DFX Intelligence
Advisor moves
Arrivals at Rockefeller Capital ManagementWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
880 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sabina Hoinkiss Lien | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2023 | Jun 16, 2023 |
| Christopher Michael Degrace | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2023 | Jun 16, 2023 |
| Allison Leigh Booher | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2023 | Jun 16, 2023 |
| Ekaterina Olegovna Slepkova | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2023 | Jun 16, 2023 |
| Duncan Mcclave Wheeler | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2023 | Jun 16, 2023 |
| Theresa M Gorin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 30, 2023 | May 26, 2023 |
| Vonda K Warren | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 30, 2023 | May 26, 2023 |
| Tyler Ressel | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 30, 2023 | May 26, 2023 |
| Margaret Ann Pierattini | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2023 | May 5, 2023 |
| Kevin Allen Heckman | Glenmede Investment Management, LP mixed wealth | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | May 24, 2023 | Mar 10, 2023 |
| Daniel David Langon | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2023 | May 5, 2023 |
| Kyle Philip Laughlin | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2023 | May 5, 2023 |
| Daniel Bennett Selcow | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2023 | May 1, 2023 |
| Melissa M Seibert | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 18, 2023 | May 10, 2023 |
| Larry Lee Rothenberg | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2023 | Apr 19, 2023 |
| David Evan Farber | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2023 | Apr 19, 2023 |
| Shaun Michael Van Vliet | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2023 | Apr 19, 2023 |
| Schuyler Hallett Perry | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2023 | Apr 19, 2023 |
| Esma Bajraktarevic | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2023 | Apr 19, 2023 |
| Kevin C Finley | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2023 | Apr 19, 2023 |
| Timothy Deygoo | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2023 | Apr 19, 2023 |
| Katarzyna Anemodouras | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2023 | Apr 19, 2023 |
| Alexandra Amoruso Kennedy | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2023 | Apr 19, 2023 |
| Samuel Haggis Hodgson | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2023 | Apr 19, 2023 |
| Joseph Richard Kissinger | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2023 | Apr 19, 2023 |
| Gavin Samuel Abrams | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2023 | Apr 19, 2023 |
| Harrison Bennett Dale | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2023 | Apr 19, 2023 |
| Alexander Maclean Lynch | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2023 | Apr 25, 2023 |
| Gregory Maxwell Goldstein | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2023 | Apr 19, 2023 |
| Neev Hitesh Mittal | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2023 | Apr 19, 2023 |
| Antonio Quezada | Goldman Sachs Wealth Services, L.P. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2023 | Aug 9, 2023 (93 d) |
| John E Miller | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 2, 2023 | May 2, 2023 |
| Matthew William Gruseke | Bienville Capital Management, LLC mixed wealth | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Apr 28, 2023 | Aug 24, 2023 (118 d) |
| Stacy Lee Swain | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2023 | Mar 27, 2023 |
| Alicia Romania Powell | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2023 | Mar 27, 2023 |
| Caleb Porter | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2023 | Mar 27, 2023 |
| James Lawrence Marchetti | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2023 | Mar 27, 2023 |
| James Barry Marchetti | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2023 | Mar 28, 2023 |
| Joel Thomas Amador | Charles Schwab & Co., Inc. national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 13, 2023 | Apr 12, 2023 |
| Kevin Rone Reed | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 12, 2023 | Mar 13, 2023 |
| Douglas Angelo Moglia | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 11, 2023 | May 15, 2024 (400 d) |
| John William Sheehan | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 5, 2023 | Apr 3, 2023 |
| Cetera J Wright | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 4, 2023 | Mar 14, 2023 |
| Kristin M Justavino | Acorns independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Mar 31, 2023 | Apr 24, 2023 |
| Cynthia Guerrero | Wells Fargo Advisors wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 29, 2023 | Mar 29, 2023 |
| Brent Jacobellis | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 7, 2023 | Feb 28, 2023 |
| Jacklyn Denise Celano | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 2, 2023 | Feb 17, 2023 |
| Tamila Renee Miceli | Securian Financial Services, Inc. independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Mar 1, 2023 | Aug 22, 2023 (174 d) |
| Jennifer Elise Anderson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 27, 2023 | Feb 17, 2023 |
| Vincent J Fiori | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 23, 2023 | Feb 17, 2023 |
| Paul Joseph Leach | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 22, 2023 | Feb 17, 2023 |
| Gregory Hough Pollock | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 21, 2023 | Feb 22, 2023 |
| J. T Cowles | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 21, 2023 | Feb 21, 2023 |
| Ellen Norrie Fuller | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 21, 2023 | Feb 17, 2023 |
| Erin Walters | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 21, 2023 | Feb 17, 2023 |
| Sean Patrick Connolly | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 21, 2023 | Feb 17, 2023 |
| Linda Caridad Paul | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 21, 2023 | Feb 22, 2023 |
| Garrett M Jones | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 21, 2023 | Feb 17, 2023 |
| Jennifer Ruble | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 21, 2023 | Feb 17, 2023 |
| James S Pollock | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 21, 2023 | Feb 17, 2023 |