DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Oakwood Capital, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brian Scott SchaeferTlg Advisors, Inc. BD affiliatedOakwood Capital, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 17, 2026Sep 4, 2026
Carol Ann GoetschTlg Advisors, Inc. BD affiliatedOakwood Capital, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 27, 2026Apr 14, 2026
Justin Lee PierceTerra Wealth independent RIAOakwood Capital, Inc. independent RIARIA to RIAMar 4, 2025Mar 5, 2025
Paul C SelsorKestra Advisory Services, LLC BD affiliatedOakwood Capital, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 2, 2023Mar 1, 2023
Brandon Douglas VincentFirst Command Advisory Services BD affiliatedOakwood Capital, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 22, 2022Dec 19, 2022
Jason William RoeskeEhlers institutionalOakwood Capital, Inc. independent RIAOtherMay 27, 2022Apr 7, 2022
Jill Anne VeenstraHuntington Financial Advisors BD affiliatedOakwood Capital, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 14, 2022Mar 22, 2022
Jason Thomas KingProsperity Capital Advisors independent RIAOakwood Capital, Inc. otherOtherJul 6, 2020Jul 2, 2020
Douglas Stephan KingProsperity Capital Advisors independent RIAOakwood Capital, Inc. otherOtherJun 17, 2020Apr 30, 2020
William David RichardsonProsperity Capital Advisors independent RIAOakwood Capital, Inc. otherOtherMay 4, 2020May 27, 2020
Michael William MullinsThe Oak Ridge Financial Services Group, Inc BD affiliatedOakwood Capital, Inc. otherOtherSep 16, 2019Sep 27, 2019
Jon Daniel BreimhorstUBS Financial Services Inc. wirehouseOakwood Capital, Inc. otherOtherJun 12, 2018Jul 26, 2018 (44 d)
Douglas Eugene HenkeAmerican Investors Group, Inc. unclassifiedOakwood Capital, Inc. otherOtherNov 27, 2017Nov 30, 2017
Corey David PedersonNorthwestern Mutual Investment Services,LLC otherOakwood Capital, Inc. otherOtherAug 31, 2015Dec 8, 2015 (99 d)
Richard Kenneth SunderlandCl Wealth Management LLC otherOakwood Capital, Inc. otherOtherJun 25, 2012Mar 20, 2013 (268 d)
Darrell Alve MccroskeyWoodbury Financial Services, Inc. otherOakwood Capital, Inc. otherOtherOct 11, 2011Jun 14, 2016 (1708 d)
John F DevereauxWfg Advisors, LP otherOakwood Capital, Inc. otherOtherAug 10, 2010Jan 17, 2014 (1256 d)
David Michael MannThrivent Investment Management Inc. otherOakwood Capital, Inc. otherOtherMar 24, 2010Mar 29, 2010
David Bower StevensonRBC Capital Markets, LLC national BDOakwood Capital, Inc. otherOtherSep 24, 2009Jul 24, 2012 (1034 d)
Jonathan Drew LondonUBS Financial Services Inc. wirehouseOakwood Capital, Inc. otherOtherMay 13, 2009Jan 17, 2014 (1710 d)
Wendy WaalenCitigroup Global Markets Inc. otherOakwood Capital, Inc. otherOtherFeb 27, 2009Aug 15, 2011 (899 d)
Ryan Michael CarlsonCitigroup Global Markets Inc. otherOakwood Capital, Inc. otherOtherSep 17, 2008Jan 12, 2009 (117 d)
Daniel Joseph ColichMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOakwood Capital, Inc. otherOtherAug 6, 2008Jan 17, 2014 (1990 d)
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23 moves match.