. other	Other	Oct 30, 2008	Oct 31, 2008
David Melvin Rindal	UBS Financial Services Inc. wirehouse	D.A. Davidson & Co. other	Other	Sep 26, 2008	Sep 16, 2008
Fred Stephen Sirianni	UBS Financial Services Inc. wirehouse	D.A. Davidson & Co. other	Other	Sep 8, 2008	Aug 22, 2008
Denise Diane Brandon	UBS Financial Services Inc. wirehouse	D.A. Davidson & Co. other	Other	Sep 8, 2008	Aug 22, 2008
Peter William Spiekerman	Citigroup Global Markets Inc. other	D.A. Davidson & Co. other	Other	Aug 14, 2008	Aug 1, 2008
Emma Lou Hulse	UBS Financial Services Inc. wirehouse	D.A. Davidson & Co. other	Other	Jul 7, 2008	Jul 1, 2008
Jerry Hong	UBS Financial Services Inc. wirehouse	D.A. Davidson & Co. other	Other	Jun 20, 2008	May 28, 2008
Carolyn Dunn Cameron	Citigroup Global Markets Inc. other	D.A. Davidson & Co. other	Other	Apr 12, 2008	Apr 1, 2008
Meena Siulai Cheng	UBS Financial Services Inc. wirehouse	D.A. Davidson & Co. other	Other	Mar 12, 2008	Feb 29, 2008
Julie Lee Genjac	Wells Fargo Investments, LLC unclassified	D.A. Davidson & Co. other	Other	Mar 3, 2008	Mar 3, 2008
Christine Marie Bennett	Idaho Trust unclassified	D.A. Davidson & Co. other	Other	Feb 12, 2008	Feb 26, 2008
Christine Marie Stensland	Wells Fargo Investments, LLC unclassified	D.A. Davidson & Co. other	Other	Jan 4, 2008	Dec 24, 2013 (2181 d)
Paul Matthew Grabski	UBS Financial Services Inc. wirehouse	D.A. Davidson & Co. other	Other	Nov 30, 2007	Feb 10, 2009 (438 d)
James Robert Clarke	A. G. Edwards & Sons, Inc. unclassified	D.A. Davidson & Co. other	Other	Nov 8, 2007	Nov 2, 2007
Susan Lynn Brunner	Hart Capital Management, Inc. other	D.A. Davidson & Co. other	Other	Nov 5, 2007	Sep 23, 2008 (323 d)
Anthony Allen Reel	A. G. Edwards & Sons, Inc. unclassified	D.A. Davidson & Co. other	Other	Aug 15, 2007	Aug 10, 2007
Jeffrey Allan Hume	Wells Fargo Investments, LLC unclassified	D.A. Davidson & Co. other	Other	Aug 13, 2007	Aug 13, 2007
Tyler R Price	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	D.A. Davidson & Co. other	Other	Aug 9, 2007	Aug 14, 2007
Jacob Frank Lorang	UBS Financial Services Inc. wirehouse	D.A. Davidson & Co. other	Other	Aug 1, 2007	Aug 1, 2007
Mark Ladell Hansen	Strategic Advisers LLC national BD	D.A. Davidson & Co. other	Other	Jun 29, 2007	Jun 27, 2007
Robert Edwin Toomey	Ek Riley Advisors, LLC unclassified	D.A. Davidson & Co. other	Other	Jun 15, 2007	Jul 1, 2008 (382 d)
Stacy Sizemore	Citigroup Global Markets Inc. other	D.A. Davidson & Co. other	Other	Jun 9, 2007	Oct 18, 2007 (131 d)
Tami Gourley	Wells Fargo Investments, LLC unclassified	D.A. Davidson & Co. other	Other	Jun 5, 2007	Jul 7, 2009 (763 d)
James S Scott Fleck	Wells Fargo Investments, LLC unclassified	D.A. Davidson & Co. other	Other	Jun 1, 2007	Jun 1, 2007
Kerry Elizabeth Snook	Wells Fargo Investments, LLC unclassified	D.A. Davidson & Co. other	Other	Jun 1, 2007	Jun 1, 2007
Jason Patrick Fleck	Wells Fargo Investments, LLC unclassified	D.A. Davidson & Co. other	Other	Jun 1, 2007	Jun 1, 2007

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472 moves match.