DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Vantage Financial Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Scott Ryan LewisCetera Advisor Networks LLC BD affiliatedVantage Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 29, 2023Aug 17, 2018
Gregory Allen LargeCetera Advisor Networks LLC BD affiliatedVantage Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 25, 2023Jun 4, 2019
Margaret Suzanne MaxelFinancial Management Strategies, Inc. independent RIAVantage Financial Group, Inc. independent RIARIA to RIAJul 1, 2021Mar 2, 2021
Scott Henry GuetzCetera Advisor Networks LLC BD affiliatedVantage Financial Group, Inc. otherOtherMay 4, 2021Aug 27, 2014
James Ordell JuddLion Street Advisors, LLC BD affiliatedVantage Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 1, 2020Jul 21, 2021 (293 d)
Steven John SpieldennerVoya Financial Advisors, Inc. BD affiliatedVantage Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 30, 2019Apr 11, 2022 (894 d)
Chad W AerniPnc Wealth Management BD affiliatedVantage Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 2, 2019Jan 7, 2022 (920 d)
Brian Matthew ReesCetera Advisor Networks LLC BD affiliatedVantage Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 10, 2019Aug 17, 2018
Theresa Ann SchmotzerPnc Wealth Management BD affiliatedVantage Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 14, 2019Mar 1, 2023 (1476 d)
Daniel Nathan SteinbergOsaic Wealth, Inc. otherVantage Financial Group, Inc. otherOtherMay 31, 2016Nov 1, 2017 (519 d)
Jennifer Lynn SoltisPnc Wealth Management otherVantage Financial Group, Inc. independent RIAOtherOct 1, 2015Jan 7, 2022 (2290 d)
Kevin Frederick HansleyAmerican Financial Management Group, Ltd. otherVantage Financial Group, Inc. otherOtherNov 6, 2014Jun 11, 2014
Joseph Charles KeanPnc Wealth Management otherVantage Financial Group, Inc. otherOtherMar 19, 2014Feb 13, 2015 (331 d)
James Donald RichardsWalnut Street Securities, Inc. otherVantage Financial Group, Inc. otherOtherSep 3, 2013Sep 3, 2014 (365 d)
David William JonesWalnut Street Securities, Inc. otherVantage Financial Group, Inc. otherOtherSep 3, 2013Aug 6, 2013
Ronald Allen PetersWalnut Street Securities, Inc. otherVantage Financial Group, Inc. otherOtherSep 3, 2013Feb 12, 2015 (527 d)
William Eugene WardWalnut Street Securities, Inc. otherVantage Financial Group, Inc. otherOtherSep 3, 2013Nov 7, 2012
Angela Marie BerryWalnut Street Securities, Inc. otherVantage Financial Group, Inc. otherOtherSep 3, 2013Nov 9, 2012
Richard Franklyn DetillioWalnut Street Securities, Inc. otherVantage Financial Group, Inc. otherOtherSep 3, 2013Nov 9, 2012
Anthony Jay CiscoWalnut Street Securities, Inc. otherVantage Financial Group, Inc. otherOtherSep 3, 2013Oct 9, 2007
Solomon Michael ChildsWalnut Street Securities, Inc. otherVantage Financial Group, Inc. otherOtherSep 3, 2013Apr 28, 2011
Michael Maxwell SmithWalnut Street Securities, Inc. otherVantage Financial Group, Inc. otherOtherSep 3, 2013Oct 24, 2011
Aaron Howard StanleyWalnut Street Securities, Inc. otherVantage Financial Group, Inc. otherOtherSep 3, 2013May 11, 2009
Justin K PagnardWalnut Street Securities, Inc. otherVantage Financial Group, Inc. otherOtherSep 3, 2013Sep 15, 2011
Robert Michael SmithWalnut Street Securities, Inc. otherVantage Financial Group, Inc. otherOtherSep 3, 2013Oct 24, 2011
William Charles WittWalnut Street Securities, Inc. otherVantage Financial Group, Inc. otherOtherSep 3, 2013May 6, 2010
Autumn A TaylorHornor, Townsend & Kent, LLC otherVantage Financial Group, Inc. otherOtherAug 28, 2013Sep 16, 2013
William Bradley MontgomeryWoodbury Financial Services, Inc. otherVantage Financial Group, Inc. otherOtherNov 9, 2012Nov 9, 2012
Susan J FinefrockWoodbury Financial Services, Inc. otherVantage Financial Group, Inc. otherOtherNov 9, 2012Nov 7, 2012
Jon David HeddlesonWalnut Street Securities, Inc. otherVantage Financial Group, Inc. otherOtherOct 5, 2012Jun 25, 2012
Colin Ormsby AndersonLPL Financial LLC otherVantage Financial Group, Inc. otherOtherDec 10, 2009Jan 21, 2010 (42 d)
Michael Corey KatzMorgan Stanley Dw Inc. unclassifiedVantage Financial Group, Inc. otherOtherSep 19, 2005Oct 30, 2012 (2598 d)
Steven Barry TuttleWalnut Street Advisers Inc unclassifiedVantage Financial Group, Inc. otherOtherDec 31, 2003Jun 21, 2002
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33 moves match.