DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Avantax Planning Partners, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Paul Fisher | Cetera Investment Advisers LLC BD affiliated | Avantax Planning Partners, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2026 | Jul 2, 2026 |
| Lance Daniel Rambousek | Cetera Investment Advisers LLC BD affiliated | Avantax Planning Partners, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2026 | Jul 2, 2026 |
| Anthony James Weisser | Cetera Investment Advisers LLC BD affiliated | Avantax Planning Partners, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2026 | Jul 2, 2026 |
| Amie Marie Toyama | Cetera Investment Advisers LLC BD affiliated | Avantax Planning Partners, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2026 | Mar 26, 2026 |
| Nathan M Smith | Charles Schwab & Co., Inc. national BD | Avantax Planning Partners, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2025 | Dec 22, 2025 |
| Wayne Alvin Christ | Concourse Financial Group Advisors BD affiliated | Avantax Planning Partners, Inc. other | Other | Feb 20, 2025 | Jan 5, 2015 |
| Susan O'Neal Thompson | Peninsula Asset Management Inc independent RIA | Avantax Planning Partners, Inc. independent RIA | RIA to RIA | Nov 22, 2024 | Sep 3, 2019 |
| Patrick Owens | Sorrento Pacific Financial, LLC BD affiliated | Avantax Planning Partners, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2024 | Jan 23, 2025 (141 d) |
| Charles William Reimers | Burrus independent RIA | Avantax Planning Partners, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 16, 2024 | Dec 6, 2024 (112 d) |
| Lucas John Gooding | Citizens Securities, Inc. BD affiliated | Avantax Planning Partners, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2024 | Oct 25, 2024 (88 d) |
| Jordan Fowler | Cetera Investment Advisers LLC BD affiliated | Avantax Planning Partners, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2024 | Jul 3, 2024 |
| Shawn Philip Berthelot | Citizens Securities, Inc. BD affiliated | Avantax Planning Partners, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2024 | May 24, 2024 |
| Rebecca Botzet | Summit Wealth Advocates, LLC independent RIA | Avantax Planning Partners, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 28, 2024 | Nov 30, 2023 |
| Anita Kalafut | Summit Wealth Advocates, LLC independent RIA | Avantax Planning Partners, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 28, 2024 | Nov 28, 2023 |
| Matthew Wright | Summit Wealth Advocates, LLC independent RIA | Avantax Planning Partners, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 28, 2024 | Aug 3, 2023 |
| Timothy Augustine | Stratos Wealth Advisors LLC independent RIA | Avantax Planning Partners, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 20, 2024 | Mar 14, 2024 |
| Gary Earl Augustine | Stratos Wealth Advisors LLC independent RIA | Avantax Planning Partners, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 1, 2024 | Feb 7, 2024 |
| Zachary Sell | Stratos Wealth Advisors LLC independent RIA | Avantax Planning Partners, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 1, 2024 | Feb 5, 2024 |
| Cassidy Hill Schmidt | Stratos Wealth Advisors LLC independent RIA | Avantax Planning Partners, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 1, 2024 | Feb 6, 2024 |
| Aaron Mabley | Benjamin F. Edwards & Company, Incorporated BD affiliated | Avantax Planning Partners, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2024 | Jan 3, 2025 (352 d) |
| Nicholas Kilburg | Global Wealth Strategies And Associates, LLC independent RIA | Avantax Planning Partners, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2023 | Jan 27, 2025 (393 d) |
| James Ray Gardner | Allen Capital Group, LLC independent RIA | Avantax Planning Partners, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 18, 2023 | Feb 8, 2024 (52 d) |
| Jeffrey Osteen | Citigroup Global Markets Inc. BD affiliated | Avantax Planning Partners, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2023 | Jan 24, 2024 (72 d) |
| Elvis Ndahibeshe | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Avantax Planning Partners, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 10, 2023 | Nov 17, 2023 |
| Christopher Kadowaki | Facet independent RIA | Avantax Planning Partners, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 3, 2023 | Oct 9, 2023 |
| Samir Ahmed | Facet independent RIA | Avantax Planning Partners, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 18, 2023 | Oct 11, 2023 |
| Giovanni Valle | Facet independent RIA | Avantax Planning Partners, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 15, 2023 | Feb 19, 2025 (646 d) |
| Matthew Paul Gagnon | Avantax Advisory Services BD affiliated | Avantax Planning Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2023 | Mar 18, 2021 |
| Taylor Ayres | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Avantax Planning Partners, Inc. independent RIA | Wirehouse to independent RIA | Feb 21, 2023 | Mar 27, 2023 (34 d) |
| Vincent Tomas Ryan | Allen Capital Group, LLC independent RIA | Avantax Planning Partners, Inc. independent RIA | RIA to RIA | Jan 31, 2023 | Feb 1, 2023 |
| Susan R Copeland | Bridgeworth Wealth Management independent RIA | Avantax Planning Partners, Inc. independent RIA | RIA to RIA | Jan 16, 2023 | Mar 13, 2023 (56 d) |
| Darrah La Vonne Lay | Avantax Advisory Services BD affiliated | Avantax Planning Partners, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2022 | Feb 20, 2024 (442 d) |
| Leah Christine Heidler | Avantax Advisory Services BD affiliated | Avantax Planning Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 25, 2022 | Oct 28, 2022 |
| Terry B Brown | Thurston Springer Advisors BD affiliated | Avantax Planning Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 13, 2022 | Oct 7, 2022 |
| Michael David Schlitter | Avantax Advisory Services BD affiliated | Avantax Planning Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2022 | Oct 12, 2022 |
| Robert Wayne Carey | Avantax Advisory Services BD affiliated | Avantax Planning Partners, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2022 | Apr 1, 2026 (1308 d) |
| Travis Michael Martinek | Benchmark Financial state registered | Avantax Planning Partners, Inc. independent RIA | Other | Aug 29, 2022 | Sep 21, 2022 |
| Aliina Marie Anton-Erik | Avantax Advisory Services BD affiliated | Avantax Planning Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 10, 2022 | Jul 29, 2022 |
| Joann Huber | Barber Financial Group independent RIA | Avantax Planning Partners, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 19, 2022 | Apr 26, 2023 (281 d) |
| Jill Kaz | Hemington Wealth Management independent RIA | Avantax Planning Partners, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 30, 2022 | Dec 16, 2024 (900 d) |
| Adam J Rang | Weitzel Financial Services, Inc. independent RIA | Avantax Planning Partners, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 10, 2022 | Aug 1, 2024 (783 d) |
| Melissa Labrue | Avantax Advisory Services BD affiliated | Avantax Planning Partners, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2022 | Jan 1, 2025 (1072 d) |
| Lawrence Solomayer | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Avantax Planning Partners, Inc. independent RIA | Wirehouse to independent RIA | Jan 6, 2022 | Dec 6, 2022 (334 d) |
| Matthew Cash | Robert W. Baird & Co. Incorporated mixed wealth | Avantax Planning Partners, Inc. independent RIA | RIA to RIA | Aug 12, 2021 | Aug 9, 2021 |
| Laura Marie Gillen | Northwestern Mutual Investment Services,LLC no RAUM | Avantax Planning Partners, Inc. independent RIA | Other | Jun 11, 2021 | Jun 15, 2021 |
| Roderick Renard Washington | Avantax Advisory Services BD affiliated | Avantax Planning Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 21, 2021 | Mar 18, 2021 |
| Michael Leland Barratt | Charles Schwab & Co., Inc. national BD | Avantax Planning Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 16, 2021 | Mar 10, 2021 |
| Daniel Douglas Maloney | Thurston Springer Advisors BD affiliated | Avantax Planning Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 2, 2021 | Feb 8, 2021 |
| Timothy Allen Wissing | Avantax Advisory Services BD affiliated | Avantax Planning Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2021 | Jan 11, 2021 |
| Patrick Lloyd Mutchler | Investment Alliances, LLC unclassified | Avantax Planning Partners, Inc. independent RIA | Other | Aug 28, 2020 | Feb 15, 2019 |
| David William Perky | Sunrise Advisors independent RIA | Avantax Planning Partners, Inc. other | Other | Jun 24, 2020 | Feb 8, 2013 |
| Christopher John Morris | Hbks Wealth Advisors independent RIA | Avantax Planning Partners, Inc. independent RIA | RIA to RIA | Dec 6, 2019 | Jun 30, 2021 (572 d) |
| Steven Glenn Mcdonough | MML Investors Services, LLC BD affiliated | Avantax Planning Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2019 | May 14, 2019 |
| Nicole Ary Boren | J.J.B. Hilliard, W.L. Lyons, LLC independent RIA | Avantax Planning Partners, Inc. independent RIA | RIA to RIA | Apr 26, 2019 | May 17, 2019 |
| Molly Nelson | LPL Financial LLC independent RIA | Avantax Planning Partners, Inc. independent RIA | RIA to RIA | Mar 14, 2019 | Mar 11, 2019 |
| Daniyal I Ahmed | Equitable Advisors, LLC national BD | Avantax Planning Partners, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2018 | Apr 14, 2023 (1634 d) |
| Kyle Lippold | Global Portfolio Strategies, Inc. other | Avantax Planning Partners, Inc. other | Other | Oct 10, 2017 | Nov 10, 2017 (31 d) |
| Nicholas John Bishop | Atcapital Management other | Avantax Planning Partners, Inc. independent RIA | Other | May 25, 2017 | Apr 20, 2018 (330 d) |
| Marcia Marian Lewis | Trustee Empowerment & Protection, Inc. other | Avantax Planning Partners, Inc. other | Other | Dec 23, 2016 | Dec 14, 2016 |
| Wray Thomas Cooper | Trustee Empowerment & Protection, Inc. other | Avantax Planning Partners, Inc. other | Other | Dec 23, 2016 | Nov 23, 2016 |
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92 moves match.