DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Wingate Wealth Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David Nicholas KhouriSchwab Wealth Advisory, Inc. no RAUMWingate Wealth Advisors, Inc. independent RIAOtherJan 16, 2024Jan 24, 2024
Michael Paul ClaveauBoston Hill Advisors, LLC independent RIAWingate Wealth Advisors, Inc. independent RIARIA to RIAJun 8, 2022Jun 8, 2022
Cara Anne WhipkeyMorgan Stanley wirehouseWingate Wealth Advisors, Inc. independent RIAWirehouse to independent RIASep 29, 2021Oct 6, 2021
Jason SikorskiCommonwealth Financial Network national BDWingate Wealth Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 21, 2020Sep 16, 2021 (513 d)
Timothy Frederick MullinFidelity Personal And Workplace Advisors BD affiliatedWingate Wealth Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 18, 2020Sep 9, 2021 (540 d)
Lianna Ariel DepreyWells Fargo Advisors wirehouseWingate Wealth Advisors, Inc. otherOtherJan 29, 2018Jan 23, 2018
Andrea Kelly McnamaraBarry Investment Advisors, LLC otherWingate Wealth Advisors, Inc. otherOtherDec 7, 2017Dec 12, 2017
John Casimir SlupskiEast Coast Asset Management, LLC otherWingate Wealth Advisors, Inc. otherOtherOct 16, 2017Nov 1, 2017
Gary Douglas PomerantzEast Coast Asset Management, LLC otherWingate Wealth Advisors, Inc. otherOtherOct 16, 2017Sep 11, 2017
Christopher John BekelEast Coast Asset Management, LLC otherWingate Wealth Advisors, Inc. otherOtherOct 16, 2017Sep 11, 2017
Teofilo O FerreiraAdvice And Planning Services otherWingate Wealth Advisors, Inc. otherOtherJul 2, 2014Jul 28, 2015 (391 d)
Peter FraileyWingate Planning Corp no RAUMWingate Wealth Advisors, Inc. otherOtherMar 26, 2013Apr 14, 1994
Carol M KhouriWingate Planning Corp no RAUMWingate Wealth Advisors, Inc. otherOtherMar 26, 2013May 17, 2002
Debra Sue McdonaldWingate Planning Corp no RAUMWingate Wealth Advisors, Inc. otherOtherMar 26, 2013Jan 13, 2006
John H BiebelWingate Planning Corp no RAUMWingate Wealth Advisors, Inc. otherOtherMar 26, 2013Mar 12, 2009
Jeffrey Hayden WhiteWingate Planning Corp no RAUMWingate Wealth Advisors, Inc. otherOtherMar 26, 2013Apr 14, 1994
Joseph Nicola EvangelistaAmeriprise Financial Services, LLC national BDWingate Wealth Advisors, Inc. otherOtherJun 3, 2003May 29, 2003
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17 moves match.