DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Polen Capital Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael James OconnorAmundi Asset Management US, Inc. asset managerPolen Capital Management, LLC asset managerOtherFeb 18, 2025Mar 26, 2025 (36 d)
Logan BlackwoodValic Financial Advisors, Inc. BD affiliatedPolen Capital Management, LLC asset managerOtherOct 2, 2024Oct 15, 2024
Benjamin Anthony MenconiStrive Asset Management asset managerPolen Capital Management, LLC asset managerOtherAug 28, 2024Sep 12, 2024
Steven Jared ZimmermanThrivent Asset Management, LLC asset managerPolen Capital Management, LLC asset managerOtherJul 17, 2024Jul 11, 2024
Magaly H WilliamsRaymond James & Associates, Inc. national BDPolen Capital Management, LLC asset managerOtherApr 11, 2022Sep 6, 2022 (148 d)
Daniel Christiaan MclennonVoya Investment Management Co. LLC otherPolen Capital Management, LLC asset managerOtherMar 18, 2022Jun 13, 2022 (87 d)
Alexandra Rose ChoinskiRaymond James & Associates, Inc. national BDPolen Capital Management, LLC asset managerOtherDec 7, 2020Jul 28, 2021 (233 d)
Gregory MoroT. Rowe Price Associates, Inc. asset managerPolen Capital Management, LLC asset managerOtherAug 31, 2020Sep 25, 2020
Henri Juhani Waltteri PitkanenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePolen Capital Management, LLC asset managerOtherJun 3, 2019Jun 19, 2020 (382 d)
Thomas J AbbatacolaInvesco Advisers, Inc. asset managerPolen Capital Management, LLC asset managerOtherMay 31, 2019Dec 18, 2020 (567 d)
Leonardo GonzalezMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePolen Capital Management, LLC asset managerOtherJan 30, 2014Jan 6, 2025 (3994 d)
John Edward GuntherWells Fargo Advisors wirehousePolen Capital Management, LLC otherOtherJul 5, 2005Jan 21, 2016 (3852 d)
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12 moves match.