DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Waterloo Capital
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Parker Hughes | Resurgent Advisors independent RIA | Waterloo Capital independent RIA | RIA to RIA | Aug 25, 2026 | Sep 3, 2026 |
| Stuart Sommerville Canzeri | Resurgent Advisors independent RIA | Waterloo Capital independent RIA | RIA to RIA | Aug 25, 2026 | Aug 31, 2026 |
| Jay Gregory Gehrke | Avellie Wealth Management LLC unclassified | Waterloo Capital independent RIA | Other | May 13, 2026 | Apr 2, 2026 |
| Isabella Kathryn Richard | Florida Financial Advisors, LLC BD affiliated | Waterloo Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2026 | Apr 17, 2026 (36 d) |
| Grayson Elizabeth Miller | Oxford Financial Group, Ltd independent RIA | Waterloo Capital independent RIA | RIA to RIA | Aug 19, 2025 | Jul 27, 2026 (342 d) |
| Eric Ronald Wylie | Element Retirement & Investment Consultants, L.L.C. unclassified | Waterloo Capital independent RIA | Other | Apr 3, 2025 | Jan 2, 2025 |
| Jarrod Shane Hix | Element Retirement & Investment Consultants, L.L.C. unclassified | Waterloo Capital independent RIA | Other | Apr 3, 2025 | Jan 6, 2025 |
| Joshua Thomas Teeters | Crowdstreet Advisors, LLC mixed wealth | Waterloo Capital independent RIA | RIA to RIA | Apr 11, 2024 | Apr 17, 2024 |
| Steven Harris Livitz | Ironclad Strategies LLC unclassified | Waterloo Capital independent RIA | Other | Dec 18, 2023 | Aug 4, 2023 |
| Mark J Mcadams | Ironclad Strategies LLC unclassified | Waterloo Capital independent RIA | Other | Dec 18, 2023 | Aug 4, 2023 |
| Chad Austin Kennedy | Equitable Advisors, LLC national BD | Waterloo Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2023 | Jan 5, 2026 (763 d) |
| Grant Smith | Equitable Advisors, LLC national BD | Waterloo Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 30, 2023 | Nov 10, 2023 |
| Benjamin Ashby Fuller | Equitable Advisors, LLC national BD | Waterloo Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 22, 2023 | Jan 1, 2025 (406 d) |
| Michael Scott Yawn | Equitable Advisors, LLC national BD | Waterloo Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 22, 2023 | Jan 1, 2025 (406 d) |
| Dax Werner Weindorf | Equitable Advisors, LLC national BD | Waterloo Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 21, 2023 | Jan 1, 2025 (407 d) |
| Grayson Harris Griffin | Equitable Advisors, LLC national BD | Waterloo Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 20, 2023 | Nov 10, 2023 |
| Steven Christian Schultheis | Equitable Advisors, LLC national BD | Waterloo Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 20, 2023 | Nov 10, 2023 |
| Kasey David Cooper | Equitable Advisors, LLC national BD | Waterloo Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2023 | Jan 1, 2025 (411 d) |
| Richard Lance Belline | Equitable Advisors, LLC national BD | Waterloo Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2023 | Mar 10, 2026 (874 d) |
| Stuart W Huckin | Truist Advisory Services, Inc. BD affiliated | Waterloo Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 11, 2023 | Mar 3, 2025 (509 d) |
| Keith Ronan Nielsen | Independent Financial Group, LLC BD affiliated | Waterloo Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2023 | Sep 22, 2023 |
| Dustin Allan Eldridge | Team Private Wealth Management unclassified | Waterloo Capital independent RIA | Other | Aug 15, 2023 | Jun 6, 2023 |
| Robert Patrick Blessing | Commonwealth Financial Network national BD | Waterloo Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2023 | Apr 25, 2023 |
| Andrew R Johnsen | Titleist Capital, LLC independent RIA | Waterloo Capital independent RIA | RIA to RIA | Mar 2, 2023 | Feb 2, 2023 |
| David Michael Sabonghy | Avidian Wealth Solutions independent RIA | Waterloo Capital independent RIA | RIA to RIA | Nov 16, 2022 | Nov 1, 2022 |
| Sara Leigh Seely | Equistar Wealth Management LLC independent RIA | Waterloo Capital independent RIA | RIA to RIA | Sep 30, 2022 | Oct 3, 2022 |
| Christopher John Hernandez | Osaic Wealth, Inc. BD affiliated | Waterloo Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2021 | Aug 3, 2021 |
| Robert John Russell | Osaic Wealth, Inc. BD affiliated | Waterloo Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2021 | Aug 3, 2021 |
| Adam Giovanni D'Acierno | Osaic Wealth, Inc. BD affiliated | Waterloo Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2021 | Aug 3, 2021 |
| Tanner Dale Banister | LPL Financial LLC BD affiliated | Waterloo Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2020 | Sep 3, 2020 |
| Elizabeth Evette Mock-Hernandez | Raymond James & Associates, Inc. national BD | Waterloo Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | May 7, 2020 | Jun 8, 2020 (32 d) |
| Timothy Cordell Sittler | Calton & Associates, Inc. independent RIA | Waterloo Capital independent RIA | RIA to RIA | Nov 28, 2018 | Nov 28, 2018 |
| Betty Jean Arias | Raymond James & Associates, Inc. national BD | Waterloo Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | May 3, 2018 | Apr 17, 2018 |
| Leah Anne Coleman | Raymond James & Associates, Inc. national BD | Waterloo Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | May 3, 2018 | Apr 17, 2018 |
| Frances Frazer Moore | Raymond James & Associates, Inc. national BD | Waterloo Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 19, 2018 | Apr 17, 2018 |
| Lori Gann Morris | Raymond James & Associates, Inc. national BD | Waterloo Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 19, 2018 | Apr 17, 2018 |
| Lisa Ann Allen | Smart Money Group, LLC other | Waterloo Capital other | Other | Dec 31, 2017 | Jan 8, 2018 |
| Mikiel Ray Featherston | Smart Money Group, LLC other | Waterloo Capital other | Other | Dec 6, 2017 | Dec 14, 2017 |
| Richard Omer Maurice | Black Diamond Investment Partners, LLC unclassified | Waterloo Capital other | Other | Dec 31, 2016 | May 2, 2017 (122 d) |
| Bennett Hampton Woodward | Black Diamond Investment Partners, LLC unclassified | Waterloo Capital other | Other | Dec 31, 2016 | Dec 16, 2016 |
| Timothy Sean Benbow | Black Diamond Investment Partners, LLC unclassified | Waterloo Capital other | Other | Dec 31, 2016 | Dec 16, 2016 |
| John Thomas Chatmas | Nfp Advisor Services, LLC other | Waterloo Capital other | Other | Jan 3, 2011 | Feb 11, 2011 (39 d) |
| William Farup Hoffman | Lowenberg Wealth Management Group, LLC unclassified | Waterloo Capital other | Other | Jul 28, 2006 | May 3, 2007 (279 d) |
Page 1 of 1
43 moves match.