DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Homestead Advisers Corp.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David Stephen MudrockPnc Wealth Management BD affiliatedHomestead Advisers Corp. otherOtherAug 26, 2026Sep 2, 2026
Jung Hwa SehBogart Wealth, LLC independent RIAHomestead Advisers Corp. otherOtherMay 19, 2026Aug 15, 2026 (88 d)
Westley E TibbsCharles Schwab & Co., Inc. national BDHomestead Advisers Corp. otherOtherApr 5, 2025May 9, 2025 (34 d)
Shannon Erika TrumanBrasada Capital Management, LP independent RIAHomestead Advisers Corp. otherOtherMar 27, 2024Dec 10, 2024 (258 d)
Cedrian Monique Cross-SmithFidelity Personal And Workplace Advisors BD affiliatedHomestead Advisers Corp. otherOtherDec 21, 2023Jan 30, 2024 (40 d)
William Douglas KindleWindham Capital Management, LLC mixed wealthHomestead Advisers Corp. otherOtherNov 17, 2021May 31, 2022 (195 d)
Raymond L. ScottSuntrust Investment Services, Inc. otherHomestead Advisers Corp. otherOtherFeb 21, 2014Apr 14, 2017 (1148 d)
Kenneth Robert SurickMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHomestead Advisers Corp. otherOtherApr 30, 2012Jun 1, 2012 (32 d)
Tamika Francester BishopSecurian Financial Services, Inc. otherHomestead Advisers Corp. otherOtherDec 31, 2011Jun 4, 2012 (156 d)
Joshua Rittenhouse FretzInvestment Advisors Corp otherHomestead Advisers Corp. otherOtherFeb 7, 2011Mar 1, 2011
Andrew Jeffrey OstlundAmeriprise Financial Services, LLC national BDHomestead Advisers Corp. otherOtherJul 8, 2009Jul 22, 2009
Jamie Tabor StoneWoodbury Financial Services, Inc. otherHomestead Advisers Corp. otherOtherNov 12, 2008Nov 10, 2008
Adriana SernaMorgan Stanley & Co. LLC unclassifiedHomestead Advisers Corp. otherOtherJun 16, 2008Jul 28, 2008 (42 d)
Elizabeth Nicole NapperBb&T Asset Management, Inc. unclassifiedHomestead Advisers Corp. otherOtherNov 2, 2007Nov 20, 2007
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14 moves match.