DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Signaturefd, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sibghat Ullah Sheikh | Northwestern Mutual Investment Services,LLC no RAUM | Signaturefd, LLC independent RIA | Other | Feb 5, 2026 | Mar 30, 2026 (53 d) |
| Adis Mehic | Mercer Global Advisors Inc. independent RIA | Signaturefd, LLC independent RIA | RIA to RIA | Aug 11, 2025 | Sep 17, 2025 (37 d) |
| William N Mcferren | Goldman Sachs Wealth Services, L.P. BD affiliated | Signaturefd, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2025 | Jul 3, 2025 |
| Spencer William Borchelt | Goldman Sachs Wealth Services, L.P. BD affiliated | Signaturefd, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 18, 2022 | Feb 24, 2025 (1074 d) |
| Isobo Sokipriye Amaso | Deerfield independent RIA | Signaturefd, LLC independent RIA | RIA to RIA | Jun 23, 2021 | Mar 1, 2024 (982 d) |
| Wendell Henry Estep | Goldman Sachs Wealth Services, L.P. BD affiliated | Signaturefd, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 3, 2021 | Jan 26, 2024 (1087 d) |
| Leah Robertson Maybry | Mcshane Partners independent RIA | Signaturefd, LLC independent RIA | RIA to RIA | Sep 4, 2019 | Oct 4, 2019 |
| John Daniel Thacker | Cornerstone Wealth independent RIA | Signaturefd, LLC independent RIA | RIA to RIA | Apr 29, 2019 | Jun 4, 2019 (36 d) |
| Anthony Warren Welch | Ned Davis Research, Inc. no RAUM | Signaturefd, LLC independent RIA | Other | Apr 29, 2019 | Aug 3, 2018 |
| Evan Peabody Carter | Acg Wealth Inc. independent RIA | Signaturefd, LLC independent RIA | RIA to RIA | Mar 14, 2019 | Mar 29, 2019 |
| Mckenna H Law | Berman Capital Advisors, LLC independent RIA | Signaturefd, LLC independent RIA | RIA to RIA | Mar 7, 2019 | Mar 30, 2023 (1484 d) |
| Brian William Frey | Joyn Advisors, Inc. independent RIA | Signaturefd, LLC independent RIA | RIA to RIA | Sep 4, 2018 | Sep 6, 2018 |
| James Colin Sturgis | Homrich Berg independent RIA | Signaturefd, LLC independent RIA | RIA to RIA | May 30, 2018 | Jun 7, 2018 |
| Alex Jacob Moss | Pnc Wealth Management BD affiliated | Signaturefd, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 19, 2018 | Jan 13, 2021 (1000 d) |
| Isabel Foster Berbert | UBS Financial Services Inc. wirehouse | Signaturefd, LLC other | Other | Jan 11, 2018 | Mar 30, 2018 (78 d) |
| Cameron Bryan Craig | Northwestern Mutual Investment Services,LLC no RAUM | Signaturefd, LLC other | Other | Oct 26, 2017 | Dec 7, 2017 (42 d) |
| Nicholas Thomas Stafford | Capital Bank And Trust Company other | Signaturefd, LLC other | Other | Jul 18, 2017 | Aug 23, 2017 (36 d) |
| Elizabeth Walsh Dipaolo | Smith & Howard Wealth Management, LLC other | Signaturefd, LLC other | Other | Jul 12, 2017 | Aug 10, 2017 |
| Caitlin Stewart Hochstetler | Goldman Sachs Wealth Services, L.P. other | Signaturefd, LLC independent RIA | Other | Mar 13, 2017 | Jun 19, 2019 (828 d) |
| Thomas Wade Hill | Gfo Advisory Services, LLC other | Signaturefd, LLC other | Other | Jul 10, 2014 | Jun 13, 2017 (1069 d) |
| Charles Gerald Gray | Principle Planning Advisors, LLC other | Signaturefd, LLC other | Other | Nov 20, 2013 | Feb 10, 2014 (82 d) |
| Daniel Mark Dubay | Ppa Advisory Services, Inc. other | Signaturefd, LLC other | Other | Aug 30, 2013 | Dec 3, 2013 (95 d) |
| Philip Chisom Beatty | Ppa Advisory Services, Inc. other | Signaturefd, LLC other | Other | Aug 30, 2013 | Dec 5, 2013 (97 d) |
| James Frederick Loyd | Park Avenue Securities LLC other | Signaturefd, LLC other | Other | Jul 31, 2012 | Aug 6, 2015 (1101 d) |
| John C O'Donnell | Strategic Advisers LLC national BD | Signaturefd, LLC other | Other | Jul 24, 2012 | Jan 7, 2013 (167 d) |
| James Earl Tally | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Signaturefd, LLC other | Other | Jul 6, 2012 | Jan 7, 2013 (185 d) |
| Victoria Kent Shackley | Wells Fargo Advisors wirehouse | Signaturefd, LLC other | Other | Jul 7, 2011 | Jan 7, 2013 (550 d) |
| Tyler Dorsey Reams | Peachtree Planning Advisors, Inc. unclassified | Signaturefd, LLC other | Other | Dec 31, 2010 | Aug 5, 2015 (1678 d) |
| Russell Bennett Cearley | Suntrust Investment Services, Inc. other | Signaturefd, LLC other | Other | Mar 25, 2010 | Aug 14, 2014 (1603 d) |
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29 moves match.