DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Westwood Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Daniel BraunWestwood Management Corp otherWestwood Wealth Management mixed wealthOtherJul 21, 2026Jul 21, 2026
Jessica Noelle Grigsby Bordelon1836 Asset Management, LLC independent RIAWestwood Wealth Management mixed wealthRIA to RIAJul 29, 2025Sep 18, 2025 (51 d)
Brent Allan ThomasFarther independent RIAWestwood Wealth Management mixed wealthRIA to RIAAug 19, 2024Sep 4, 2024
Nnamdi Chibuzo OdiFidelity Personal And Workplace Advisors BD affiliatedWestwood Wealth Management mixed wealthAffiliated broker-dealer or bank to independent RIAJul 22, 2024Aug 13, 2024
Jordan CowartMercer Global Advisors Inc. independent RIAWestwood Wealth Management mixed wealthRIA to RIASep 21, 2023Oct 2, 2023
Karim LakhaniFisher Investments independent RIAWestwood Wealth Management mixed wealthRIA to RIAAug 17, 2021Mar 31, 2023 (591 d)
Christophor Alan RowellCharles Schwab & Co., Inc. national BDWestwood Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAJan 18, 2021Jun 25, 2021 (158 d)
Greg Albert CasamayorMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWestwood Wealth Management independent RIAWirehouse to independent RIANov 19, 2020Jun 15, 2021 (208 d)
Lauren Gadkowski LindsayPersonal Financial Advisors, LLC independent RIAWestwood Wealth Management independent RIARIA to RIAOct 2, 2019Feb 4, 2020 (125 d)
Neal Douglas WadleyTolleson Private Wealth Management otherWestwood Wealth Management independent RIAOtherSep 26, 2017May 11, 2018 (227 d)
Leah Rebecca BennettSouth Texas Money Management, Ltd. otherWestwood Wealth Management otherOtherApr 30, 2016Jul 26, 2017 (452 d)
Thomas Wesley CaywoodLeucadia Asset Management LLC otherWestwood Wealth Management independent RIAOtherMar 31, 2011Mar 31, 2021 (3653 d)
Thomas B WilliamsLegacy Asset Management, Inc. otherWestwood Wealth Management otherOtherMay 10, 2007Nov 17, 2017 (3844 d)
Nicholas William EnglishMorgan Stanley Dw Inc. unclassifiedWestwood Wealth Management otherOtherMar 13, 2006Feb 28, 2017 (4005 d)
Susan Vignolo ConleyAtlantic Trust Advisors, Inc. unclassifiedWestwood Wealth Management mixed wealthOtherNov 3, 2004Jan 14, 2025 (7377 d)
Darren C ObrechtKarstens Investment Counsel, Inc. otherWestwood Wealth Management otherOtherOct 21, 2004Oct 18, 2004
Andrea Patricia McmahonMccarthy Group Asset Management unclassifiedWestwood Wealth Management otherOtherSep 27, 2004Sep 14, 2004
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17 moves match.