DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Uhlmann Investment Management, L.L.C.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Damian Tyler FergusonStrategic Advisers LLC national BDUhlmann Investment Management, L.L.C. independent RIAAffiliated broker-dealer or bank to independent RIAMay 28, 2026Jun 1, 2026
Matthew James BarberaOnedigital institutionalUhlmann Investment Management, L.L.C. independent RIAOtherMar 9, 2026Mar 17, 2026
Thomas James LangerRaymond James Financial Services Advisors, Inc BD affiliatedUhlmann Investment Management, L.L.C. independent RIAAffiliated broker-dealer or bank to independent RIAJan 9, 2026Jan 12, 2026
Maureen (Nmn) MackowskiC2c Wealth Management, LLC independent RIAUhlmann Investment Management, L.L.C. independent RIARIA to RIAJan 22, 2024Oct 14, 2025 (631 d)
Michael Fitzgerald DunneAvellino Financial Advisors, Inc. independent RIAUhlmann Investment Management, L.L.C. independent RIARIA to RIADec 31, 2021Mar 8, 2022 (67 d)
Glenn Scott SchwaljeWorld Equity Group, Inc. BD affiliatedUhlmann Investment Management, L.L.C. independent RIAAffiliated broker-dealer or bank to independent RIASep 20, 2021Sep 12, 2022 (357 d)
William John LillwitzAvellino Financial Advisors, Inc. independent RIAUhlmann Investment Management, L.L.C. independent RIARIA to RIAJan 19, 2021Jan 19, 2021
Michael David HerrmannWells Fargo Advisors wirehouseUhlmann Investment Management, L.L.C. independent RIAWirehouse to independent RIAJul 8, 2020Jul 2, 2020
Kirk Eugene RascherRothschild Investment otherUhlmann Investment Management, L.L.C. otherOtherJan 16, 2018Jan 11, 2018
James Patrick KozakRobertson Stephens Advisors otherUhlmann Investment Management, L.L.C. otherOtherOct 4, 2017Nov 16, 2017 (43 d)
Ronny K MarkPerpetual Wealth Capital Management, LLC unclassifiedUhlmann Investment Management, L.L.C. otherOtherMar 31, 2017Feb 3, 2014
Todd Robert FincannonPerpetual Wealth Capital Management, LLC unclassifiedUhlmann Investment Management, L.L.C. otherOtherMar 31, 2017Feb 4, 2014
Daniel Patrick WachsPerpetual Wealth Capital Management, LLC unclassifiedUhlmann Investment Management, L.L.C. otherOtherMar 27, 2017Dec 26, 2013
Gordon Eliot FalloneRobertson Stephens Advisors otherUhlmann Investment Management, L.L.C. otherOtherOct 17, 2016Nov 21, 2017 (400 d)
Matthew Aaron LusardiHayden Royal otherUhlmann Investment Management, L.L.C. otherOtherFeb 5, 2016Jan 22, 2016
Lawrence Michael DoodyKingsbury Capital Investment Advisors LLC independent RIAUhlmann Investment Management, L.L.C. otherOtherSep 30, 2013Sep 9, 2013
Terry Michael FinkelWells Fargo Advisors wirehouseUhlmann Investment Management, L.L.C. otherOtherNov 26, 2012Dec 3, 2012
Michael Coyle DillonWells Fargo Advisors wirehouseUhlmann Investment Management, L.L.C. otherOtherJan 3, 2012Jun 28, 2012 (177 d)
Vernon Kelley ArmourWilliam Blair & Company L.L.C. otherUhlmann Investment Management, L.L.C. otherOtherAug 2, 2007Nov 2, 2009 (823 d)
Alan Frank DelcorseCalamos Advisors LLC otherUhlmann Investment Management, L.L.C. otherOtherFeb 12, 2004Sep 3, 2009 (2030 d)
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20 moves match.