DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Great Lakes Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joseph Francis SciaccottaLPL Financial LLC BD affiliatedGreat Lakes Advisors, LLC otherOtherJun 24, 2026Jan 9, 2026
Steven Paul SwensenMorgan Stanley wirehouseGreat Lakes Advisors, LLC otherOtherMay 18, 2022Sep 6, 2023 (476 d)
Sarah DeskovichLasalle St. Investment Advisors, L.L.C. BD affiliatedGreat Lakes Advisors, LLC otherOtherMar 1, 2019Apr 9, 2019 (39 d)
Joshua LuffJ.P. Morgan Securities LLC wirehouseGreat Lakes Advisors, LLC otherOtherJun 19, 2014Jun 18, 2014
Bruce Allen EbelMadison Asset Management otherGreat Lakes Advisors, LLC otherOtherAug 20, 2013Nov 4, 2016 (1172 d)
Pragna Gadhvi RohmanMorgan Stanley wirehouseGreat Lakes Advisors, LLC otherOtherOct 13, 2011Sep 30, 2011
Thomas A KnottMorgan Stanley wirehouseGreat Lakes Advisors, LLC otherOtherOct 13, 2011Sep 30, 2011
Thomas J CroghanMorgan Stanley wirehouseGreat Lakes Advisors, LLC otherOtherJan 19, 2011Jan 6, 2011
Jenny Ann NotteAsb Capital Management LLC otherGreat Lakes Advisors, LLC otherOtherDec 8, 2010Jan 16, 2013 (770 d)
Richard Michael RokusM&I Investment Management Corp. otherGreat Lakes Advisors, LLC otherOtherApr 29, 2010Sep 9, 2011 (498 d)
Alan Clark AshworthAdvanced Investment Partners unclassifiedGreat Lakes Advisors, LLC otherOtherApr 22, 2009Apr 22, 2009
William Newton GreggWintrust Investments otherGreat Lakes Advisors, LLC otherOtherSep 30, 2008Sep 30, 2008
Mark Thomas WagnerWagner Investment Management, LLC unclassifiedGreat Lakes Advisors, LLC otherOtherJan 16, 2007Aug 25, 2006
Richard WholeyWintrust Investments otherGreat Lakes Advisors, LLC otherOtherJul 10, 2006Sep 22, 2005
Bradford Mcmurray WalkerChase Investment Services Corp. otherGreat Lakes Advisors, LLC otherOtherOct 4, 2005Oct 3, 2005
Bethann Stroud GoodrickChase Investment Services Corp. otherGreat Lakes Advisors, LLC otherOtherSep 15, 2005Sep 22, 2005
Aaron Thomas CatesGuggenheim Investments otherGreat Lakes Advisors, LLC otherOtherFeb 23, 2005Mar 1, 2005
Patrick Michael MorrisseyJ.P. Morgan Asset Management unclassifiedGreat Lakes Advisors, LLC otherOtherJan 25, 2005Jan 22, 2009 (1458 d)
Jeannette Ann AdcockWells Fargo Advisors wirehouseGreat Lakes Advisors, LLC otherOtherOct 4, 2004Sep 23, 2004
Todd Alan BesseyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseGreat Lakes Advisors, LLC otherOtherApr 7, 2004Apr 12, 2004
Cecilia BrunettiWaterstone Financial Group, Inc. unclassifiedGreat Lakes Advisors, LLC otherOtherJan 20, 2004Apr 21, 2004 (92 d)
David M BruskinA. G. Edwards & Sons, Inc. unclassifiedGreat Lakes Advisors, LLC otherOtherJun 6, 2003May 30, 2003
Scott Whitney TurnerRBC Capital Markets, LLC national BDGreat Lakes Advisors, LLC otherOtherMar 20, 2003Mar 7, 2003
Michelle C HughesStrategic Advisers LLC national BDGreat Lakes Advisors, LLC otherOtherJan 24, 2003May 26, 2004 (488 d)
Luigi Edward MancusiNorthern Trust Securities, Inc no RAUMGreat Lakes Advisors, LLC otherOtherNov 14, 2002Jul 11, 2005 (970 d)
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25 moves match.