DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Provenance Wealth Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kevin David HurleySlavic Mutual Funds Management Corp. institutionalProvenance Wealth Advisors independent RIAOtherAug 25, 2026Jul 27, 2026
William Charles DahmCitizens Securities, Inc. BD affiliatedProvenance Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJun 27, 2024Nov 19, 2024 (145 d)
Donna Sue SantangeloRaymond James Financial Services Advisors, Inc BD affiliatedProvenance Wealth Advisors institutionalOtherAug 25, 2023Sep 1, 2023
Pedro Ernesto Harth-SilvaRaymond James Financial Services Advisors, Inc BD affiliatedProvenance Wealth Advisors institutionalOtherAug 25, 2023Aug 25, 2023
Robert Mark WeissRaymond James Financial Services Advisors, Inc BD affiliatedProvenance Wealth Advisors no RAUMOtherAug 25, 2023Jan 29, 2019
Kathleen Graham MarteneyRaymond James Financial Services Advisors, Inc BD affiliatedProvenance Wealth Advisors no RAUMOtherAug 25, 2023Mar 28, 2014
Melvin Ovet PerezRaymond James Financial Services Advisors, Inc BD affiliatedProvenance Wealth Advisors no RAUMOtherAug 25, 2023Jul 6, 2018
Melissa McgrathRaymond James Financial Services Advisors, Inc BD affiliatedProvenance Wealth Advisors institutionalOtherAug 25, 2023Aug 25, 2023
Oscar Jesus CastellanosRaymond James Financial Services Advisors, Inc BD affiliatedProvenance Wealth Advisors no RAUMOtherAug 25, 2023Jul 6, 2018
Ryan T. WhitemanRaymond James Financial Services Advisors, Inc BD affiliatedProvenance Wealth Advisors institutionalOtherAug 25, 2023Apr 29, 2022
Shane David PhillipsRaymond James Financial Services Advisors, Inc BD affiliatedProvenance Wealth Advisors no RAUMOtherAug 25, 2023Mar 30, 2015
Carlos Fernando MenesesRaymond James Financial Services Advisors, Inc BD affiliatedProvenance Wealth Advisors institutionalOtherAug 25, 2023Sep 5, 2023
Evan DunayerRaymond James Financial Services Advisors, Inc BD affiliatedProvenance Wealth Advisors institutionalOtherAug 25, 2023Sep 12, 2023
Thomas Joseph ScanlanRaymond James Financial Services Advisors, Inc BD affiliatedProvenance Wealth Advisors no RAUMOtherAug 9, 2023Jul 5, 2018
Justin PullaroColumbia Advisory Partners, LLC independent RIAProvenance Wealth Advisors independent RIARIA to RIAJun 30, 2022Oct 17, 2023 (474 d)
Jamel GordonRaymond James Financial Services Advisors, Inc BD affiliatedProvenance Wealth Advisors no RAUMOtherMar 18, 2022Jun 26, 2018
Douglas Adam GerrardRaymond James Financial Services Advisors, Inc BD affiliatedProvenance Wealth Advisors no RAUMAffiliated broker-dealer or bank to a newly registered adviserDec 20, 2018Jul 5, 2018
Paul Wolfson CarmanRaymond James Financial Services Advisors, Inc otherProvenance Wealth Advisors no RAUMOtherJun 2, 2016Jan 17, 2014
William Gerard MckennaWalnut Street Securities, Inc. otherProvenance Wealth Advisors no RAUMOtherSep 3, 2013Apr 8, 2013
Joseph KarlWalnut Street Securities, Inc. otherProvenance Wealth Advisors no RAUMOtherSep 3, 2013Oct 31, 2012
Raquel NaloMorgan Stanley wirehouseProvenance Wealth Advisors no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Oct 14, 2010Mar 14, 2011 (151 d)
Christopher Lemoine SilversmithWalnut Street Securities, Inc. otherProvenance Wealth Advisors no RAUMOtherSep 14, 2010Jul 23, 2010
Ericka KingRaymond James Financial Services, Inc. unclassifiedProvenance Wealth Advisors no RAUMOtherFeb 4, 2009Jun 30, 2009 (146 d)
Robert GordonWalnut Street Securities, Inc. otherProvenance Wealth Advisors no RAUMOtherAug 28, 2007Mar 9, 2005
Brendan Thomas HayesOsaic Fa, Inc. otherProvenance Wealth Advisors no RAUMOtherSep 3, 2004Mar 9, 2005 (187 d)
Scott Richard MontgomeryNathan & Lewis Securities, Inc. unclassifiedProvenance Wealth Advisors no RAUMOtherAug 1, 2003May 6, 2003
Todd Anthony MollNathan & Lewis Securities, Inc. unclassifiedProvenance Wealth Advisors no RAUMOtherAug 1, 2003May 6, 2003
Eric Paul ZeitlinNathan & Lewis Securities, Inc. unclassifiedProvenance Wealth Advisors no RAUMOtherAug 1, 2003May 6, 2003
Lee Frederick HedigerNathan & Lewis Securities, Inc. unclassifiedProvenance Wealth Advisors no RAUMOtherAug 1, 2003May 6, 2003
Jeffrey Thomas YoungNathan & Lewis Securities, Inc. unclassifiedProvenance Wealth Advisors no RAUMOtherAug 1, 2003May 6, 2003
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30 moves match.