DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Commerce Wealth Advisers, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
David Benjamin Merritt	Dewaay Capital Management other	Commerce Wealth Advisers, LLC other	Other	Apr 1, 2016	Aug 29, 2012
Patrick Jones	Dewaay Capital Management other	Commerce Wealth Advisers, LLC other	Other	Nov 25, 2014	Nov 2, 2010
Andrew David Kleis	Dewaay Capital Management other	Commerce Wealth Advisers, LLC other	Other	Dec 31, 2012	Apr 19, 2012
Andrew Dorr	Dewaay Capital Management other	Commerce Wealth Advisers, LLC other	Other	Dec 31, 2012	Nov 4, 2010
Benjamin L Morrow	Dewaay Capital Management other	Commerce Wealth Advisers, LLC other	Other	Dec 31, 2012	Nov 19, 2010
Todd Christopher Doorenbos	Dewaay Capital Management other	Commerce Wealth Advisers, LLC other	Other	Dec 17, 2012	Nov 4, 2010
Kay Mayhue	Biltmore Capital Advisors other	Commerce Wealth Advisers, LLC other	Other	Jun 4, 2012	May 6, 2010
Matthew Kyle Shores	Biltmore Capital Advisors other	Commerce Wealth Advisers, LLC other	Other	Jun 4, 2012	May 6, 2010
Monica Marie Sipes	Strategic Advisers LLC national BD	Commerce Wealth Advisers, LLC other	Other	Jan 24, 2012	Feb 1, 2012
Christopher Alan Uglum	Dewaay Capital Management other	Commerce Wealth Advisers, LLC other	Other	Oct 10, 2011	Nov 2, 2010
Bryan Andrew Strike	Pricewaterhousecoopers Investment Advisers LLC no RAUM	Commerce Wealth Advisers, LLC other	Other	Aug 12, 2011	Apr 28, 2010
Zachary Beckerley	Jwa Financial Group, Inc. other	Commerce Wealth Advisers, LLC other	Other	Jul 19, 2011	Jul 8, 2011
Terry Dean Wheeler	Qa3 Financial LLC unclassified	Commerce Wealth Advisers, LLC other	Other	Feb 11, 2011	Feb 11, 2011
Michelle Renee Stockman	Principal Securities, Inc. other	Commerce Wealth Advisers, LLC other	Other	Dec 13, 2010	Jan 4, 2011
Kevin John Stemberger	Equitas America, LLC unclassified	Commerce Wealth Advisers, LLC other	Other	Sep 27, 2010	Sep 27, 2010
Arthur Dennis Frasca	Equitas America, LLC unclassified	Commerce Wealth Advisers, LLC other	Other	Sep 27, 2010	Sep 27, 2010
Glen David Amason	Cambridge Investment Research Advisors, Inc. other	Commerce Wealth Advisers, LLC other	Other	Jun 11, 2010	Sep 21, 2010 (102 d)
Thomas Arthur Karsten	Avantax Advisory Services other	Commerce Wealth Advisers, LLC other	Other	May 14, 2010	May 14, 2010
Helen Barbre Stephens	Avantax Advisory Services other	Commerce Wealth Advisers, LLC other	Other	May 14, 2010	May 19, 2010
Jeffrey Charles Paladini	Avantax Advisory Services other	Commerce Wealth Advisers, LLC other	Other	May 14, 2010	May 19, 2010
Blaine Gordon Malcolm	Fsc Securities Corporation other	Commerce Wealth Advisers, LLC other	Other	May 7, 2010	May 7, 2010
Jennifer Cox Mann	Fsc Securities Corporation other	Commerce Wealth Advisers, LLC other	Other	May 7, 2010	May 6, 2010
Robin Leighton Skillingberg	Fsc Securities Corporation other	Commerce Wealth Advisers, LLC other	Other	May 7, 2010	May 7, 2010
Kimberly Anne Vesely	Fsc Securities Corporation other	Commerce Wealth Advisers, LLC other	Other	May 7, 2010	May 6, 2010
Rafael Santiago Williamson	Gunnallen Financial, Inc unclassified	Commerce Wealth Advisers, LLC other	Other	Apr 15, 2009	Jan 21, 2010 (281 d)
Matthew David Friedrichsen	Dewaay Capital Management other	Commerce Wealth Advisers, LLC other	Other	Feb 20, 2009	Feb 19, 2009
Lisa Marie Nelson	Dewaay Capital Management other	Commerce Wealth Advisers, LLC other	Other	Feb 20, 2009	Feb 19, 2009
Jon Barton	Dewaay Capital Management other	Commerce Wealth Advisers, LLC other	Other	Nov 19, 2008	Aug 10, 2011 (994 d)
David Benjamin Merritt	Ernst & Young Investment Advisers Llp no RAUM	Commerce Wealth Advisers, LLC other	Other	Feb 6, 2008	Jan 9, 2008
Kerri Jamison Brutto	Associated Planners Investment Advisory Inc unclassified	Commerce Wealth Advisers, LLC other	Other	Jul 16, 2007	Nov 27, 2007 (134 d)
John Kenneth Harada	Principal Securities, Inc. other	Commerce Wealth Advisers, LLC other	Other	Apr 3, 2006	Nov 9, 2007 (585 d)

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31 moves match.