Advisor moves

Arrivals at Esi Financial Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Patrick Sturmer PaxtonVeravest Investment Advisors, Inc. unclassifiedEsi Financial Advisors otherOtherNov 14, 2003Dec 11, 2003
Christine A CilleyA. G. Edwards & Sons, Inc. unclassifiedEsi Financial Advisors otherOtherOct 31, 2003Dec 1, 2003 (31 d)
Martin Edward WilhelmyEquitable Advisors, LLC national BDEsi Financial Advisors otherOtherOct 3, 2003Oct 20, 2003
Jeffrey Alan ParsonsPark Avenue Securities LLC otherEsi Financial Advisors otherOtherOct 2, 2003Nov 4, 2003 (33 d)
Brian Keith DennisAvantax Advisory Services otherEsi Financial Advisors otherOtherSep 22, 2003Oct 30, 2003 (38 d)
John Patrick RaffertyPark Avenue Securities LLC otherEsi Financial Advisors otherOtherSep 10, 2003Sep 29, 2003
Owen Francis MulhernBb&T Investment Services, Inc. no RAUMEsi Financial Advisors otherOtherSep 4, 2003Nov 11, 2003 (68 d)
Kyle Steven BiglerMony Securities Corporation unclassifiedEsi Financial Advisors otherOtherAug 29, 2003Dec 11, 2003 (104 d)
Carl A CastanhoOsaic Fs, Inc. otherEsi Financial Advisors otherOtherJul 29, 2003Sep 3, 2003 (36 d)
John Meneses TanNational Planning Corporation ("Npc Of America" In Fl & Ny) otherEsi Financial Advisors otherOtherMay 21, 2003May 4, 2004 (349 d)
Douglas William Gow1717 Capital Management Company unclassifiedEsi Financial Advisors otherOtherMar 27, 2003Apr 7, 2003
Jeremiah Frank MccarthyEquitable Advisors, LLC national BDEsi Financial Advisors otherOtherMar 18, 2003Mar 21, 2003
Daniel Earl WolodkiewiczEquitable Advisors, LLC national BDEsi Financial Advisors otherOtherMar 11, 2003Mar 19, 2003
Derek Angelo ButlerMorgan Stanley Dw Inc. unclassifiedEsi Financial Advisors otherOtherMar 10, 2003Dec 21, 2007 (1747 d)
Neil Howard ResnikNew England Securities Corporation otherEsi Financial Advisors otherOtherMar 7, 2003Apr 13, 2016 (4786 d)
Michael Christopher SeeleyHolmes Investment Management, Inc. state registeredEsi Financial Advisors BD affiliatedOtherJan 6, 2003Jun 22, 2021 (6742 d)
Gal ShermanLPL Financial LLC otherEsi Financial Advisors otherOtherOct 21, 2002Oct 24, 2002
Raymond Evan LevitreThe Insight Group, Inc. otherEsi Financial Advisors otherOtherOct 10, 2002Oct 15, 2002
Steven Joseph TotoNew England Securities Corporation otherEsi Financial Advisors otherOtherSep 10, 2002Nov 14, 2002 (65 d)
Robert Gene BergerNew England Securities Corporation otherEsi Financial Advisors otherOtherSep 3, 2002Oct 7, 2002 (34 d)
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500 moves match.