DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Simon Quick Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Andrew Fraser FergusonProquility Private Wealth Partners, LLC independent RIASimon Quick Advisors, LLC independent RIARIA to RIAJun 30, 2025Jun 12, 2025
Patricia Ann YeagerProquility Private Wealth Partners, LLC independent RIASimon Quick Advisors, LLC independent RIARIA to RIAJun 30, 2025Jun 20, 2025
Deanna Jean MillerProquility Private Wealth Partners, LLC independent RIASimon Quick Advisors, LLC independent RIARIA to RIAJun 30, 2025Jun 13, 2025
Mcclain Hunt BishopMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSimon Quick Advisors, LLC independent RIAWirehouse to independent RIAFeb 21, 2025Feb 25, 2025
Ryan CaseyPark Avenue Securities LLC BD affiliatedSimon Quick Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 6, 2025Jan 15, 2025
Patrick J MurphyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSimon Quick Advisors, LLC independent RIAWirehouse to independent RIAAug 1, 2023Mar 18, 2026 (960 d)
Brian Douglas HipwellThrive Wealth Management, LLC independent RIASimon Quick Advisors, LLC independent RIARIA to RIAApr 6, 2023Apr 11, 2023
Maritza Chow YoungSvb Wealth independent RIASimon Quick Advisors, LLC independent RIARIA to RIAMar 17, 2023Mar 20, 2023
Anthony J SantoroArista Wealth Advisors, Ltd independent RIASimon Quick Advisors, LLC independent RIARIA to RIAAug 26, 2022Aug 31, 2022
Thomas C TryninRed Hook Management independent RIASimon Quick Advisors, LLC independent RIARIA to RIAJun 10, 2022Jun 15, 2022
William Fleming CongerRed Hook Management independent RIASimon Quick Advisors, LLC independent RIARIA to RIAJun 10, 2022Jun 16, 2022
Arthur Neal LanghausSvb Wealth independent RIASimon Quick Advisors, LLC independent RIARIA to RIAApr 28, 2022May 2, 2022
Christian YossJ.P. Morgan Securities LLC wirehouseSimon Quick Advisors, LLC independent RIAWirehouse to independent RIAMar 30, 2022Mar 11, 2026 (1442 d)
James Vincent McgurrenNext Capital Management LLC independent RIASimon Quick Advisors, LLC independent RIARIA to RIAOct 1, 2019Oct 3, 2019
Brannon Jeffrey FisherBranzan Investment Advisors, Inc. mixed wealthSimon Quick Advisors, LLC independent RIARIA to RIAMar 5, 2019Apr 2, 2019
Lisa Ann ManzolilloModera Wealth Management, LLC independent RIASimon Quick Advisors, LLC independent RIARIA to RIAJun 15, 2018Aug 2, 2018 (48 d)
Jack R MahoneyUBS Financial Services Inc. wirehouseSimon Quick Advisors, LLC independent RIAWirehouse to independent RIAJun 12, 2018Jun 26, 2018
Thomas Patrick MorrLeo Wealth, LLC otherSimon Quick Advisors, LLC otherOtherOct 5, 2017Jan 23, 2018 (110 d)
Steven Henry PisanoDynasty Wealth Management, LLC otherSimon Quick Advisors, LLC otherOtherJul 29, 2016Aug 30, 2016 (32 d)
Nathan Wesley OhlingerThe Watchman Group, Inc. otherSimon Quick Advisors, LLC independent RIAOtherAug 20, 2013Jun 23, 2025 (4325 d)
Shei UngerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSimon Quick Advisors, LLC independent RIAWirehouse to independent RIASep 16, 2010Jun 11, 2025 (5382 d)
Robert K WardBanc Of America Investment Services, Inc. unclassifiedSimon Quick Advisors, LLC otherOtherMay 1, 2009Jan 25, 2013 (1365 d)
Daniel Brian WeitzRegentatlantic otherSimon Quick Advisors, LLC otherOtherMar 6, 2009Apr 5, 2013 (1491 d)
Christos John ThomasLehman Brothers Inc. unclassifiedSimon Quick Advisors, LLC independent RIAOtherFeb 28, 2008Jan 1, 2026 (6517 d)
Page 1 of 1
24 moves match.