DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Gradient Investments, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas John KleinAmeriprise Financial Services, LLC national BDGradient Investments, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 17, 2026Jun 24, 2026
Tyler Patrick EllegardGradient Advisors, LLC independent RIAGradient Investments, LLC independent RIARIA to RIAMar 19, 2026Jan 2, 2026
Lamaar Edward SteadmanGradient Advisors, LLC independent RIAGradient Investments, LLC independent RIARIA to RIADec 31, 2025Aug 11, 2026 (223 d)
John Michael InghamGradient Advisors, LLC independent RIAGradient Investments, LLC independent RIARIA to RIADec 18, 2025Dec 19, 2025
Sean Fredrich StevensonGallacher Capital Management, LLC independent RIAGradient Investments, LLC independent RIARIA to RIAOct 2, 2025Apr 8, 2026 (188 d)
William James RoachGradient Advisors, LLC independent RIAGradient Investments, LLC independent RIARIA to RIAJun 19, 2025May 13, 2025
Garett Lee HoltonGradient Advisors, LLC independent RIAGradient Investments, LLC independent RIARIA to RIAJun 19, 2025May 13, 2025
Dominic Schultz BoggioThrivent Investment Management Inc. BD affiliatedGradient Investments, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 23, 2024Mar 3, 2025 (70 d)
Thomas Henri BraunGoldenguard Wealth Management, LLC unclassifiedGradient Investments, LLC independent RIAOtherDec 31, 2023Aug 6, 2018
Kimberly Elizabeth JohnsonGradient Advisors, LLC independent RIAGradient Investments, LLC independent RIARIA to RIASep 8, 2023Sep 7, 2023
Sean A RuggieroRuggiero Wealth Management unclassifiedGradient Investments, LLC independent RIAOtherOct 27, 2022Oct 21, 2021
Trevor Shane NeufeldPaladin Capital no RAUMGradient Investments, LLC independent RIAOtherFeb 22, 2022Mar 1, 2022
Thomas R GriffithCardinal Retirement Planning, Inc. independent RIAGradient Investments, LLC otherOtherJun 15, 2021Apr 7, 2015
Hans Eckart ScheilCardinal Retirement Planning, Inc. independent RIAGradient Investments, LLC otherOtherMay 25, 2021Jul 30, 2013
Laura C CollinsOsaic Fs, Inc. BD affiliatedGradient Investments, LLC otherOtherAug 21, 2019Jan 25, 2016
Matthew Phillip AndersonGradient Advisors, LLC independent RIAGradient Investments, LLC independent RIARIA to RIAFeb 26, 2019Feb 27, 2019
Tyler Patrick EllegardU.S. Bancorp Investments, Inc. BD affiliatedGradient Investments, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 11, 2018Jan 8, 2019 (89 d)
James Chigungu MwombelaCardinal Retirement Planning, Inc. independent RIAGradient Investments, LLC otherOtherSep 5, 2018Feb 15, 2016
Dwon Lee CliftonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseGradient Investments, LLC independent RIAWirehouse to independent RIAJul 6, 2018Mar 25, 2019 (262 d)
Brendan Vincent GradyQuestar Asset Management, Inc. otherGradient Investments, LLC independent RIAOtherOct 5, 2017Nov 6, 2017 (32 d)
Brendan Vincent GradyGrady Financial Inc. unclassifiedGradient Investments, LLC otherOtherOct 20, 2016Nov 3, 2015
Sherwood Allison BarbourHorter Investment Management, LLC otherGradient Investments, LLC independent RIAOtherApr 4, 2016Feb 22, 2018 (689 d)
Jeremy Michael BryanAlerus Investment Advisors Corporation otherGradient Investments, LLC otherOtherMar 30, 2016Dec 7, 2016 (252 d)
Jonathan Adam VanordenWells Fargo Advisors wirehouseGradient Investments, LLC otherOtherNov 8, 2011Nov 2, 2011
Thomas Paul MarshallVirginia Estate And Retirement Planning Group, Inc. unclassifiedGradient Investments, LLC otherOtherDec 31, 2006Feb 9, 2007 (40 d)
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25 moves match.